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For canonical kinetic terms, vanishing superpotential, $g>0$ and $q\xi >0$, the D-term scalar potential $V=\frac{1}{2}(\xi +gq|\varphi {|}^2{)}^2$ has its minimum at $\varphi =0$. Both real scalar modes have squared mass $gq\xi$, while the chiral Weyl fermion, photon and gaugino are massless; the gaugino is the goldstino. The scalar-to-fermion squared-mass splitting is $gq\xi$. On the other branch $q\xi <0$, $v^2=-\xi /(gq)$ cancels $D$ and preserves supersymmetry; the Higgsed vector, remaining real scalar and Dirac fermion have common squared mass $2g^2{q}^2{v}^2$. A single nonzero-charge chiral fermion has a gauge anomaly, so a quantum realization requires an anomaly-cancelling completion; these are the stated classical vacuum spectra.

Take canonical kinetic terms, gauge coupling $g>0$, and define the Fayet–Iliopoulos term by $+\xi D$. If $\varphi$ is the scalar component of the charge-$q$ chiral superfield, the relevant auxiliary field Lagrangian isThe algebraic equation eliminates $D$ and gives the D-term scalar potentialSince the superpotential vanishes, $F=0$. In a homogeneous vacuum, the supersymmetry transformation of the gaugino includesThus $D_0\ne 0$ gives an inhomogeneous shift: no nonzero constant supersymmetry parameter leaves this vacuum invariant. The gaugino $\lambda$ is the goldstino, because it is the field shifting under the broken supercharge; there is no $F$ contribution here.

For $q\ne 0$, minimizing over $x=|\varphi {|}^2\ge 0$ separates three cases. If $q\xi <0$, the allowed value $x=-\xi /(gq)$ gives $D_0=V_0=0$: supersymmetry is unbroken while the internal gauge symmetry is Higgsed. If $q\xi >0$, the unconstrained zero of $D$ would have negative $x$, so the minimum is $\varphi =0$ with $D_0=-\xi$ and $V_0={\xi }^2/2$. If $\xi =0$, the minimum $\varphi =0$ is supersymmetric. Consequently, with this explicitly stated sign convention,Reversing the sign used to define the Fayet–Iliopoulos term reverses the printed sign criterion, not the physics. If $q=0$, the scalar is decoupled and flat: any $\xi \ne 0$ still breaks supersymmetry through $D_0=-\xi$, but the charged-field criterion does not apply.

On the broken branch, expand about $\varphi =0$:Writing $\varphi =({\varphi }_1+i{\varphi }_2)/\sqrt{2}$ gives both real scalar modes the squared mass $gq\xi$. There is no superpotential fermion mass and no vacuum expectation value to induce gaugino–matter-fermion mixing. The Abelian gauge symmetry is unbroken, so its vector is also massless. The complete mass spectrum of single charged-field D-term breaking isThe original chiral multiplet therefore has the squared-mass splittingThe original vector multiplet has zero mass splitting, although the nonzero $D_0$ means it is not an unbroken-supersymmetry representation. As a check, the tree-level supertrace mass sum rule gives $\mathrm{Str}{M}^2=2gq\xi$ when the two real scalar degrees of freedom are counted. On the $q=0$ broken branch all the propagating fields are massless.

There is a necessary scope qualification: one nonzero-charge Weyl fermion has an Abelian cubic gauge anomaly proportional to $q^3$ and a mixed gravitational gauge anomaly proportional to $q$. These are the classical vacuum and spectrum calculations requested by the model; a consistent quantum gauge theory needs an anomaly-cancelling completion, whose additional matter must also be included in its vacuum analysis.

Use Planck units and restrict to the physical Kähler metric domainPut $A=a{e}^{-\alpha S}$ and $w=A+b$, so that $W=C^3+w$. There are no gauged interactions specified, hence no additional D-term scalar potential. The supergravity F-term potential is $V=e^K(K^{i\bar{j}}{D}_{i}W\overline{D_{j}W}-3|W{|}^2)$, with $e^K=1/(x{y}^3)$. Its Kähler covariant derivatives of a superpotential areThe nonzero metric entries areThe determinant of this $T,C$ block is $9/y^3>0$, so it is positive definite. With the inverse-index convention $K_{i\bar{j}}{K}^{k\bar{j}}={\delta }_i^k$, the raised components areKeeping these complex-conjugate off-diagonal entries in their correct index positions is essential.

To exhibit the no-scale supergravity cancellation, write the $T,C$ norm asHere $D_{C}W+\bar{C}{D}_{T}W=3C^2$. The $3|W{|}^2$ term cancels the negative term in the supergravity F-term potential. The result is the nonnegative scalar potentialThis is the matter-logarithm no-scale potential, specialized to the exponential superpotential.

Choose the supergravity auxiliary field convention $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$. Substitution into the full inverse Kähler metric givesAn overall auxiliary-field phase is conventional. The $C$ dependence of $F^T$ cancels between the two metric terms. If all three auxiliary fields vanished at a finite physical point, $F^C=0$ would force $C=0$, $F^T=0$ would force $A+b=0$, and $F^S=0$ would then force $\alpha xA=0$. Thus $a=b=0$ is necessary. For any nontrivial choice of $a,b$, supersymmetry is broken at every finite physical point. The allowed exception $a=b=0$, $C=0$ is supersymmetric; the statement cannot hold for all arbitrary parameters without this qualification.

The no-scale volume runaway criterion also determines whether the minimum is attained. For fixed $S,C$, differentiation with respect to $y$ givesIt is negative unless both numerators vanish. Therefore a finite stationary vacuum must satisfyEvery such point is a global minimum with $V_{\min }=0$. For $a,b\ne 0$, setting $r=|b/a|$ and $z=\alpha x>0$ reduces existence toThe derivative of the magnitude function is $(1-z)e^{-z/2}/2$. It rises from $1$ at the excluded boundary $z=0$ to $2e^{-1/2}$ at $z=1$, then falls to zero. Consequently a finite zero-energy minimum exists exactly whenor in the separate trivial family $a=b=0$. There is one positive root for $0<r\le 1$, two for $1<r<2e^{-1/2}$, and one double root at equality. If only one of $a,b$ vanishes, or $r$ exceeds this maximum, there is no finite minimum: the infimum is zero as $\mathrm{Re}T\to \infty$. Calling this runaway a finite zero-energy vacuum would be incorrect.

At a nontrivial zero-energy minimum, $W=A+b=-\alpha xA\ne 0$, and the auxiliary expectation values reduce toThis explicitly verifies supersymmetry breaking with zero vacuum energy in no-scale supergravity. Both real components of $T$ are exact flat directions of a scalar potential on the minimum locus. Away from that locus, $\mathrm{Im}T$ is still absent from the potential, but $\mathrm{Re}T$ is not flat. At a minimum, $C$ is lifted at quartic order: at fixed $S,T$, $V=3|C{|}^4/[x(T+\bar{T}{)}^2]+O(|C{|}^6)$. A zero quadratic mass does not make $C$ an exact flat direction. The quartic stabilization at a double no-scale root likewise gives a vanishing quadratic mass, but no exact flat direction, for $\mathrm{Re}S$ at $z=1$. For $a=b=0$, the whole $C=0$ family has both $S$ and $T$ flat and supersymmetry unbroken.

Finally, the gravitino mass from a superpotential isAt a nontrivial zero-energy minimum this becomesIt depends on the unfixed volume modulus, so the model does not predict one numerical mass. For $a=b=0$, $C=0$, the gravitino is massless.

Take canonical kinetic terms, gauge coupling $g>0$, and a nonzero charge $q$. Define $e=gq$ and choose the convention in which the Fayet–Iliopoulos term contributes $\xi D$ to the Lagrangian. With one charged chiral superfield, gauge invariance permits no nonconstant polynomial superpotential; an irrelevant global constant gives $F=0$. The real auxiliary field part isIts equation of motion is $D=-(\xi +e|\varphi {|}^2)$. Eliminating it gives the D-term scalar potentialThe gaugino transformation has the form $\delta \lambda =iϵD+$ a field-strength term, with a convention-dependent overall phase. In a translationally invariant vacuum with zero field strength, a nonzero $⟨D⟩$ therefore gives an inhomogeneous shift of $\lambda$: no nonzero supersymmetry parameter leaves the vacuum invariant. The massless Goldstino is consequently the gaugino, not the matter fermion, since $F=0$.

Minimize the potential over $u=|\varphi {|}^2\ge 0$. If $q\xi <0$, the allowed value $u=-\xi /e$ sets $D=0$, so supersymmetry is unbroken while the internal gauge symmetry is Higgsed. If $\xi =0$, the origin also has $D=0$. For the broken branch, $q\xi >0$ and the formal zero of $D$ would require negative $u$. The actual minimum isThis is single charged-field D-term breaking. Nonzero FI parameter alone does not force breaking if a scalar can cancel it. The degenerate case $q=0$ is different: any $\xi \ne 0$ breaks supersymmetry in the vector sector while the neutral scalar remains flat; the sign test above assumes an actually charged field.

Expand around the broken vacuum:For $\varphi =({\varphi }_R+i{\varphi }_I)/\sqrt{2}$, both canonically normalized real scalars have squared mass $e\xi =gq\xi >0$. The matter Weyl spinor has no superpotential mass. The gauge boson remains massless because $⟨\varphi ⟩=0$. The gauge Yukawa coupling, proportional to ${\varphi }^{\ast }\lambda \psi$, gives no fermion mixing or mass at this vacuum, so the gaugino is also massless. The tree-level spectrum is thereforeand the chiral-multiplet splitting isThe vector and its gaugino happen to remain degenerate at zero mass even though supersymmetry is broken. If the sign convention for the FI contribution is reversed, the sign criterion changes accordingly; the invariant condition is that the scalar condensate cannot cancel the auxiliary source. This is the classical toy-model spectrum; a quantum completion of the single charged-fermion theory also has to cancel its gauge anomalies.

Use the scalar components of the three chiral superfields, and set $a=|{\varphi }_0{|}^2$, $b=|{\varphi }_{+}{|}^2$, $c=|{\varphi }_{-}{|}^2$ and $\Sigma =a+b+c$. We assume the physical sign $g>0$ and a nonzero coupling $\lambda$. The coefficient $g$ below is exactly the coefficient in the supplied D-term scalar potential; it should not be silently replaced by a differently normalized squared gauge coupling. The canonical Kähler potential has identity Kähler metric, and the three Kähler covariant derivatives of a superpotential areSubstitution in the supergravity F-term potential givesIn particular, the subtraction cancels only half of the six ${\kappa }^{2}abc$ terms contributed by the three squares. The full scalar potential isIts nonnegativity follows term by term from $a,b,c\ge 0$ and $g>0$. This is a special property of this cubic superpotential, not of a general supergravity F-term potential.

The D-term vacuum branches of a cubic superpotential must be described as branches: there are not two isolated field-space minima. First suppose $\zeta >0$. Vanishing of $V_F$ requires $ab=ac=bc=0$, and vanishing of the D-term scalar potential requires $b-c=\zeta$. Together these conditions give the vacuum expectation valuesThe phase of ${\varphi }_{+}$ lies on a gauge orbit, and one may choose it positive and real. At this global minimum, all $D_{i}W$ and the real auxiliary field of the vector multiplet vanish. It is a supersymmetric vacuum, even though the internal gauge symmetry is spontaneously broken. For $\zeta <0$, interchange ${\varphi }_{+}$ and ${\varphi }_{-}$: the nonzero vacuum expectation value has magnitude $\sqrt{-\zeta }$. For $\zeta =0$, the supersymmetric vacuum is the entire family ${\varphi }_{+}={\varphi }_{-}=0$, with ${\varphi }_0$ arbitrary.

The other branch has ${\varphi }_{+}={\varphi }_{-}=0$ and arbitrary ${\varphi }_0$. Here $W=D_{i}W=0$ but the real auxiliary field is nonzero for $\zeta \ne 0$, andThus this branch has pure D-term supersymmetry breaking and a flat direction of a scalar potential in the neutral scalar. It is not stable at every neutral-field value. At a fixed $a=|{\varphi }_0{|}^2$, expansion in the charged scalars yieldsHence the two charged squared masses and the stability condition areAbove this threshold, both charged directions have positive mass squared. Continuity makes them uniformly positive in a sufficiently small neighborhood of the chosen neutral-field value, so the stationary branch is a genuine, non-strict local minimum valley. Its neutral direction stays flat. Below the threshold, a charged mass squared is negative and the branch is a saddle point. At equality it is a boundary of the stable valley, not a local minimum in the full field space: changing $a$ slightly downward and switching on the unstable charged field lowers $V$. For example, for $\zeta >0$, put $a=a_c-ϵ$, $b={ϵ}^2$, $c=0$. Since $M(a)=|\lambda {|}^{2}a{e}^{{\kappa }^{2}a}$ has $M^{\prime }(a_c)>0$, one finds $V-g{\zeta }^2=-M^{\prime }(a_c){ϵ}^3+O({ϵ}^4)<0$.

There are no further local-minimum branches under these generic assumptions. If $b+c>0$, the expression for $V_F$ is strictly increasing in $a$, so a stationary configuration with a charged condensate must have $a=0$. At $a=0$, an interior critical point with $b,c>0$ is impossible, becauseOn the boundary $c=0$, the relevant scalar potential is $g(b-\zeta {)}^2$; on $b=0$ it is $g(c+\zeta {)}^2$. Their nonnegative-domain minima give exactly the supersymmetric vacuum described above, or the origin of the charged-field branch. Thus, for nonzero $\zeta$, the two types are the zero-energy supersymmetric gauge orbit and the positive-energy D-breaking minimum valley above the threshold. If $\zeta =0$, the two types coalesce into the flat supersymmetric vacuum; the literal two-minimum assertion needs this parameter qualification.

In the global supersymmetry limit $\kappa \to 0$, the F-term scalar potential becomes $|\lambda {|}^2(ab+ac+bc)$ and the D-term scalar potential retains its form. The same two types of branches occur, with the threshold $|\lambda {|}^{2}a>2g|\zeta |$. Supergravity instead introduces the exponential and additional positive terms. The goldstino of global supersymmetry breaking is a physical fermion; in local supersymmetry it participates in the super-Higgs mechanism. A positive vacuum energy also gravitates in supergravity. In particular, the positive-energy branch here has $W=0$ and hence vanishing gravitino mass from a superpotential; it is not the tuned zero-energy broken vacuum of Question 3.

There is a further gauge-consistency qualification. In conventional two-derivative matter-coupled supergravity, a constant Fayet–Iliopoulos term gauges an R-symmetry and requires a corresponding nontrivial transformation of the superpotential. The apparent charges $0,+1,-1$ make the supplied cubic superpotential neutral, so a nonzero independent constant $\zeta$ does not by itself specify a consistent conventional supergravity action. The computed branches are those of the supplied scalar potential; a full embedding needs compatible charges or additional fields. This restriction is explained in Van Proeyen's derivation of the superpotential gauge-covariance condition.

More generally, the supergravity moment-map constraint on D-term breaking follows directly from gauge covariance. If $k^i{\partial }_{i}W=-{\kappa }^{2}rW$ and the moment map is $\mathcal{P}=i(k^i{K}_i-r)$, then at a point with $W\ne 0$,Consequently all chiral auxiliary fields vanishing implies the D-term also vanishes there. This relation has no analogue forcing that implication in an arbitrary global supersymmetry model. Its $W\ne 0$ hypothesis matters: the formal D-breaking branch above has $W=0$, so it does not contradict the identity. These conventional gauge-completion restrictions are additional to the elementary minimization calculation.

Only the Weyl fermions in the charged chiral multiplets contribute to the Abelian triangle gauge anomaly. Their cubic coefficient isand the mixed gauge-gravitational coefficient is $2+0-2=0$. Diagrammatically, the oppositely charged $X_{2+}$ and $X_{2-}$ fermion triangles have equal magnitudes and opposite signs. The neutral gaugino also contributes nothing, so the theory is anomaly free.

Gauge invariance and renormalizability permit the most general superpotentialAfter setting the linear and quadratic parameters to zero, the supersymmetric non-renormalization theorem ensures that perturbative quantum corrections do not regenerate them in the Wilsonian superpotential.

Write the scalar components as $x_{+},x_0,x_{-}$. For generic nonzero $\lambda ,y$, the F-term scalar potential and D-term scalar potential, including a Fayet–Iliopoulos term, areEvery term is nonnegative. The F-flat equations force $x_0=0$ and $x_{+}{x}_{-}=0$. If $\xi >0$, the vacuumalso makes $D=0$; if $\xi <0$, interchange $x_{+}$ and $x_{-}$ and use $|x_{+}{|}^2=-\xi /(2g)$. Thus for nonzero $\xi$ the charged vacuum expectation value spontaneously breaks the gauged $U(1)$ through the Higgs mechanism, but $F_i=D=0$ means supersymmetry remains unbroken. For $\xi =0$, the origin preserves both the gauge symmetry and supersymmetry.