Cache hit rate 2026-10-14
The fraction of memory references yielding cache hits, with their count: . The two-slot fully associative cache example has . Count the same reference unit and consulted level for both cache hit rate and cache miss rate.
Cache miss rate 2026-10-14
The fraction of memory references yielding cache misses, with their count: . When each reference is classified as exactly one cache hit or cache miss, ; the two-slot fully associative cache example has .
LRU replacement Created 2026-10-14 Updated 2026-10-20
Evict the least recently accessed eligible item. Exact recency tracking on every memory reference can be expensive, whereas accesses to a buffer cache already pass through software. Recency captures temporal locality but a long scan can evict frequently reused items before their next use.
For page replacement, update recency on hits as well as misses; evict only when a miss requires a page frame and all eligible page frames are occupied. The four-page cycle in memory thrashing shows how exact LRU replacement behaves at capacities three and four.[ref]
The LRU stack property compares different capacities on one fixed page-reference trace; it does not say that LRU replacement always beats FIFO page replacement. On the displayed sequence, three-page frame LRU replacement has ten misses, versus nine for FIFO page replacement, while four-page frame LRU replacement has only eight.
Memory access latency 2026-10-13
The time from a memory reference's request until the requested data become available. Average memory access time averages this delay in the stated serial model; it does not directly measure whole-program runtime.
Memory access trace Created 2026-10-13 Updated 2026-10-24
An ordered sequence of memory references, recording repetitions as well as addresses. The example under memory cache records twelve reads in decimal physical addresses; the trace itself does not determine cache hits until cache line size, capacity, initial contents, placement and replacement are specified.
Optimal page replacement 2026-10-14
On a miss with all page frames occupied, evict the resident memory page whose next access is farthest in the remaining page-reference trace. Treat no further access as farther than any finite next-use index; in the diagram, ties choose the lowest-numbered page frame. This is an offline, clairvoyant benchmark: a general operating system cannot know its future memory references. It minimizes miss count in the stated fixed-capacity demand paging model, rather than predicting the future from temporal locality.[ref]
Beyond Physical Memory: Policies. Section 22.2, pp. 2–4: farthest-future MIN policy, minimum misses, and the unavailable-future limitation
In the page-reference trace, seven misses with three page frames is therefore a lower bound for any policy using the same assumptions; with four page frames the corresponding minimum is six. The benchmark is useful for judging how much improvement is possible on a recorded workload. Its objective counts each miss equally. Different page writeback costs or unequal loading costs require a different objective; minimum misses alone does not prove minimum elapsed time.
Page fault rate 2026-10-14
For a specified interval of memory references, the number causing a page fault divided by the total number of memory references. In the nonresident-only toy model in memory thrashing, this equals the miss fraction used as probability in the expected value calculation. Startup and later intervals can have very different page fault rates.
Page replacement 2026-10-14
Choosing a resident memory page to evict when another memory page needs an occupied page frame. An unused page frame needs no eviction. A dirty memory page requires preservation before reuse, accounted for separately as page writeback. A page replacement policy balances likely future reuse against the overhead of tracking past memory references.
The opportunity comes from temporal locality: retaining a recently accessed memory page can spare a later nonresident page fault. Spatial locality helps consecutive accesses reuse the same memory page until they cross its boundary. A working set describes recent demand, while the resident set describes what is actually present. A small active footprint can fit in the available page frames even when the whole address space cannot. These are useful workload tendencies, not guarantees about future memory references.[ref]
The page-reference trace below uses the counterexample discussed in Operating Systems: Three Easy Pieces by Remzi H. Arpaci-Dusseau and others (chapter 22, p. 5) and makes the decisions explicit. FIFO page replacement ranks arrival time, LRU replacement ranks last access, CLOCK page replacement samples recent use, and optimal page replacement knows the remaining sequence in advance. Count misses first; page-replacement cost accounting separately counts page writeback and explains why fewer misses need not mean less total service time.
// Destination: computer-science.bigb
Spatial locality 2026-10-13
Spatial locality is the tendency to access nearby locations in computer memory within a short interval. A sequential scan of a contiguous array has spatial locality even when each element is read only once. A memory cache can exploit spatial locality by fetching a whole cache line on a cache miss: later reads of neighbouring elements become cache hits. Proximity is in the address layout, so visually adjacent entries in a table need not be adjacent bytes.
Consider a array of 32-bit integers, each occupying four eight-bit bytes, stored contiguously in row-major order. Use toy physical addresses starting at zero, aligned to a 16-byte cache line boundary. For row and column , with , the address and cache block number areHere is the floor function. Each row occupies exactly one cache line: row zero begins at addresses , row one at , and so on. Row-major order describes this storage layout; traversal can follow rows or columns without moving the elements.
Read all sixteen elements and compute their integer sum, keeping the accumulator outside the modelled memory cache. Only the sixteen array reads count as memory references. The toy fully associative cache starts empty, holds exactly one 16-byte cache line, fetches the requested cache block on every cache miss, and uses LRU replacement. No cache block is fetched ahead of a request, and no writeback costs are counted because the modelled accesses are reads.
- Traversing by rows, with varying fastest, requests cache blocks . Each first read in a row is a cache miss; the next three are cache hits. Total: four cache misses and twelve cache hits in sixteen memory references.
- Traversing by columns, with varying fastest, requests cache blocks four times. Every read replaces the sole resident cache line, so the next read always causes a cache miss. Total: sixteen cache misses and zero cache hits in sixteen memory references.
Every element is read once in both traversals. The row traversal exploits spatial locality between distinct elements and temporal locality of their shared cache block. The column traversal returns to each cache block after three other distinct cache blocks, too late for the one-line memory cache. Increase the fully associative cache to four cache lines and both traversals give four compulsory misses and twelve cache hits: no loaded cache block needs eviction. The difference therefore depends on capacity as well as access order and layout.
This makes spatial locality useful and beautiful: the same logical operation on the same elements can use a fetched cache line much more fully simply by changing traversal order. The toy counts do not predict a universal speed ratio on real hardware. Actual cache line sizes, capacities, placement rules, fetching ahead of requests and overlapping work affect runtime; measure a concrete implementation with statistical program profiling. Ulrich Drepper's November 2007 authored paper explains cache line transfers and gives array and matrix access examples connecting layout, temporal locality and spatial locality. Its hardware measurements are historical examples, rather than specifications for every present-day CPU. [ref]
// Destination: computer-science.bigb
Temporal locality 2026-10-13
Temporal locality is the tendency for the same item to be accessed again soon after an earlier access. For computer memory, the item might be an array element, a cache line or a memory page; always specify the unit. Temporal locality concerns reuse over time, whereas spatial locality concerns accesses to nearby addresses. Both are properties of a workload, rather than guarantees about its next memory reference. [ref]
Beyond Physical Memory: Policies. Remzi H. Arpaci-Dusseau and Andrea C. Arpaci-Dusseau, Operating Systems: Three Easy Pieces, chapter 22, section 22.5 and the Types of Locality aside
For a worked example, let and denote two distinct cache blocks at unrelated, nonadjacent physical addresses. An initially empty fully associative cache holding two cache lines, with LRU replacement, receives the sequence . The first causes a cache miss and leaves resident; causes another cache miss and leaves both and resident; the last is a cache hit. LRU replacement now regards as older than . The benefit comes from temporal locality of , irrespective of how far apart the cache blocks lie. With capacity one, the same sequence gives three cache misses: reuse helps only if the item survives until it is needed.
The appealing idea is that a small memory cache can serve a large computation when its currently useful data stay small. Repeatedly reading a counter or executing the same instructions can exploit temporal locality. LRU replacement and recency-based approximations try to retain recently used items. A working set records recent demand; if the active working set cannot fit in resident memory pages, memory thrashing can defeat this benefit. At cache line granularity, even accesses to different array elements can reuse the same cache block, as the spatial locality example shows.
Peter J. Denning's May 1968 paper connected recent memory page use to near-future demand through the working set. Section 3 explicitly discusses the clustering of references to the same memory page in time. This is a documented early treatment of the reasoning behind temporal locality, rather than a claim about who first coined the term. [ref]
https://denninginstitute.com/pjd/PUBS/WSModel_1968.pdf. Peter J. Denning, The Working Set Model for Program Behavior, Communications of the ACM 11(5), section 3: Definition and Properties, especially P2: Prediction
Thrashing (computer science) 2026-10-13
Memory thrashing is repeated costly cycling of memory pages out of and back into computer memory, leaving little useful computation between page faults. Active demand can exceed the available page frames, especially when multiprogramming admits too many operating-system processes. A high page fault rate during initial loading alone does not establish memory thrashing. [ref]
Beyond Physical Memory: Policies. Arpaci-Dusseau and Arpaci-Dusseau, OSTEP chapter 22, section 22.11: Thrashing
Consider one operating-system process making the 20 memory references : five repetitions of four memory pages. Start with an empty resident set, use demand paging and exact LRU replacement, and assume no prefetching or competing operating-system processes. A hit finds the requested memory page resident; a miss requires a nonresident page fault. With three page frames, references 1–3 load pages 1–3. Reference 4 evicts page 1, reference 5 reloads page 1 and evicts page 2, and the cycle continues: every return finds its memory page evicted. With four page frames, only the first four references miss; all four memory pages then remain resident.
| Available page frames | Misses in all 20 memory references | Overall page fault rate | Misses in references 5–20 | Page fault rate in references 5–20 | 3 | 20 | 100% | 16 | 100% | 4 | 4 | 20% | 0 | 0% |
|---|
The four initial misses with four page frames are compulsory first-use misses from the empty resident set. They are startup work; the three-page frame case keeps faulting after startup. This makes the difference between memory thrashing and loading a new working set visible. For the three-page frame trace, each reused memory page has three distinct intervening memory pages, so LRU replacement has already evicted it before its next use.
The same 20 memory references under LRU replacement: three page frames miss every time, four miss only during startup
. Details. To quantify the cost, assume each hit takes 100 nanoseconds and each miss incurs an additional 1 millisecond of page fault service, followed by the same 100-nanosecond memory access. These are toy latencies, not measurements. With miss probability , the expected value of access time isThe service cost is additional: it does not include the final 100 nanoseconds. Thus gives and gives , approximately a fivefold ratio over the complete trace. Over references 5–20, the corresponding ratio is : repeated page faults dominate the useful accesses. The expected value model follows the additive miss-penalty convention of OSTEP chapter 22, section 22.1. [ref]
Beyond Physical Memory: Policies. Arpaci-Dusseau and Arpaci-Dusseau, OSTEP chapter 22, equation 22.1: average memory access time
Not every page fault performs disk input-output: demand paging can allocate zero-filled memory pages, and copy-on-write can copy an existing page frame. The toy service cost models expensive misses; the miss trace alone establishes residency behavior, while memory thrashing additionally concerns repeated costly cycling. [ref]
https://pages.cs.wisc.edu/~remzi/OSTEP/vm-complete.pdf. Arpaci-Dusseau and Arpaci-Dusseau, OSTEP chapter 23, section 23.1, Other Neat Tricks: demand zeroing and copy-on-write
Possible remedies are more resident page frames, less multiprogramming, or reorganizing accesses to improve temporal locality. For this toy sequence, one extra page frame suffices under LRU replacement; that is not a universal threshold or policy. Page replacement alone cannot make every simultaneously needed memory page fit.
// Target: computer-science.bigb
Working set 2026-10-13
An operating-system process's working set is the set of distinct memory pages used in a declared recent window. Here the window counts memory references, not clock time: let identify the memory page accessed by the th memory reference, and let the positive integer be the window length. Immediately after reference ,Repeated memory references to the same memory page contribute only one set element. The working set size is the cardinality . This recent footprint estimates current demand; it cannot guarantee which memory pages future memory references will need. The resident set instead records which memory pages are actually present in computer memory.
For the 20-reference sequence in memory thrashing and , the successive working sets begin , , and . At , the window is references 2–5, namely , so again. Every later four-reference window contains all four memory pages. Under three-page frame LRU replacement, however, the resident set at is : page 2 was evicted. Consequently the working set size is four even though only three memory pages are resident. Under four-page frame LRU replacement, the resident set contains the complete working set after reference 4.
A four-reference working set remains four pages while a three-frame resident set contains only three
. Details. Window choice matters: on this same sequence, reports only two distinct memory pages after reference 2, despite the recurring four-page cycle. A short window forgets useful memory pages sooner; a long window retains evidence from older phases. Enlarging the window can only enlarge or preserve the working set at fixed , because the shorter window is contained in the longer one. No single window is best for every workload.
For a concrete multiprogramming budget, suppose three operating-system processes each have a four-page working set, no shared page frames, and only eight page frames are available for their data. Their combined demand is 12 page frames; all three working sets cannot be resident together. Letting two operating-system processes run while the third waits makes their eight-page demand fit in this simplified model. Real budgets also reserve computer memory for the operating system and other uses; shared memory pages must not be counted repeatedly as different physical copies.
Peter J. Denning's [ref]
https://denninginstitute.com/pjd/PUBS/WSModel_1968.pdf. The Working Set Model for Program Behavior, Communications of the ACM, May 1968, sections 3–4
formalized the working set using recent process execution time, rather than this article's reference count. Its central insight connected memory demand to process scheduling: deciding which operating-system processes run also decides which working sets need room. Temporal locality makes recent use informative, without making it a promise about the future. The beautiful distinction is between a large possible address space and the smaller footprint of the current activity. Working set size 2026-10-14
The number of distinct memory pages in a working set, measured by its cardinality. It depends on both the current memory reference index and the declared window , not just on the resident set capacity.



