Write the Rayleigh equation for inviscid shear flow asMultiply by , integrate, and use integration by parts:Its imaginary part isFor an unstable mode , the integral can vanish only if changes sign somewhere in the flow. Thus the velocity profile must have an inflection point. This is Rayleigh's inflection-point theorem; it is necessary, not sufficient, for inviscid instability.
Put . The Rayleigh equation for inviscid shear flow becomesMultiplication by and integration givesFor , its real and imaginary parts implyThus is a weighted mean of and is its weighted variance. If , the sharp bounded-variable variance estimate givesCompleting the square proves Howard's semicircle theorem:
Away from , the base profile is linear or constant, so and . Across a corner , integration of the Rayleigh equation gives the jump conditionFor the even mode, at this givesFor , therefore,For , decay requires . The jump at , where , givesSubstitution and elementary simplification yield
The coefficients are real, so instability occurs when the quadratic discriminant is negative. At it iswhereas at , using , it is positive. By continuity there is a first threshold at which the discriminant vanishes. Hence one conjugate root has for
The energy isThusThis quadratic form can be negative for positive precisely whenThe decaying vectors must therefore be sufficiently nonorthogonal and oppositely directed. This is transient growth from non-normal modes.
Dot the momentum equation with , multiply the temperature equation by , and integrate over . The pressure term vanishes by incompressibility, while skew-symmetry of incompressible transport removes both nonlinear advection terms. Integration by parts and the boundary conditions givewhereFor , this reduces toso viscosity monotonically dissipates kinetic energy.
Vary the integral on the right-hand side, imposing with multiplier . After integration by parts, independent variations of , , and giveDot the first equation with and the second with , then integrate. Their sum says exactly that the energy-production functional is zero. Hence any nonzero stationary point is a perturbation whose energy initially neither grows nor decays.
The linear normal-mode problem isAt it is exactly the variational Euler--Lagrange system from part ii. Therefore the energy-stability threshold coincides with the stated linear neutral threshold . Below it the quadratic production functional is negative for every nonzero perturbation, so there is no transient energy growth; at the threshold a neutral perturbation exists, and above it the leading real eigenvalue produces exponential growth.
After the pressure enforces incompressibility, let denote the displayed linear operator. Integration by parts givesThe pressure terms vanish by incompressibility and the boundary conditions. The expression is symmetric under , soThus is a self-adjoint operator in the energy inner product and hence a normal operator. Its orthogonal eigenmodes cannot generate non-normal transient growth.
Substitute the stated scales and divide the momentum equation by . The ratio of inertial to Coriolis acceleration is the Rossby numberwhile the dimensionless buoyancy coefficient isThusThe dimensionless is the Burgers number for this rotating stratified flow.
Forboth material derivatives vanish because the fields are independent of . Since , steady momentum balance requiresThese derivatives are compatible and integrate toThe cross-stream temperature gradient and vertical stratification are in thermal-wind balance with the vertical shear.
Let . Retaining terms linear in the primed fields givesThe terms and respectively arise from perturbation advection of the velocity and temperature gradients in the basic state.
Differentiate the -momentum equation with respect to , subtract the derivative of the -momentum equation, and use incompressibility. With vertical perturbation vorticityone obtainsTherefore
At leading order as , horizontal geostrophic balance and vertical hydrostatic balance giveThe temperature equation givesMeanwhile . The leading vertical-vorticity equation is . Since derivatives in do not commute with ,The terms therefore cancel, leaving the conserved three-dimensional quasi-geostrophic potential vorticityNo normal flow at means . At , , so
InsertThe side-wall condition is automatic, and the potential-vorticity equation givesDefineThenThe top and bottom conditions becomeSetting the determinant of these two homogeneous equations for to zero and simplifying gives
For every , , soThe radicand in part f is therefore negative precisely when its second factor is negative. The two wave speeds are then complex conjugates, one with positive imaginary part and exponential growth. Hence
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