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For a vertical optical transition between parabolic energy bands with common carrier temperature, net stimulated emission has occupation factor $f_c(E_c)-f_v(E_v)$. The monotonic Fermi-Dirac distribution makes this positive exactly when the quasi-Fermi-level splitting exceeds the transition photon energy. An allowed transition must also lie above the band gap. Broadening, band degeneracy and a zero-temperature occupation window require their own qualifications; this condition alone does not establish laser threshold.

For a vertical interband transition, the crystal momentum is effectively unchanged because the photon momentum is small. A stimulated downward transition needs an occupied upper state and an empty lower state, with factor $f_c(E_2)[1-f_v(E_1)]$; upward photon absorption has factor $f_v(E_1)[1-f_c(E_2)]$. The two matrix elements agree by microscopic reversibility. Their difference is thereforeA common slowly varying transition-strength factor is implicit. Broadening replaces the sharp transition by a convolution; multiple valence bands contribute separate terms.

For one isotropic pair of parabolic energy bands, writeThus $E_2-E_1=E_g+{\hslash }^2{k}^2/(2m_r)$. Including the usual twofold spin degeneracy, the number of paired states per volume inside a sphere of radius $k$ is $k^3/(3{\pi }^2)$. Differentiating with respect to transition energy $E$ gives the three-dimensional parabolic interband joint density of statesFor density per angular frequency, $g_j^{(\omega )}(\omega )=\hslash g_j^{(E)}(\hslash \omega )$. Stating the density convention avoids a missing factor of $\hslash$; other degeneracies multiply the formula.

At a common carrier temperature, the Fermi-Dirac distribution is a strictly decreasing function of $E-F$. The direct-gap semiconductor gain condition follows:The lower inequality denotes a transition above the ideal band edge, where the displayed joint density of states is nonzero. Thus quasi-Fermi-level splitting must exceed the transition photon energy. Equality is transparency, rather than net amplification; at zero temperature an allowed transition must also lie within the occupied-electron and empty-valence windows.

A double heterostructure laser places a lower-band gap active layer between wider-band gap layers with suitable type-I band alignment. The band offsets confine injected electrons and electron holes in the same small volume, increasing their overlap and reducing escape. Usually the active layer also has larger refractive index, so the same sandwich forms an optical waveguide. Optical confinement increases the gain-overlap factor $\Gamma$, while carrier confinement lowers the injection needed to reach the required quasi-Fermi-level splitting. These two distinct mechanisms reduce threshold current and heating. A band gap difference alone does not establish the sign of both confinement barriers; suitable band offsets are essential.

A quasi-Fermi level is the chemical potential parameter of an approximately thermalized carrier population within one energy band. Rapid intraband scattering can establish a Fermi-Dirac distribution in each energy band before slower interband recombination equilibrates their populations. Thus separate $E_{\mathrm{Fc}}$ and $E_{\mathrm{Fv}}$ describe a pumped population inversion even though the entire semiconductor is far from thermal equilibrium.

At a common positive temperature, the Fermi-Dirac distribution is strictly decreasing in $E-E_F$. ConsequentlyThe joint density of states is nonzero only above the band gap, soIn particular the quasi-Fermi-level splitting must exceed $E_g$. The upper boundary is transparency, where stimulated emission balances absorption; the lower boundary has zero joint density of states in this ideal three-dimensional parabolic model. The strict occupation comparison uses $T>0$; at exactly zero temperature occupations become step functions, and their supports should be checked explicitly, as in the next part.

Absorption generates electrons and holes in the perovskite. After relaxation toward the band edges, their nonequilibrium populations are described by separate electron and hole quasi-Fermi levels. Selective contacts collect electrons through an electron-transport layer and holes through a hole-transport layer, while suppressing the opposite carriers.

For ideal contacts at open circuit,This quasi-Fermi-level splitting is not the band gap itself or simply the equilibrium built-in voltage. At equilibrium there is one common Fermi level and no extractable photovoltage. Under illumination at open circuit, generation is balanced by recombination while a nonzero population splitting persists.

Important parasitic paths include trap-assisted Shockley-Read-Hall recombination in the bulk, at grain boundaries and at interfaces, and recombination at poorly selective contacts. They lower the steady carrier populations and their quasi-Fermi splitting. Auger recombination can matter at high carrier densities but need not dominate an ordinary one-sun device. Radiative recombination is an unavoidable detailed-balance contribution, rather than an avoidable defect loss of the same kind.

An approximate illuminated diode relation isIncreased nonradiative recombination generally increases the dark recombination current and reduces $V_{\mathrm{OC}}$; it can also change ideality and fill factor. Shunts add a leakage path. Series resistance mainly reduces voltage under load and fill factor: its simple $I{R}_s$ drop vanishes at zero terminal current, so it should not be invoked as an automatic direct subtraction from open-circuit voltage.

Absorption of photons with $h\nu \gtrsim E_g$ creates electron-hole pairs, the upward band-diagram arrow. In the depletion region the built-in field drives electrons towards n material and holes towards p material; diffusion also delivers carriers generated within a diffusion length outside that region. Selective contacts collect the two signs. Illumination maintains a nonequilibrium quasi-Fermi-level splitting, allowing a voltage and useful current through an external load; it is the light, rather than the equilibrium barrier, that supplies the energy.

Taking forward diode current as positive, an ideal illuminated junction haspower is delivered where $VI<0$ in this convention. Reflection, below-gap transmission, carrier thermalization, recombination and resistive losses limit real conversion; even an ideal single junction has radiative detailed-balance limits.^[ref]