For a closed connected orientable surface of genus , the Künneth theorem gives the Betti numbers of as . The weak Morse inequalities give the displayed lower bound. A surface Morse function with one minimum, saddles and one maximum exists from its standard handle decomposition. Adding a positive multiple of the cosine Morse function on the circle makes a product of Morse functions, whose critical counts are precisely these four Betti numbers. The lower bound is attained.
Morse chain complex 2026-10-14
The free chain group in degree has one oriented generator for each index- critical point. A cellular chain complex obtained from the Morse handle-attachment theorem computes the integral homology. Under the Morse-Smale gradient flow condition its differential can instead be obtained by signed counts of connecting trajectories. Over a field, if is the rank of , then . This identity implies both weak and strong Morse inequalities.
Past exam of the mathematics course of the University of Cambridge 2003 iii Paper 27 4 Solution Created 2026-10-03 Updated 2026-10-14
Work over . A closed connected orientable surface of genus has Betti numbers ; the circle has Betti numbers . The Künneth theorem therefore givesWe use the following precise consequence of the Morse handle-attachment theorem: a closed manifold with a Morse function has the homotopy type of a finite CW complex with one index- cell for each index- critical point. Its degree- rational cellular chain group has dimension , so its homology has dimension at most . Consequently , the weak Morse inequalities. Summing yieldsThis counts every critical point, regardless of whether some critical values coincide.
To attain the bound, construct a surface Morse function from the standard orientable handle decomposition: start with a disk, attach orientable bands in the usual paired pattern forming the genus- surface with one boundary component, and cap that boundary with a disk. Give the first disk a minimum, each band one saddle with local form , and the final cap a maximum. Regular collar coordinates join successive levels without additional critical points. This constructs with counts .
On the product takeIts critical points are exactly the pairs of a critical point of with . The Hessian matrix is block diagonal, with surface block and circle entry . It is nonsingular and its Morse index is the sum of the two factor indices. Thus this product of Morse functions has countsand exactly critical points. If distinct critical values are desired, choose outside the finite set producing collisions after first choosing distinct critical values for . The minimal Morse critical count on a circle times an orientable surface is therefore attained for every .
Past exam of the mathematics course of the University of Cambridge 2005 iii Paper 25 2 Solution Created 2026-10-03 Updated 2026-10-14
The usual compact closed-manifold hypothesis is needed for the first assertion, or a proper bounded-below Morse exhaustion in an appropriate noncompact version. As literally printed without any such condition, on is a Morse function with no critical points, while . We prove the intended closed-manifold statement, which applies to the surface product later in the question.
By the Morse handle-attachment theorem, crossing an index- critical point attaches an -handle, and no topological change occurs between critical levels. Retraction to the core disks of handles gives a CW complex model with cells in dimension . Its cellular chain complex has . Tensor with , which computes the ranks of integral homology. Since homology is a quotient of a vector subspace of , . This argument has not used the Morse inequalities.
The strong Morse inequalities and top-dimensional equality areTheir weak form is . To see the algebra behind the strong form, put in the Morse chain complex, with . The kernel-image dimensions give , so the alternating difference at is exactly . Conversely, given the strong inequalities, denote those alternating differences by , with . Then , proving that they imply every weak inequality.
They are not equivalent as numerical restrictions. For the Betti numbers of , the formal counts satisfy all weak inequalities and the Euler equality, but at give . They therefore cannot be the counts of a Morse function on ; the strong inequalities detect that additional obstruction.
If all the strong inequalities are equalities, all vanish and . An integer boundary matrix with rational rank zero is the zero matrix. Thus the integral complex itself has zero differential, not merely its rationalization. Consequentlyand higher homology vanishes. In particular there is no homology torsion. This is an integral consequence of a Perfect Morse function, rather than just an assertion about ranks.
For , the integral homology is free with Betti numbers . The Künneth theorem therefore has no torsion terms, and the product's Poincaré polynomial isSumming the weak inequalities yields the lower boundChoose a surface Morse function with one minimum, saddles and one maximum. It can be built from one closed disk, the standard one-handles, and a closing closed disk, using the local forms , , and at the handle centres. Regular collars interpolate between the handles without new critical points. Now set . Its critical points are the ordered pairs of those of , and its Hessian matrix is a block direct sum; the indices add. This product of Morse functions has exactly critical points and realizes every displayed Betti count. Small bumps constant near the critical pairs can separate their values without altering the Hessians or creating new critical points.
The same minimum does not apply to arbitrary smooth functions. Here is an explicit finite-critical-point counterexample, avoiding any assumption that degeneracy leaves the Morse lower bound intact. On , takeIt is well defined because shifting either coordinate by reverses two of its factors. Its derivatives are and . If either or vanishes, both derivatives vanish only at . Otherwise and must be multiples of , giving exactly and in addition to the origin. At the first point the Hessian is , positive definite; at the second it is its negative. They are a minimum and maximum. The origin is an isolated degenerate monkey saddle, with leading term . Thus this three-critical-point function on a torus has exactly three critical points.
For , perform connected-sum gluing of functions between this torus and a perfect Morse surface of genus : delete a small neighbourhood of the torus maximum and of the other surface's minimum, and join their regular boundary circles by a monotone cylinder. Collar coordinates ensure nonzero differential throughout the neck, so precisely those two critical points are lost and none are added. The result on has critical points, retaining the degenerate point. For , simply use . Calling this smooth function and the earlier perfect Morse function , the smooth product hascritical points. This explicitly proves the negative answer to the unrestricted smooth-minimum question; it does not assert that this smaller illustrative count is sharp.
The explicit three-critical-point torus function and the local merger of two Morse saddles into one degenerate saddle
. Details. 