Base change of a morphism of schemes Created 2026-09-28 Updated 2026-10-14
Given and , the base change of along is the projection
Properties such as being proper and flat are stable under arbitrary base change.
Projection sends closed subsets to closed subsets, with geometric points or schemes understood. On an affine base, choose finitely many homogeneous equations for a closed subset. Its fiber is nonempty exactly when every graded multiplication map for a projective fiber fails to be surjective, by the Projective Nullstellensatz. The image is thus an intersection of closed rank-defect loci. An affine open cover proves the general case. This is the universally closed part of the proper morphism property of projective space.
For an irreducible source, regard the morphism of algebraic varieties as dominant onto the closure of its image, with generic point . The fiber dimension theorem gives the displayed formula. A proper morphism has closed image, so the closure can then be omitted.
Let be a proper morphism of irreducible algebraic varieties with equal dimension. If some fibre has an isolated point, its corresponding irreducible component has dimension zero. Apply the fiber dimension theorem to : . Thus the closed image has dimension and equals . The incidence proof that a cubic surface contains a line is an application; the entire witness fibre need not be finite.
The dimension of an algebraic set is the supremum of lengths of strict chains of nonempty irreducible closed subsets. It is the maximum of the dimensions of the irreducible components. On an affine variety , it equals the Krull dimension of ; if is irreducible, Noether normalization identifies this with the transcendence degree of its function field over . Nonempty Zariski-open subsets of an irreducible algebraic variety have the same dimension, so the definition is compatible with affine charts and with birational maps. In particular, and for irreducible algebraic varieties.
The fiber dimension theorem says that a dominant morphism of algebraic varieties between irreducible algebraic varieties has generic fibre dimension
Every irreducible component of every nonempty fibre over a closed point has dimension at least . There is a nonempty Zariski-open subset of on which the fibres are nonempty and are equidimensional algebraic varieties of dimension . Dominance is required; for a general morphism of algebraic varieties, replace by the closure of its image. This gives the dimension of image of a morphism formula.
For the generic fibre, the formula is the additivity of transcendence degree in the tower . The lower bound on closed fibres comes from cutting by at most local parameters after a finite Noether normalization of an affine target chart: the principal hypersurface dimension lemma drops dimension by at most one per equation, and the finite normalization fibre separates the finitely many target points. For the generic upper bound, take finitely many affine source charts and apply Noether normalization to each coordinate ring over . Clearing denominators in makes each chart finite over relative to a suitable open target chart. Its fibres have dimension at most . Intersecting these finitely many target opens and using the lower bound gives generic equidimensionality of fibres.
The upper semicontinuity of local fibre dimension is a statement on the source: for a finite-type morphism of schemes, the points satisfying form an open set. For a proper morphism, the maximum fibre dimension is upper semicontinuous on the target as well. The properness qualification matters; one should not assert the latter for every finite-type morphism of schemes.
A first application is dimension counting for plane sections and intersections. On an irreducible affine variety, imposing polynomial equations gives each nonempty component algebraic codimension at most , by repeated principal ideal theorem. On a smooth variety this underlies the intersection dimension bound on a smooth variety. A second application is to images: if a morphism of algebraic varieties has finite nonempty fibres, its image closure has the same dimension as the source. If it is also proper, that image is closed. Thus an isolated fibre point forces dominance in equal dimensions when the irreducible source and target have equal dimension.
For the cubic-surface application, projective lines in form the Grassmannian of dimension four. Cubic forms form , since there are degree-three monomials in four variables. The cubic surface line incidence variety
has fibre over every : restricting a cubic to a projective line gives four independently prescribable coefficients. It is therefore an irreducible projective-space bundle of dimension . The other projection is a proper morphism, so its image is closed and irreducible.
To show , dimension counting alone is not enough; exhibit a fibre with an isolated point. Take
A nearby projective line is the graph , . Restriction gives
It vanishes only when . Thus is an isolated reduced point of the fibre. Applying the lower bound in the fiber dimension theorem to gives . Since , its dimension is exactly 19, and closedness forces . This is the incidence proof that a cubic surface contains a line. The auxiliary cubic need not be smooth: the argument proves existence for every cubic form, and hence in particular for every smooth cubic surface.
Use the graph morphism of schemes
It is a closed immersion: the square with and the map , , is a fibre product of schemes square. The separatedness of makes a closed immersion, and base change preserves a closed immersion.
The projection is the base change of the proper morphism , so it is a proper morphism. The closed immersion is a finite morphism, hence a proper morphism by part (i). Since , part (ii) proves
This argument supplies finite type for as well; it need not be separately assumed.
We first justify surjectivity is preserved by base change for morphisms of schemes. Given over and a point over , the fiber after the residue-field extension contains a point because
Indeed, tensoring a nonzero vector space over a field with a field extension remains nonzero; a nonzero commutative ring has a prime ideal, giving the required point. Thus every base change of is surjective.
Now make an arbitrary base change . For a closed subset , its inverse image under is closed. The proper morphism therefore has closed image on that inverse image. Surjectivity of gives
so is closed. This proves that is a universally closed morphism. Together with the given separatedness and finite type, it proves
A proper morphism of schemes is a separated morphism of finite type which is a universally closed morphism: after every base change, the resulting map of underlying topological spaces takes closed subsets to closed subsets.
The valuative criterion for properness, in the Noetherian setting used here, says that a finite type morphism is a proper morphism if and only if the following existence and uniqueness condition holds. For every valuation ring , its fraction field , and compatible morphisms of schemes and with , there is exactly one morphism of schemes such that and . All valuation rings are allowed; no discreteness assumption is needed in this formulation. The following arguments also use that each of the three defining conditions for a proper morphism is preserved by base change.
An elliptic curve works over every algebraically closed field, including one algebraic over a finite field. Give it explicitly in by
In the first case the only point at infinity is , where the derivative with respect to is nonzero. In the affine chart , a singular point of an algebraic variety would have , , and . The possible roots cannot satisfy the last equation in characteristic different from : at it is , and at it is . In the second case the three homogeneous partial derivatives are , up to harmless signs, and cannot vanish simultaneously at a projective point. Thus both cubics are smooth varieties. A reducible plane cubic would have intersecting positive-degree components by Bézout theorem, and be singular at an intersection; therefore these smooth cubics are irreducible varieties. The genus-degree formula gives . With the marked point they are elliptic curves.
For a smooth algebraic curve, its divisor class group is its Picard group. Its degree-zero subgroup is
The map gives an isomorphism of abelian groups
To recall why it is a bijection, Riemann-Roch theorem in geometric genus one says every degree-one divisor class has exactly one independent section: a canonical divisor has degree zero, so the dual degree- term has no section. Thus the class contains one effective divisor on an algebraic curve of degree one, namely a point , and that point is unique. Translating by gives the claimed bijection; this is precisely the chord-and-tangent group law on the elliptic curve.
Choose a prime integer different from . The multiplication-by-n morphism has derivative times the identity at , so it is nonconstant. A nonconstant morphism of algebraic varieties between smooth projective curves is surjective: its image is closed by proper morphism and cannot have algebraic dimension zero. Since is an algebraically closed field, this makes surjective on -points. Therefore
Yet is infinite. For each , the affine equation has a solution for in the algebraically closed field; since is infinite, this gives infinitely many points.
By the Fundamental theorem of finitely generated abelian groups, a finitely generated abelian group satisfying has no free part and is a finite torsion group of order prime to . The infinite group cannot have this property while being finitely generated. Thus is not finitely generated. A subgroup of a finitely generated abelian group is finitely generated, so
This proof uses divisibility and infinitude, rather than uncountability, so it remains valid over countable algebraically closed fields.
A morphism of schemes is proper when it is a finite type morphism, a separated morphism, and a universally closed morphism. The valuative criterion for properness says, under the usual finite-type and Noetherian hypotheses, that is proper exactly when every commutative square
with a discrete valuation ring and has a unique diagonal lift .
For , a -point is with not all zero. If is a uniformizer, multiply all coordinates by one power of so that . The resulting coordinates lie in and at least one is a unit, so they define an -point extending the given -point. If two extensions exist, on a chart where one coordinate is a unit their affine coordinate ratios agree in and therefore in the integral domain ; hence the extensions agree. This verifies existence and uniqueness directly.
Take the projective line with a doubled point over , obtained by gluing two copies of along the complement of one point. After every base change of a morphism of schemes, a closed subset has closed image from each of the two projective-line charts, so its total image, the union of those two images, is closed. The structure morphism is therefore universally closed. The two doubled points have no disjoint neighborhoods, so the scheme is not separated and hence is not proper.
Because is coherent and locally generated by , there is locally a finite-rank coherent sheaf and a surjection of graded algebras
The Relative Proj construction turns this into a closed immersion
Consequently is a projective morphism and therefore a proper morphism. Since is proper and proper morphisms are closed under composition, is proper.
Each property is local on the target. Finite type is local by its affine definition. The restrictions of the diagonal morphism of over the open sets are closed immersions; since being a closed subset is local on an open cover, the diagonal itself is a closed immersion, so is separated. Finally, after any base change , the inverse images cover . For every closed , its image has closed intersection with every because the restricted base-changed morphism is closed. The image is therefore closed in . Thus is universally closed and hence proper. This proves that properness is local on the target.
Write for . For any closed point , the fiber is the zero-dimensional closed subscheme of cut out by . It is finite over , and every finite morphism is proper. This includes , whose fiber in consists only of .
The morphism itself fails the valuative criterion for properness. Take the discrete valuation ring with fraction field . The -point lies in and lies over the -point of the target defined by
Any extension of that -point must still be given by , whose closed point maps to the deleted point . It therefore cannot factor through . The required lift does not exist, so is not proper. This is an instance of the fact that proper closed-point fibers do not imply properness.
Let be a valuation ring with fraction field . For every commutative square
the valuative criterion for separatedness says that a finite type morphism between Noetherian schemes is separated exactly when there is at most one dotted lift completing the diagram.
Under the same finiteness hypotheses, the valuative criterion for properness says that is proper exactly when every such square has a unique lift. Thus separatedness supplies uniqueness, while properness supplies existence as well.