For a torsion Spin-c structure, the relative grading of Heegaard Floer homology lifts canonically to a rational absolute grading, normalized by the bottom plus generator of having degree zero. Multiplication by has degree , and a Heegaard Floer cobordism map has degree . The correction term is the lowest grading of the image of in for a rational homology sphere. A pure tower then has bottom plus degree and top minus degree in the minus convention. Keeping that shift explicit prevents errors of two in surgery and mixed-invariant calculations.
An admissible cut splits a four-dimensional cobordism as , with , and with the Mayer-Vietoris connecting map equal to zero. The last condition removes the ambiguity in gluing Spin-c structures on the two pieces. Positivity makes both infinity cobordism maps vanish, allowing passage through the Reduced Heegaard Floer homology of . A useful cut is the boundary of a neighborhood of a positive-square embedded surface, chosen so that its complement still has a positive direction. The nonzero normal Euler number makes of the neighborhood surject onto of its boundary, proving the connecting-map condition.
Blowup formula for the mixed Heegaard Floer invariant Created 2026-10-14 Updated 2026-11-05
Let be a closed oriented smooth four-manifold with , and let
be its blowup, with exceptional sphere . A Spin-c structure extending one on with exceptional evaluation has the same Mixed Heegaard Floer invariant, up to the conventional overall sign. In particular, nonvanishing is preserved.
More generally an evaluation , with , makes the exceptional-piece Heegaard Floer cobordism maps on the minus, infinity and plus versions act by multiplication by . Putting the blowup on one side of an admissible cut and using the cobordism composition law supplies the corresponding mixed-invariant formula. This states the factor at the map level, where the placement of is unambiguous. For that factor is one.[ref]
A smooth oriented cobordism with a Spin-c structure induces -equivariant maps on the corresponding Heegaard Floer homology groups. A handle decomposition defines the maps using generator selection for one- and three-handles and holomorphic triangle counts for two-handles. Composition sums over extensions of the prescribed Spin-c structures. When the boundary determinant classes are torsion, the absolute grading shift is
The square is defined using the rational relative lift. If , the infinity map vanishes. Between rational homology spheres, when , the infinity map is an isomorphism of Laurent towers.
Heegaard Floer homology 2026-10-14
Heegaard Floer homology assigns groups to a closed oriented three-manifold with a Spin-c structure. A pointed Heegaard diagram of genus gives product Lagrangian tori ; the chain complex is generated by their intersection points and its differential counts Whitney disk classes represented by holomorphic disks. The minus, infinity, plus and hat versions use different powers or quotients of the variable . The Heegaard Floer cobordism maps and the Mixed Heegaard Floer invariant relate these groups to smooth four-dimensional topology.
For a knot in an integral homology three-sphere and , fix a Spin-c structure on the -surgery. Write for structures on zero-surgery with , using a capped Seifert surface. In compatible labels the completed-minus triangle is
One can equally use the plus theory without completing. The first map is the congruence-restricted zero-surgery trace map; the last is the sum of reverse, orientation-reversed -surgery trace maps. The middle map uses a Heegaard triple with an auxiliary lens-space generator. For that lens space is , giving the usual three two-ended cobordism maps. For it is important to retain the auxiliary boundary and its fixed Spin-c structure. The U-adic completion of Heegaard Floer homology makes the sums of maps well-defined.
For the shaded bigon, a holomorphic strip is a conformal parametrization of its interior. Send its two corners to the two ends of . The Riemann map is unique up to translation, so quotienting the moduli space by translations leaves a single point. The embedded strip is regular, and a coherent orientation assigns it sign or . Thus the signed count is . The other three small bigons have the same argument.
For the shaded rectangle, a disk in is represented by a two-sheeted surface over the strip, with its projection to covering the rectangle once. There is one simple branch point. The four alternating boundary arcs and the conformal modulus of the rectangular region determine the branched cover up to strip translation: cutting along an arc from the branch point produces two simply connected strips, whose conformal maps are fixed by their marked corners, and gluing fixes the relative translation. The index calculation in part (ii) gives a zero-dimensional quotient; regularity of this embedded empty rectangle makes its one solution an isolated regular point. Hence its signed count is also . The same construction applies to the lower rectangle. This is the empty bigon and rectangle counts in Heegaard Floer homology calculation, including the geometric reason for the counts.
The listed bigons and rectangles give all positive index-one domains in these diagrams. One can check this by following the alpha and beta boundary arcs: the four two-corner regions in Figure 2a and the two empty four-corner regions in Figure 2b are the possibilities with convex corners; a domain reaching around a handle has an additional corner or a negative region coefficient. There is no nonzero basepoint-normalized periodic domain, because the displayed homology presentations have nonzero determinant. Adding the whole surface increases the Maslov index by two, so does not give another index-one representative. Thus no extra chain differential term is hidden in the calculations below.
For Figure 2a with the basepoint outside the four small bigons, coherent signs can be absorbed into the choices of generator orientations, yielding a chain complex of the form
The first summand has homology , with . The singleton contributes . In the last summand, is a boundary and the cycles are . Consequently
one free tower in each Spin-c structure. With the normalizations in part (i), their top relative Heegaard Floer gradings are .
The absent visible basepoint in Figure 2a does not change this homology answer. For the multiplicities of part (i), replace the three nonzero chain differential formulas by , , . At most one of equals one, and the others are zero, so each two-term relation contains a unit. Elementary elimination again leaves one free tower in each class; its relative Heegaard Floer grading is read from the multiplicity-dependent grading formulas.
For Figure 2b, write , , . The two rectangles give, after choosing orientations,
and both singleton generators have zero chain differential. The first summand has cycles modulo the primitive relation , hence is . Therefore
again with one free tower in each Spin-c structure. All three can have top relative Heegaard Floer grading zero in the independent normalizations of part (ii).
Put , with . In genus one, an intersection point is itself a generator of the Heegaard Floer chain complex. Thus the free basis is
There are infinitely many integral generators , , but these seven points are the module generators.
The obstruction to a Whitney disk class is the alpha-and-beta joining cycle in . Identify the opposite sides of the square and straighten the two small fingers of the alpha curve. Its algebraic intersection with beta is three; the remaining intersections, one in each residue class, are represented by . The four small bigons connect to to , and to to . A joining cycle between consecutive remaining strands is a meridian, which generates . Consequently the equivalence classes are exactly
Equivalently, these are the three Spin-c structures represented in the Heegaard diagram.
Use the domain convention . The positive bigons run from to , from to , from to , and from to . Their Maslov indices are one: their Euler measure is , and the two endpoint averages contribute each. Write their basepoint multiplicities as , respectively. The relative grading in Heegaard Floer homology is therefore
The reproduced figure has no visible marked . If is outside all four small bigons, as in the usual intended diagram, . One may normalize the relative Heegaard Floer gradings as
Each class has its own arbitrary additive constant, and . If the basepoint is put inside one of these disjoint bigons, exactly its multiplicity is one; the preceding boxed difference formulas give the answer without an unstated basepoint assumption.
Use ordinary integer surgery coefficients, so the positive trace has intersection form . Let be the capped Seifert surface. Label the Spin-c structures by
On the trace , let and label its structures by . Restriction identifies with . In these compatible labels the Integer-surgery exact triangle in Heegaard Floer homology is
Here boldface denotes the U-adic completion of Heegaard Floer homology. Only finitely many zero-surgery structures contribute, by the genus bound on a capped Seifert surface, so the middle direct sum causes no difficulty. The infinite sums of trace maps do require completion. The printed minus notation should be understood in this completed sense; with the polynomial version, a sum over every extension need not even have values in . The plus version has the same ordering and needs no completion.
The two ordinary surgery traces give and . For , , and its Spin-c structures have determinant evaluations on the capped Seifert surface. Their restrictions are the unique structure on and on . Thus the component of in the th summand is for . For the orientation-reversed and turned-around trace , and . Its structures still have characteristic evaluations , restrict to on and to the unique structure on , and
Characteristic parity explains the allowed evaluations; changing a structure by the generator of changes its evaluation by two, and the boundary restriction reduces the label modulo .
For , has an auxiliary lens-space input. More precisely, take the three-boundary surgery cobordism, or equivalently a two-ended cobordism , where is positive -surgery on the unknot. Its incoming lens-space factor is fixed to the distinguished structure and its canonical top Floer generator . Then
This describes the boundary restrictions exactly, including the boundary that must not be suppressed. A concrete Kirby diagram for starts with the split incoming surgeries of coefficients and , then attaches a zero-framed circle linking each incoming component once. Its full linking matrix is . Quotienting cohomology by the two incoming surgery columns gives . Accordingly its Spin-c structures may be labeled with incoming restrictions and outgoing restriction . In particular, fixing gives exactly one extension for each , and its outgoing class is . Thus is a Heegaard Floer cobordism map with the fixed auxiliary generator, rather than an unqualified map of a trace from to . When , and all three arrows become the familiar sums of ordinary two-ended Heegaard Floer cobordism maps.
The geometric argument uses the Mixed Heegaard Floer invariant defined in Question 5(iii). First suppose ; the genus-zero qualification is discussed below. Write . Blow up distinct points of the surface. Its proper transform in has class
Choose the extension of the Spin-c structure with
Since , its exceptional evaluations are , so the Blowup formula for the mixed Heegaard Floer invariant has no extra power of . Thus , and
This calculation is why the self-intersection appears with a plus sign.
It remains to bound the Chern pairing for a square-zero surface . Its oriented normal bundle has Euler number zero and is trivial, so . Choose an embedded positive-square surface disjoint from , with positive direction left in its complement, and cut along . To see why the choice is possible, impose orthogonality to in the intersection form. A nonzero isotropic class uses at most one positive direction; therefore leaves at least two. Choose an integral positive-square class in that complement, represent it by a surface, and remove algebraically cancelling intersections with by tubing along . This alters genus but not the class. The neighborhood of supplies one positive direction and the complement supplies another. Since its normal Euler number is nonzero, is onto, proving that the cut is admissible.
Put the outgoing puncture inside , so that the plus Heegaard Floer cobordism map on the side containing passes through the Floer group of . On the chain level this means splitting the cobordism along that boundary and composing its handle maps; with the fixed determinant class, every intermediate generator has restriction . If the Chern pairing exceeded , the given completed minus group would be zero. As in Question 3, this is the completed convention: for a non-torsion structure, ordinary infinity may retain -torsion, whereas is invertible after completion. Such a pairing is positive for , so is non-torsion and the completed infinity group is zero as well. The completed fundamental long exact sequence, whose plus group is the usual plus theory, then makes that plus group zero. The Heegaard Floer cobordism map, and consequently the Mixed Heegaard Floer invariant, would vanish, contradicting nonvanishing. Therefore
Substituting the preceding blowup calculation proves
Reversing the orientation of the surface gives the usual absolute-value form of the Adjunction inequality for the mixed Heegaard Floer invariant.
The printed assumptions omit the positive-genus qualification. With the actual Floer groups, the asserted three-dimensional vanishing is false for : the torsion structure on has two nonzero minus towers, although its pairing is . Correspondingly, a small sphere embedded in a ball of a K3 surface has , and Chern pairing zero, while the canonical Mixed Heegaard Floer invariant is nonzero; the desired inequality would read . Thus the displayed proof establishes the intended positive-genus statement. If the supplied vanishing is instead taken literally as a formal additional axiom for every genus, the same factorization would force the inequality even for a sphere, but that axiom contradicts the actual computation.
Remove two disjoint four-balls from , giving . An Admissible cut for a Heegaard Floer mixed map is a separating three-manifold with
The last condition is the Mayer-Vietoris connecting-map condition. It makes a Spin-c structure on uniquely determined by its restrictions to the two pieces, avoiding an uncontrolled sum of extensions in the composition law. Such cuts exist when : represent an integral positive-square class by an embedded surface whose tubular neighborhood carries one positive direction and whose complement retains another. One can construct an embedded representative by resolving intersections of a representative cycle; the genus may increase without changing its class or square. The nonzero normal Euler number makes the restriction surjective, so the connecting-map condition holds. Puncture on either side of the cut.
Write and . Both infinity Heegaard Floer cobordism maps vanish by positivity. Naturality with respect to the exact sequence
gives and . Exactness identifies with a degree- isomorphism from onto , namely the two versions of Reduced Heegaard Floer homology. Hence the inverse on these reduced groups is defined, and one forms
This is the construction of the Mixed Heegaard Floer invariant, rather than the zero ordinary composite.
Let be the top minus generator, of degree , and the bottom plus generator, of degree zero. For , insert its degree-one homology actions in the Heegaard Floer cobordism maps and define
This is an integer up to the overall orientation sign. cobordism composition and associativity show independence of the admissible cut and handle choices. Equivalently, fixing the relevant orientation data removes the overall sign ambiguity.
The grading condition can be checked explicitly. Since and , the sum of the ordinary cobordism shifts is , where . The inverse connecting map contributes another . Therefore the output degree on is , and the displayed invariant vanishes unless .
Finally, two positive pieces are needed, so that both infinity maps vanish and the reduced-group factorization is available. For an admissible cut the connecting-map condition and signature additivity imply that the two positive subspaces inject as orthogonal subspaces of the closed intersection form; hence . With only one positive direction no such admissible cut exists, and a chamber-dependent construction requires extra choices. With no positive direction, the ordinary infinity maps need not vanish at all. This explains the stated bound for the invariant defined here.
For a rational homology three-sphere and any Spin-c structure, the infinity version of Heegaard Floer homology is
It is one Laurent tower, with one integral generator in each degree of a fixed parity and none in the opposite parity. Its absolute rational grading has an overall offset determined by .
To compute the Euler characteristic of the hat group, tensor with , which preserves integral ranks. Put . It is a finitely generated graded module. Localizing at gives , so the structure theorem for finitely generated modules over a principal ideal domain gives one free summand and finitely many -primary torsion summands. The torsion is -primary because it vanishes after localization, or directly because the reduced graded group is supported in finitely many degrees.
The exact sequence of Heegaard Floer chain complexes given by multiplication by and passage to the hat quotient identifies the hat group, as a parity-graded vector space, with an extension of by with the latter parity reversed. The extra absolute shift by two between and is even, so it does not affect this argument. Thus
The free summand contributes one vector to and none to . A torsion summand , whose top generator has parity , contributes one vector of parity to the quotient and one of the same parity to the kernel, since changes degree by an even number. Their contributions cancel. Only the single free summand remains, proving
Integer torsion does not enter an Euler characteristic defined by ranks.
For generators in the same Spin-c structure and a Whitney disk class joining them,
The ambiguity is the divisibility of on ; a torsion determinant class gives an integer relative grading. Adding a sphere class changes by two and by one, so it leaves the difference unchanged. For a domain , the index can be calculated as , where is Euler measure and each is the sum of averages of the four adjacent region multiplicities at the selected intersections.
On an oriented Riemannian smooth four-manifold with a Spin-c structure, let be the spinor bundles and their determinant line. The Seiberg–Witten equations couple a unitary connection on and a positive spinor :
Here is the Dirac operator, is the self-dual part of the curvature, and is the quadratic spinor map into imaginary self-dual two-forms. Numerical factors and signs in depend on the Clifford conventions; a perturbation adds a prescribed imaginary self-dual two-form.
The first equation is first-order and elliptic, while the curvature equation makes the coupled system nonlinear. Gauge transformations identify equivalent connection-spinor pairs. Solutions with are reducible and satisfy in the unperturbed system.
On closed four-manifolds, suitably perturbed moduli spaces yield the Seiberg–Witten invariant of a four-manifold. The abelian gauge equations arose from the monopole description of supersymmetric gauge theory and provide tools for distinguishing smooth four-dimensional geometry.[ref]
Seiberg–Witten invariant of a four-manifold Created 2026-10-14 Updated 2026-11-05
For a closed oriented smooth four-manifold with , the Seiberg–Witten invariant of a four-manifold associates an integer-valued invariant, with a choice of homology orientation, to a Spin-c structure. It is obtained from the moduli space of solutions of the Seiberg–Witten equations modulo gauge transformations. When the expected dimension is zero, it is a signed count of solutions after a generic perturbation. Positive-dimensional cases require suitable insertions; when , chamber data matters. These analytic counts can distinguish smooth structures and, through Taubes nonvanishing theorem, obstruct decompositions of symplectic manifolds of dimension four.[ref]
For a closed oriented smooth 3-manifold , the three-dimensional Seiberg–Witten equations involve a unitary connection and a spinor field associated with a Spin-c structure. A Dirac operator equation couples the spinor field to the unitary connection, while a curvature equation couples the unitary connection back to a quadratic expression in the spinor field. After perturbing and quotienting by gauge transformations, suitable signed counts, with corrections where required, define Seiberg-Witten invariant of a three-manifold.
The hypotheses and conventions matter. For , the resulting function on Spin-c structures has a description by refined Reidemeister torsion; for , chamber choices enter, and rational homology spheres require additional correction terms. For example, on the first Betti number is one, so an unqualified count omitting the chamber data is incomplete. The invariants connect nonlinear differential equations with computable topological invariants.[ref]
The dependence on perturbations, including wall crossing when and a correction term when , is made explicit in the analytic construction.[ref]
Use the convention that is generated by with , and . The chain complexes are
The last complex is generated by . Equivalently it is with its absolute grading shifted up by two. The short exact sequence gives the fundamental long exact sequence. For a rational homology sphere in each Spin-c structure, . The plus tower is , with bottom degree ; its corresponding minus tower is a free module with top degree .
Whitney disk class 2026-10-14
For intersection generators , a Whitney disk is a map of a disk into the symmetric product, with its two boundary semicircles mapped to the two product tori and its endpoints mapped to . Its homotopy class belongs to . Projecting it to the Heegaard surface gives an integral domain. With the surface oriented, the convention is . The obstruction to a disk is the class obtained by joining the points along alpha arcs and returning along beta arcs. In the Heegaard Floer setup, its vanishing is equivalent to equality of the generators' Spin-c structures; for the rational homology sphere diagrams this is equivalent to .