With the usual commutative, unital conventions, the chain is
A field is an integral domain, and every nonzero ideal contains an invertible element and is consequently the whole ring. Its only ideals are and , so it is a principal ideal domain.
To prove the middle implication, first show that a principal ideal domain has the ascending chain condition on ideals. The union of an ascending chain is an ideal, hence is ; its generator belongs to one member of the chain, and all later members equal . Now suppose a nonzero nonunit admitted no factorization into irreducible elements. It would factor into two nonunits, at least one of which again has no such factorization. Repeating would produce a strictly increasing chain of principal ideals: if with a nonunit, , since equality and cancellation would make invertible. This contradicts the ascending chain condition. Existence of factorization follows. By the permitted fact that every irreducible element is a prime element in a principal ideal domain, any irreducible factor in one factorization divides a factor in the other; cancellation then proves uniqueness up to units and order. This is a unique factorization domain. The final implication is part of the definition of a unique factorization domain.
None of the adjacent implications reverses. The principal ideal domain is not a field, since is not invertible. The polynomial ring is a unique factorization domain, by applying the polynomial extension theorem for unique factorization domains twice, but its ideal is not principal: a generator would divide both and , so would be a unit, whereas every member of this ideal vanishes at the origin. Finally, is an integral domain as a subring of , but is not a unique factorization domain. Its multiplicative norm is . There is no element of norm or . Hence , of norms , are all irreducible: a nontrivial factorization would require one of those missing norms. The only units have norm one and are . The two factorizations
are therefore not related by associates and reordering.
An integral domain is an integrally closed domain if every element of its fraction field which is an integral element over belongs to . Explicitly, if satisfies
then . Thus .
Suppose is a unique factorization domain and is integral, with , , and with no common irreducible element as a factor. Multiplying its monic equation by gives
Hence divides . Every irreducible element dividing is a prime element, so it would divide , contrary to the choice of the fraction. Therefore is a unit, and . We have proved
The going-down theorem is the following. Let be an integral extension of integral domains with an integrally closed domain. If
then
We first prove this for a module-finite ring extension and then remove that extra hypothesis. We use the Lying-over theorem, the Going-up theorem, and the incomparability theorem for integral extensions: primes exist over every base prime, prime chains can be extended upwards, and distinct primes over the same base prime cannot contain one another. The Going-up theorem follows by applying the Lying-over theorem to the quotient by the lower prime. These results concern arbitrary integral extensions; none assumes the going-down theorem.
For the finite case, let and . Since is module-finite, is a finite field extension. Take a finite normal field extension containing , obtained as a splitting field of the minimal polynomials of finitely many field generators. The extension need not be a separable field extension. Let be the integral closure of in . Then , and is integral over both and .
We need one auxiliary fact: the finite group acts transitively on the prime ideals of over any fixed prime ideal of . First observe that an element fixed by all of is a purely inseparable algebraic element over . Indeed, all -embeddings of into an algebraic closure extend to -automorphisms of the normal field extension . Hence the minimal polynomial of an algebraic element has only one distinct root. In characteristic zero this says ; in characteristic it says for some .
Now let be primes of over , and suppose is different from every , . By the incomparability theorem for integral extensions, is contained in none of these conjugate primes. The prime avoidance lemma supplies
The product
is fixed by , is integral over , and lies in because one factor is . Choose an exponent equal to in characteristic zero, or a power of in characteristic , such that . Since is an integrally closed domain, . It also lies in , hence in . Because is a prime ideal, some factor lies in . This means , contradicting our choice. Thus for some , proving transitivity. The power accounts for the possible purely inseparable field extension and makes the argument valid in every characteristic.
Lift the prescribed to a prime of by the Lying-over theorem for . Separately, choose a prime over and use the Going-up theorem to find over . Transitivity gives with . Then
Contracting to gives with the required contraction. This proves the going-down theorem for the module-finite case.
For a general integral extension , consider and the ideal
We claim that is disjoint from . Otherwise, clearing the finitely many denominators in an expression for an element gives
The subalgebra is a module-finite ring extension of , since all its generators are integral elements. Apply the finite case to : there is a prime contracting to . The displayed identity puts in , but . Thus , a contradiction.
Localize further at the multiplicative subset . The extension of is a proper ideal, by the disjointness just proved. Choose a maximal ideal containing it and contract back to a prime ideal of . This prime contains and avoids . Its contraction to lies inside by the prime ideal correspondence for localization, and its contraction to is exactly . This completes the proof of the going-down theorem without any finite generation assumption on .
First, every nonzero nonunit in a principal ideal domain factors into irreducible elements. Otherwise repeatedly choose a proper nonunit factor of ; then the principal ideals
form a strictly increasing chain, contradicting the ascending chain condition, since every principal ideal domain is a Noetherian ring.
Next every irreducible is a prime element. If but , then . The Bezout identity gives , so multiplying by shows . Thus irreducibles are prime.
Existence of an irreducible factorization and primality give uniqueness: an irreducible on one side divides the product on the other, hence is associate to one factor; cancel and continue. Therefore every principal ideal domain is a unique factorization domain.
The height of a prime ideal is
The Krull principal ideal theorem states that if is Noetherian and is minimal among the primes containing a proper principal ideal , then
Suppose otherwise that . Quotient by and localize at ; it is enough to consider a Noetherian local domain whose maximal ideal is the only prime containing and which has .
For , put
This is a -primary ideal. Since is a zero-dimensional Noetherian ring, it is Artinian, and the descending chain eventually stabilizes. Thus, for all sufficiently large , every can be written
Now , while ; -primaryness gives . Hence
The Nakayama lemma applied to gives . Localizing at makes all sufficiently large powers of the nonzero maximal ideal equal. A nonzero element of the stable power then belongs to , contradicting the Krull intersection theorem. This proves the theorem.
Now let be a Noetherian integral domain. If is a unique factorization domain and has height one, choose and an irreducible factor of . In a UFD, is prime, so
Height one forces .
Conversely, suppose every height-one prime is principal. Noetherianity makes an atomic domain. Given an irreducible element , choose a prime minimal over . The principal ideal theorem gives , so by hypothesis. Since and is irreducible, is a unit; hence is prime. Thus every irreducible is a prime element, and an atomic domain with this property is a UFD. Therefore
Assume that is a prime element. If , then divides , so divides or . If , write ; cancellation in the integral domain gives , so is a unit. The other case is symmetric. Hence every prime element is irreducible.
Suppose first that is a unique factorization domain, and let be a minimal nonzero prime ideal. Choose and factor it into irreducibles. In a UFD each irreducible is a prime element, so one factor belongs to . The nonzero prime ideal must equal by minimality.
Conversely, the ascending chain condition in the Noetherian domain implies that every nonzero nonunit factors into irreducibles. Let be irreducible and choose a prime minimal over . The Krull principal ideal theorem gives . Since is a domain and , it is a minimal nonzero prime and hence is principal, say . The divisibility and irreducibility of force to be associate to , so is prime. Thus every irreducible is prime, proving that is a UFD. This is the Minimal-prime criterion for a Noetherian unique factorization domain.
Unique factorization in an integral domain Created 2026-10-06 Updated 2026-10-07
Every nonzero nonunit in a unique factorization domain is a finite product of irreducible elements. Such a factorization is unique up to permutation and multiplication of the factors by units. Irreducibles are prime elements, so divisibility can be checked by comparing their multiplicities. This applies to a polynomial ring over a field and is useful for intersections of localizations inside its fraction field.