Integral extension of a Jacobson ring Created 2026-09-24 Updated 2026-10-07
Every ring integral over a Jacobson ring is Jacobson. After quotienting by a prime, an integral equation for a nonzero element has nonzero constant term; choose a maximal ideal of the base avoiding that term and apply the Lying-over theorem.
Integral extensions preserve Krull dimension Created 2026-10-03 Updated 2026-10-14
If is an integral extension, then . The incomparability theorem for integral extensions contracts every strict prime chain in to a strict chain in , giving . Conversely, the Lying-over theorem starts over the bottom of any prime chain in , and repeated use of the going-up theorem lifts the whole chain to .
Jacobson radical under an integral extension Created 2026-09-24 Updated 2026-10-06
For an integral extension of commutative rings,
Contraction sends maximal ideals of to maximal ideals of , while the Lying-over theorem puts a maximal ideal of over every maximal ideal of .
For any algebraic field extension , including an infinite one, its ring of elements integral over is an integral extension of . The Lying-over theorem, going-up theorem and incomparability theorem for integral extensions give . The argument does not require that be Noetherian or finitely generated over .
An extension is an integral extension when every is an integral element over , meaning that
for some monic polynomial. The Krull dimension of a ring is the supremum of the lengths of strict chains of prime ideals; the number counted is the number of inclusions.
We prove the prime-chain facts needed for integral extensions preserve Krull dimension. Taking quotients preserves an integral equation. Localizing both rings by the same multiplicative subset of also preserves integrality: for , divide the equation for by , so its new coefficients are . Localizing just at all elements outside one of its primes would not be the same operation.
Two elementary field observations are useful. If a field is integral over a subdomain , then is a field, by the inverse argument given in Question 2. Conversely, if an integral domain is integral over a field , every nonzero has a monic equation with nonzero constant term: cancel a factor of from an equation if necessary. Dividing by and by that constant term expresses as a polynomial in . Thus is a field. In particular, the contraction of a maximal ideal under an integral extension is maximal.
For the Lying-over theorem, fix and localize by . The nonzero domain is integral over the local ring . Choose a maximal ideal of . Its contraction is maximal in , so it is the unique maximal ideal . The prime ideal correspondence for localization now pulls back to a prime ideal of with .
For the going-up theorem, suppose and . The injection is still integral. Apply the just-proved Lying-over theorem to . Pulling the resulting prime back gives with .
For the incomparability theorem for integral extensions, suppose have the same contraction . Write and . The latter is a domain integral over . Localizing both by makes integral over the fraction field of , so is a field. The prime is disjoint from and therefore localizes to a proper prime, which must be zero in this field. Since is a domain and all denominators are nonzero, an element of whose localization is zero was already zero. Hence , proving .
A strict prime chain in therefore contracts to a strict chain in , giving . Conversely, start over the bottom of any finite prime chain in using Lying-over theorem, and successively use going-up theorem to lift the entire chain. Distinct contractions ensure that the lifted inclusions are strict, giving the reverse inequality. Taking suprema, including when arbitrarily long chains exist, proves
For an algebraic extension , its ring of algebraic integers is an integral extension of . The primes of are and the maximal ideals , so the longest strict chains have length one; for example . The preceding argument yields
This Krull dimension of rings of algebraic integers argument also covers infinite algebraic extensions. It uses integrality, not an assumption that is a number field or that is Noetherian.
An integral extension means that every element satisfies a monic polynomial with coefficients in :
The Krull dimension is the supremum of the lengths of strict chains of primes:
There need not be a finite bound on these lengths.
Here are the prime-ideal facts behind dimension preservation, with their relevant proofs. If a domain is integral over a subdomain and is a field, then is a field: for , a monic equation for , multiplied by a suitable power of , expresses as an element of . Conversely, an integral domain integral over a field is itself a field: a nonzero element has a polynomial equation with nonzero constant term after removing any factor of the indeterminate, and that equation expresses its inverse. Applied to quotients, these observations show that a prime in an integral extension is maximal if and only if its contraction is maximal.
For the Lying-over theorem, localize at . The inclusion remains injective and integral, and is nonzero. Any maximal ideal of contracts to the unique maximal ideal of , by the field criterion just proved. The prime ideal correspondence for localization then gives a prime of contracting to .
For the going-up theorem, suppose lies over and . The quotient inclusion is integral. Apply Lying-over theorem to the prime ; lifting back gives contracting to .
For the incomparability theorem for integral extensions, suppose contract to the same . After localizing at , both are maximal ideals, because they lie over the maximal ideal of . Their inclusion is therefore equality. The bijection between primes under localization gives .
Now contract a strict chain of primes in . Incomparability theorem for integral extensions ensures that every contraction remains strict, so . Conversely, Lying-over theorem lifts the first member of any finite chain in , and repeated going-up theorem lifts the remaining members; different contractions ensure a strict chain in . Taking suprema, including the possibility of infinity, gives
This proves that integral extensions preserve Krull dimension.
For the given quotient, put . The relation is monic in , so monic polynomial division gives a unique representative . Thus is injective and is free of rank two as a -module. In particular, is integral over . The one-variable polynomial ring has dimension one: its zero prime is strictly below , and every nonzero prime is maximal because is a principal ideal domain. Hence
This is an instance of dimension of a monic plane hypersurface. No irreducibility or algebraic-closure assumption on is needed; monicity supplies the integral extension in every characteristic.
An integral extension means every satisfies a monic polynomial
To prove the Lying-over theorem, localize at . The injection remains injective, and is integral over : a monic relation for divided by suitable powers of gives one for . This is a nonzero ring, so choose a maximal ideal of it.
The contraction of to is maximal. To see this directly, a field integral over a subring forces that subring to be a field. For nonzero in the subring, is integral; multiply its monic equation of degree by to express as a polynomial in with coefficients in the subring. Apply this to the integral extension
Since is a local ring with unique maximal ideal , we obtain .
Contract to , obtaining a prime ideal . Its contraction to is the contraction of , namely . Thus
An integral domain is an integrally closed domain if every element of its fraction field which is an integral element over belongs to . Explicitly, if satisfies
then . Thus .
Suppose is a unique factorization domain and is integral, with , , and with no common irreducible element as a factor. Multiplying its monic equation by gives
Hence divides . Every irreducible element dividing is a prime element, so it would divide , contrary to the choice of the fraction. Therefore is a unit, and . We have proved
The going-down theorem is the following. Let be an integral extension of integral domains with an integrally closed domain. If
then
We first prove this for a module-finite ring extension and then remove that extra hypothesis. We use the Lying-over theorem, the going-up theorem, and the incomparability theorem for integral extensions: primes exist over every base prime, prime chains can be extended upwards, and distinct primes over the same base prime cannot contain one another. The going-up theorem follows by applying the Lying-over theorem to the quotient by the lower prime. These results concern arbitrary integral extensions; none assumes the going-down theorem.
For the finite case, let and . Since is module-finite, is a finite field extension. Take a finite normal field extension containing , obtained as a splitting field of the minimal polynomials of finitely many field generators. The extension need not be a separable field extension. Let be the integral closure of in . Then , and is integral over both and .
We need one auxiliary fact: the finite group acts transitively on the prime ideals of over any fixed prime ideal of . First observe that an element fixed by all of is a purely inseparable algebraic element over . Indeed, all -embeddings of into an algebraic closure extend to -automorphisms of the normal field extension . Hence the minimal polynomial of an algebraic element has only one distinct root. In characteristic zero this says ; in characteristic it says for some .
Now let be primes of over , and suppose is different from every , . By the incomparability theorem for integral extensions, is contained in none of these conjugate primes. The prime avoidance lemma supplies
The product
is fixed by , is integral over , and lies in because one factor is . Choose an exponent equal to in characteristic zero, or a power of in characteristic , such that . Since is an integrally closed domain, . It also lies in , hence in . Because is a prime ideal, some factor lies in . This means , contradicting our choice. Thus for some , proving transitivity. The power accounts for the possible purely inseparable field extension and makes the argument valid in every characteristic.
Lift the prescribed to a prime of by the Lying-over theorem for . Separately, choose a prime over and use the going-up theorem to find over . Transitivity gives with . Then
Contracting to gives with the required contraction. This proves the going-down theorem for the module-finite case.
For a general integral extension , consider and the ideal
We claim that is disjoint from . Otherwise, clearing the finitely many denominators in an expression for an element gives
The subalgebra is a module-finite ring extension of , since all its generators are integral elements. Apply the finite case to : there is a prime contracting to . The displayed identity puts in , but . Thus , a contradiction.
Localize further at the multiplicative subset . The extension of is a proper ideal, by the disjointness just proved. Choose a maximal ideal containing it and contract back to a prime ideal of . This prime contains and avoids . Its contraction to lies inside by the prime ideal correspondence for localization, and its contraction to is exactly . This completes the proof of the going-down theorem without any finite generation assumption on .
We use three theorems for an integral extension , none requiring Noetherian hypotheses. The Lying-over theorem says that each prime ideal of is for some prime ideal of . The going-up theorem says that if in and , there is with . The incomparability theorem for integral extensions says that comparable prime ideals of with the same contraction to are equal.
Take any strict chain
in . The contraction of an ideal operation gives , which are prime ideals of , by the proof in Question 1(b), and remain strictly increasing by the incomparability theorem for integral extensions. Thus every chain length in occurs in , giving .
Conversely, take any strict chain in . Use the Lying-over theorem to choose over , then repeatedly use the going-up theorem to obtain with the prescribed contractions. Each inclusion must be strict, since its contractions are distinct. Hence every chain length in occurs in , giving .
Taking suprema proves integral extensions preserve Krull dimension:
The argument works equally well when the dimensions are infinite, since it compares all finite chain lengths.
An element is an integral element over when it satisfies a monic equation
The extension is an integral extension when every is integral over .
Let and localize both rings at . The extension remains integral. Choose a maximal ideal of . The contraction of a maximal ideal under an integral extension is maximal, and the local ring has unique maximal ideal , so . Contracting back to produces with . This proves the Lying-over theorem and hence the surjectivity of
Suppose and both contract to . Quotient by and localize the resulting integral domain at the nonzero elements of . The localized ring is an integral domain integral over the field , and is therefore itself a field. The localization of must consequently be zero; since the localized ring is a domain, . Thus the incomparability theorem for integral extensions gives
The Krull dimension of a ring is the supremum of the lengths of its strict chains of prime ideals. Incomparability makes the contraction of every strict prime chain in strict, so . Conversely, start over the bottom prime of any chain in using lying over and lift each subsequent inclusion using the going-up theorem. Hence
For the concrete surface, write for the residue classes of and put
Then
and characteristic zero allows division by three. Therefore
Division by the monic quadratic shows that is free over with basis . In particular, are algebraically independent and the requested Noether normalization of the quadratic surface xy plus yz plus zx is
Form the finite-dimensional -algebra
Because a finite extension is integral, the Lying-over theorem supplies a prime of above ; after localization and extension of the residue field to , this shows . Therefore has at least one maximal ideal.
As an Artinian ring, has only finitely many maximal ideals. For each such ideal , the quotient is a finite field extension of the algebraically closed field , so it equals . Consequently the quotient maps are in bijection with the required extensions . The set of extensions is therefore finite and nonempty.
For a commutative ring , the Jacobson radical is
Let be integral. If is maximal in , then its contraction is maximal in . Therefore every belongs to every , and
Conversely, the Lying-over theorem puts a maximal ideal of above every maximal ideal of . Hence an element of lies in every , proving
This is the Jacobson radical under an integral extension formula.
Let and let be the nonzero highest homogeneous part. Choose one coordinate, after a permutation, such that
is not the zero polynomial. A polynomial of degree at most in each variable cannot vanish on the entire grid , by induction on the number of variables. Hence there are such that
Set
This is given, up to the initial coordinate permutation, by an integer matrix with determinant and
In the inverse coordinates , the coefficient of in is the nonzero real number . Dividing by it makes the defining equation monic in . Thus is integral over by linear Noether normalization for a hypersurface. The Lying-over theorem now makes
surjective.