Take nearest-neighbour separation , a common spring constant , and one scalar displacement per atom. For a monatomic chain, the harmonic approximation near a potential minimum, Newton's second law and a normal mode give
The monatomic-chain dispersion relation has one acoustic phonon branch, with near the origin. The first Brillouin zone ends at , where and the group velocity vanishes.
For alternating masses , choose a two-atom cell of length . The coupled normal modes give the diatomic-chain dispersion relation with equal springs,
The first Brillouin zone now ends at . The minus branch is the acoustic phonon branch; its two atoms move together at long wavelength. The plus branch is the optical phonon branch; at the atoms move oppositely with a stationary centre of mass and . For the edge frequencies are and , with a gap between them.
If , the two branches reduce to and , touching at . This is zone folding in an equal-mass diatomic chain: identical sites actually have a primitive unit cell of length . A doubled cell folds the monatomic branch but opens no gap. Equal masses alone do not specify all possible spring models; the sketches assume equal nearest-neighbour spring constants.
Figure 1.
Monatomic and two-atom-chain dispersion relations, with explicitly chosen cell lengths and zone edges
. Details.
Putting in the diatomic-chain dispersion relation with equal springs gives and in the reduced zone . The branches touch at its edge. If the sites are actually identical, the true primitive unit cell has length ; the apparent optical phonon branch is the outer part of the monatomic-chain dispersion relation folded by an unnecessarily doubled cell. A gap does not appear merely from redrawing the zone.