Past exam of the mathematics course of the University of Cambridge 2014 iii Paper 28 3 Solution Created 2026-10-03 Updated 2026-10-06
The purpose of the RSW lemma is to turn local crossing information into control at every fixed shape and scale. Work with independent bond percolation on the square lattice. Let be the event of an open left-to-right graph path in , and write .
A useful precise uniform version of the RSW lemma is the following uniform RSW crossing estimate. If for a fixed parameter and some ,then for every fixed aspect ratio there is , independent of , such thatIn particular this bounds length in terms of the uniform square bound at length . The constants need not be sharp. The hypotheses used in the proof are planarity, translation and reflection symmetries, the Harris-FKG inequality and independence of unexplored edges. At a self-dual parameter the same argument for dual crossings gives an upper bound strictly below one as well. Neither an exact value of nor the existence of an infinite cluster is an assumption of this estimate.
Here is the gluing picture behind the RSW lemma. For increasing crossing or attachment events, the Harris-FKG inequality provides a lower bound on their joint probability. If an event of probability at least is a union of two reflection-related increasing alternatives , the square-root trick for positively associated events givesIndeed their decreasing complements are positively associated too, so . This prevents a square crossing from concentrating all its useful attachment locations on just one side.
The nontrivial first gluing step enlarges a square to aspect ratio . Explore an extremal square crossing, revealing the edges on the explored side but leaving its other side unexamined. In that unexplored region the conditional law is still independent bond percolation. Compare possible attachments to the crossing with their reflected alternatives. Reflection symmetry and the preceding square-root estimate give a positive bound, depending only on , for the required attachment after averaging over the explored crossing. Carry out the reflected construction at the other end and use the Harris-FKG inequality to combine the increasing attachment events with the original crossing. Planarity ensures that the relevant transverse paths actually meet. This RSW reflection extension lemma yields a lower bound for the -by- crossing. The exploration is important: a reflection compares the laws of fresh configurations; reflecting the picture of an open path does not make the reflected edges open.
From that first extension, longer rectangles are obtained by a genuinely transverse gluing. Two -by- rectangles shifted by overlap in an -by- square. Require a horizontal crossing in each long rectangle and a vertical crossing of the overlap square. Each horizontal crossing crosses that overlap from left to right, and therefore meets its vertical crossing. Their union crosses the -by- rectangle. The Harris-FKG inequality gives a lower bound . Repeat a bounded number of times for any fixed . Integer rounding uses neighboring lattice rectangles and bounded additional gluing steps; finitely many smallest scales can be absorbed into the constant. The constants deteriorate with but not with . Merely requiring horizontal crossings in adjacent squares would not suffice, since their endpoints need not coincide; the overlap crossing solves that problem.
I apply the RSW lemma to the exact threshold for bond percolation on the square lattice. The planar duality for rectangle crossings says that an open horizontal crossing and a closed dual vertical crossing are complementary. At , the dual edge states have the same law as the primal ones. For the balanced lattice rectangle with side lengths , the rotated dual crossing rectangle has those same side lengths: its transverse lengths before rotation are . Thus the exact self-dual rectangle crossing probability is . Restricting a crossing of this rectangle to its first visit to the shorter vertical side givesThe one-unit balance avoids assuming an exact one-half probability for every finite vertex-square convention. The RSW lemma now gives scale-independent positive bounds for all fixed-aspect-ratio primal and closed dual rectangle crossings.
Arrange four appropriately overlapping long rectangles around a square ring. Closed dual crossings along the four sides, with transverse overlap crossings if needed, join to a closed dual graph cycle surrounding the inner square. The Harris-FKG inequality, applied to the closed dual states, and the RSW lemma give a constant for this circuit event, uniformly over ring size. Choose disjoint rings with radii increasing, for example, by a factor of four. Their circuit events depend on disjoint edge sets, so they are independent. An open graph path from the origin to infinity would have to avoid every one of these dual barriers. Its probability is at most after rings and therefore zero. HenceThis is the independent annular barriers for percolation argument. It is worth separating it from the other inequality: the absence of an infinite cluster at one parameter alone does not prove that every larger parameter percolates.
For the reverse inequality use sharpness of the percolation transition: below , independent bond percolation on the cubic lattice has exponentially decaying connection probabilities. One can see why this is the relevant general ingredient through the finite-set criterion for percolation sharpness. For a finite set containing the origin putIf , split a long open self-avoiding walk at its first exit from . Its internal connection, exit edge and subsequent connection have disjoint witnesses. The BK inequality gives a contraction by each time distance decreases by the diameter of plus a fixed step. Iteration proves exponential decay of subcritical percolation at such .
To identify this finite-set threshold with , the Margulis–Russo formula expresses the derivative of as the sum of pivotal-edge probabilities. Explore the cluster attached to the box boundary, and let be its complement. On failure of the origin-to-boundary event, ; all edges from to the boundary cluster are closed, while the internal edges of remain fresh. A boundary edge is pivotal precisely when its endpoint in is connected to the origin inside . Removing the factor for a closed pivotal edge yields the general differential inequalityFor every finite-set quantity on the right is at least one. Integrating from any gives a positive lower bound for independent of , and taking gives . Combined with the contraction below , this proves and the stated sharpness conclusion. This outline supplies the extra threshold argument rather than assuming the desired critical value.
If , sharpness would give . But a square crossing starting somewhere on the left side entails an open connection from that starting graph vertex to distance . A union bound over the possible starting graph vertices givescontradicting exponential decay. Therefore , and the two directions establishThis is the Harris-Kesten theorem. The overall mechanism is that self-duality supplies a square crossing, the RSW lemma transports it between shapes and creates barriers at every scale, and sharpness converts the finite-scale crossing information into the exact threshold.
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 204 4 a Solution Created 2026-10-03 Updated 2026-10-06
Write and for the horizontal and vertical open-crossing increasing events of a rectangle in the rotated square lattice. At parameter , planar duality for rectangle crossings says that failure of is exactly a closed dual vertical crossing. Quarter-turn symmetry and the boundary convention of the rotated rectangles identify the two alternatives on a square. Thus its crossing probability is ; a rectangle obtained by a harmless one-step boundary adjustment has crossing probability at least . This is the finite-domain exact self-dual rectangle crossing probability, not an assumption about infinite percolation clusters.
We first prove a RSW reflection extension lemma. In coordinate units adapted to the rotated drawing, take , , and . Reveal the rightmost open vertical crossing of , when one exists, using only its edges and the region to its right. Reflect across the horizontal axis. The part of to the left of these two paths remains unexposed and has the independent parameter- law. A horizontal crossing of must reach their union. Its probability is at least . Reflection symmetry and the union bound give a probability at least of reaching the upper path through . Conditional opening of the edges on can only help. Since has probability at least , the increasing event that a vertical crossing of is connected inside to its left side has probability at least .
Reflect this construction in the vertical midline of to obtain an increasing event of the same probability, connecting a vertical crossing of to the right side of . On , the horizontal crossing of meets both vertical crossings, so all three graph paths join and give . The Harris-FKG inequality now yieldsThe exploration only conditions the exposed side of the extremal graph path; reflecting a drawn path does not assert that its reflected edges are open. This distinction is what makes the extension argument valid.
To pass from aspect ratio to , put four rectangles of width and height next to each other, with successive left boundaries separated by . Adjacent rectangles overlap in a square of side . Require horizontal crossings of the four rectangles and vertical crossings of the three overlap squares. Every consecutive pair of horizontal crossings meets the vertical crossing in its overlap; together they form a horizontal crossing of width . The Harris-FKG inequality gives a strictly positive bound, for these compatible scales, ofThe construction works on the rotated square lattice with the boundary sites used in the source drawing. Integer roundings do not create a scale restriction: for an odd height use the largest smaller compatible even height, and use eight horizontal rectangles and seven overlap squares, whose union has auxiliary aspect ratio , so that its width exceeds the desired width for all sufficiently large . Truncate its horizontal crossing on first reaching the desired right side. The number of extra rectangles and overlap-square crossings is bounded independently of , and every factor is bounded below by the same positive constants. The finitely many smallest rectangles each have positive crossing probability, since a specified finite open graph path suffices. Therefore a constant works at every integer scale. Taking ensures the requested strict inequality:This proves the required instance of the Russo-Seymour-Welsh theorem through reflection, exploration and gluing. The parameter in this calculation is .
Past exam of the mathematics course of the University of Cambridge 2017 iii Paper 214 2 b Solution Created 2026-10-03 Updated 2026-10-06
We use planar duality for rectangle crossings, Harris-FKG inequality and the permitted exponential decay of subcritical percolation. A critical-point detail matters: uniqueness stated only for cannot by itself be applied at . We prove the Burton-Keane theorem by the boundary counting proof of percolation uniqueness, establishing at most one infinite percolation cluster at every parameter and avoiding that gap.
For , the number of infinite percolation clusters is almost surely constant by translation ergodicity of Bernoulli percolation. It cannot be a finite constant greater than one. A sufficiently large box meets two different infinite percolation clusters with positive probability; opening its finitely many interior edges joins them without creating a new infinite percolation cluster, decreasing . Finite modification of Bernoulli percolation gives positive probability to this modification, contradicting constancy.
Nor can . A finite box then meets three different infinite percolation clusters with positive probability. Select one infinite exterior branch from each. In the box and a finite collar retain just an embedded three-armed tree joining those branches and close all other incident edges there. Its branching graph vertex separates three infinite components when removed, so is a trifurcation vertex in percolation. All selections concern finitely many possible entrances and edge patterns; finite-energy property of Bernoulli percolation gives positive probability for at least one such pattern. Translation invariance then gives a common positive trifurcation probability .
Here is the counting contradiction in detail. For a finite box , contract each open component outside that touches to a boundary terminal. In each cluster, the resulting incidence graph is finite and connected. Every trifurcation in separates at least three sets of terminals, since each infinite branch must leave . A minimal subtree joining all terminals must therefore contain that graph vertex with degree of a vertex at least three. Its leaves are terminals. The tree identity bounds the number of those branching graph vertices by the terminal count. Different terminals are represented by different exterior graph neighbours of . Thus the trifurcation boundary-counting lemma givesFor , the two sizes are and . Letting contradicts . Therefore almost surely, with the same conclusion for the translated planar dual graph.
Now prove absence of percolation at by Zhang's argument. Suppose instead that . Almost surely an infinite primal cluster exists, and self-duality gives an infinite dual cluster as well. An infinite connected subgraph of this locally finite lattice contains a graph ray, by the König infinity lemma. Expanding square boxes meet the infinite percolation clusters with probability tending to one.
For , let mean that an open graph ray takes an outward edge through the indicated side and subsequently uses graph vertices outside . The union occurs whenever the box meets an infinite percolation cluster: take the last exit of an infinite graph ray from the finite box. Conversely an exterior arm supplies an infinite percolation cluster meeting its boundary. Quarter-turn symmetry makes the four probabilities equal. Their complements are decreasing events, so the square-root trick for positively associated events givesFor the planar dual graph use the box with boundary coordinates and define its exterior side-arm events in the same way. This box also has quarter-turn symmetry and meets the dual infinite percolation cluster with probability tending to one. Thus each dual side has an infinite exterior arm with probability tending to one. Primal outward edges cross this dual-box contour on the corresponding sides; their remaining graph vertices stay outside it. A union bound makes the simultaneous event of primal north/south arms and dual east/west arms have positive probability for a sufficiently large box.
The four arms alternate around the contour. Open all edges with both endpoints in , leaving all outward and exterior edges intact. This joins the two primal entrance points and preserves all four exterior arms. Finite-energy property of Bernoulli percolation keeps the event's probability positive. The primal north and south arms are now connected through the box. The two dual arms must lie in different infinite dual clusters. To see the separation, a hypothetical finite dual graph path joining the east and west arms cannot enter the dual-box interior: its boundary-crossing and interior edges cross primal edges that were just opened. Erase its loops and cut it at successive hits of the contour. A resulting exterior dual crosscut, together with the corresponding contour arc, encloses one of the two intervening primal entrance points. The infinite primal graph ray from that point would have to cross a dual-open edge, which is impossible. This is the planar separation used in the alternating arms argument at the self-dual percolation parameter. It contradicts uniqueness of the infinite dual cluster. HenceFinally suppose . At the permitted exponential decay of subcritical percolation would supply with . Use the rectangle with graph vertices , and let be its left-to-right open crossing. Planar duality for rectangle crossings identifies its complement with a dual top-to-bottom crossing of a rectangle of width and height . Rotation and translation give the same crossing law; side edges at the entrance and exit boundaries are irrelevant. Thus the exact self-dual rectangle crossing probability isBut a crossing has some starting graph vertex on its -vertex left side connected to distance . The union bound and exponential decay of subcritical percolation imply , a contradiction. ThereforeNo Russo-Seymour-Welsh theorem or continuity assertion for is being used, and critical uniqueness was proved rather than inferred from the supercritical hypothesis.