Fix . If , the conclusion is immediate. Otherwise is in the interior of . If , nonnegativity of the boundary supremum suffices. For , the complex Hahn-Banach theorem gives a bounded linear functional with and . The scalar function is holomorphic.
Let be the connected component of the interior of containing . It is bounded, its closure is contained in , and . To see the last inclusion, a boundary point of lying in the interior of would have a small connected open ball in that interior meeting ; the ball would belong to the same component, contradicting that it is a boundary point. The scalar maximum modulus principle on a bounded domain therefore gives
For completeness, this boundary form of the maximum modulus principle follows by taking the maximum on the compact closure of . An interior maximum makes constant on , in which case continuity gives the same value on its nonempty boundary. Thus the norm maximum principle for a Banach-space-valued holomorphic function applies to arbitrary compact , even when it is disconnected or has nonsmooth boundary:
Take a nonzero complex unital Banach algebra, with identity . The spectrum of an element is
The standard Banach algebra spectrum theorem states that it is a nonempty compact subset of , contained in the disk . Conversely, every nonempty compact set occurs: in the Banach algebra , the coordinate function has Banach algebra spectrum exactly , since has a continuous reciprocal precisely when . Thus the possible Banach algebra spectra are exactly the nonempty compact subsets of the complex plane.
For a nonconstant polynomial , factor over . Substitution gives
These factors commute. A finite commuting product is invertible exactly when every factor is invertible: if is invertible, its inverse commutes with each , and is a two-sided inverse. Hence belongs to the Banach algebra spectrum of exactly when some root belongs to , which is equivalent to . Constant polynomials give the same result directly, since . This proves the polynomial spectral mapping theorem:
For a closed unital Banach subalgebra , use the common identity . An inverse in is an inverse in , so . Let . Choose tending to . Then , and . If were outside , continuity of inversion in would give
where membership follows from closedness. This would make , contrary to the closed Banach algebra spectrum having its boundary inside it. Therefore and is approached by points outside that Banach algebra spectrum, proving
Continuity of inversion here follows, for example, by writing a nearby element as an invertible element times a norm-small perturbation and using the Neumann series. This is spectrum in a closed unital subalgebra.
To retain the original Banach algebra spectrum in a commutative subalgebra, take the resolvent-generated commutative algebra
Every generator commutes with and with every other generator: commuting invertible elements have commuting inverses, and their inverses commute with all elements commuting with them. commutativity persists on the algebra they generate and on its norm closure. For every , the required inverse is in by construction, so . The inclusion for unital subalgebras gives the reverse containment. Hence .
Finally, the Banach subalgebra generated by one element is , and it is commutative. Put and suppose its complement has a bounded connected component . The boundary of lies in . For , the maximum modulus principle on a bounded domain applied to any polynomial gives
Here is the spectral radius, and the equality uses the already proved polynomial spectral mapping theorem. Define . The displayed bound makes this well defined, even when two polynomials represent the same algebra element, and bounded on the dense polynomial algebra. Its continuous extension to remains linear and multiplicative, with and , so it is a character of an algebra. If were invertible in , applying to its inverse equation would give . Thus , contradicting .
There are therefore no bounded complementary components. A compact subset of the plane has exactly one unbounded complementary component: everything outside a sufficiently large disk is connected, and every unbounded component meets it. Consequently
The set is compact, and its complement is connected: two disjoint closed disks do not enclose any bounded complementary component. Since is holomorphic on the open neighbourhood of , the polynomial Runge theorem gives, for each , a polynomial such that
Hence
Define a function on the disconnected open set by
It is holomorphic on . Applying the first part produces polynomials with
For an obstruction, take
These are disjoint nonempty bounded closed sets. If polynomials converged uniformly to zero on , the maximum modulus principle on a bounded domain would give
They therefore cannot also satisfy . Thus this pair has the requested non-approximation property.
Rouché's theorem states that if and are holomorphic functions on a neighbourhood of the closure of a bounded domain and
on its positively oriented boundary, then and have the same number of zeros in the domain, counted with multiplicity.
The Open mapping theorem states that a nonconstant holomorphic function on a domain maps every open subset to an open subset. To prove it, fix and put . By the identity theorem, the zeros of are isolated. Choose so that the closed disc lies in the domain and is the only zero of in that disc. Then
Whenever , the constant has modulus smaller than on the circle. The Rouche theorem therefore says that
has the same positive number of zeros in the disc as . Thus every lies in the image of , proving that the image is open.
If had a local maximum at , take a small open disc on which . The restriction of to cannot be constant, since the identity theorem would then make constant on the whole domain. The complex open mapping theorem says that is an open neighbourhood of , and such a neighbourhood contains points of modulus greater than , a contradiction. This proves the maximum modulus principle from the complex open mapping theorem.
Now let be bounded. Its closure is compact, so the continuous function attains a maximum there. If is nonconstant, the maximum modulus principle excludes an interior maximum; if is constant, the claimed bound is immediate. Hence
which is the maximum modulus principle on a bounded domain.
Finally let and suppose throughout . Fix . The principal complex logarithm is holomorphic on the right half-plane, so for each positive integer the function
is holomorphic on and continuous on its closure. Given , choose so large that
Apply the bounded-domain result to on . On the vertical part of the boundary, and hence . On the circular part,
It follows that
Letting and then gives . Since was arbitrary, this proves the bounded half-plane maximum principle.
The boundedness assumption is necessary. The function
is holomorphic on and continuous on its closure, and on the boundary, but is unbounded for real . Thus the boundary estimate does not control an unbounded holomorphic function on this unbounded domain.