Keep the PDF's hypercharge signs, which are the negatives of the frequently used convention. Write for the displayed chiral superfields. Their gauge group representations are conjugate right-handed-matter representations; their Weyl spinor components are left-chiral charge conjugates. Thus assign baryon number , , and lepton number , , with both Higgs fields neutral under . The corresponding electromagnetic convention is .
Let contract the two weak doublets, and use the color Levi-Civita symbol for three color antitriplets. The most general homogeneous cubic superpotential with right-handed-neutrino superfields separates as , where
and
Repeated generation and color indices are summed. The four Yukawa coupling matrices are arbitrary. The weak and color contractions imply and , while is completely symmetric. The terms have ; has ; and have respectively . Their conjugate interactions have the opposite changes. All four Yukawa terms preserve both numbers; all five remaining types violate at least one. In particular, the neutral fields printed in the PDF require both and terms.
For completeness of this list, a cubic color gauge-invariant can contain a – or – pair and one colorless doublet, or three color antitriplets. Vanishing hypercharge gives , , and . Three doublets have no weak singlet. Among colorless terms, two doublets and a singlet give , , and ; the apparent contraction vanishes since the identical bosonic superfields commute. Three singlets yield only . This also explains why no omitted cubic monomial is available. The word cubic excludes the linear term and the quadratic , , terms; these are separate possible terms in the full renormalizable superpotential.
To demonstrate squark-mediated proton decay, take and with or . Identical down-flavor indices would make vanish. Both interactions couple to the same scalar of mass . Suppressing overall convention-dependent vertex signs, their relevant two-component fermion bilinears are
The color index on is contracted with that on ; Lorentz spinor indices within each bilinear are contracted too. Together with , its algebraic equation at momenta small compared with gives . Substitution gives , whose cross term is the four-fermion matching for squark-mediated proton decay
Its electron term contains three quark fields of flavors and a lepton, and changes baryon number and lepton number together. The Hermitian-conjugate terms describe both orientations of the process. The hadronic matrix element of the three-quark proton-decay operator between a proton and a neutral pion has the right quantum numbers and is not forbidden by a remaining symmetry. Hence the operator permits : the lepton field creates the positron and the three-quark matrix element connects the proton to the pion. This supplies the mechanism rather than merely naming the two violating interactions.
Each fermion field has mass dimension , so this effective operator has dimension six and coefficient . By dimensional analysis its contribution to the decay rate has the form
Here collects phase space, running and the dimensionless hadronic factor; a dimensional estimate takes it of order unity rather than pretending to calculate a strong-interaction matrix element. Assuming this exchange dominates and there is no tuned cancellation, the supplied lifetime gives the proton-lifetime bound on a product of R-parity-violating couplings
The last estimate uses and . Keeping instead changes to about . A numerical limit independent of the squark mass or hadronic factor is not determined by the supplied data.
Finally, matter parity is : all matter chiral superfields, including , are odd, and the Higgs chiral superfields are even. R-parity of a component field is . In a superpotential, the spin factor is irrelevant to the allowed monomials: each of has two odd matter factors and is even. Each of has three odd matter factors, and has one, so all are odd and forbidden. Higgs vacuum expectation values are even; the allowed Yukawa interactions therefore still generate ordinary fermion masses.
R-parity forbids all the baryon/lepton-number-violating cubic terms above, not every possible violating operator. In particular, is even under matter parity but changes lepton number by two: matter parity allows Majorana neutrino masses. Thus the literal unrestricted claim would be false for these very fields; its valid cubic interpretation gives precisely the requested exclusion while preserving the Yukawa coupling mass terms.
Use the printed hypercharge convention; reversing every hypercharge relative to another common convention does not change the gauge invariants. Write for the singlet chiral superfields labelled with a superscript in the paper, and define the weak-doublet contraction . The most general homogeneous cubic superpotential with right-handed-neutrino superfields separates as , where
and
Repeated generation and color indices are summed. Because the chiral superfields commute while the gauge contractions are antisymmetric,
The factors and remove the corresponding overcounting.
Here is a completeness check, not merely a list of possible terms. A color-singlet cubic can have no colored fields, a fundamental–antifundamental pair, or three fundamentals or three antifundamentals. A colored pair must be or : the remaining weak doublet and hypercharge select respectively or . Three antifundamentals allow only at zero hypercharge; three doublets have no weak singlet. With no colored fields, weak invariance requires zero or two doublets. Two positive-hypercharge doublets require , giving and , while . Opposite-hypercharge doublets require , giving and . With no doublets, only has zero hypercharge. These are exactly the nine structures above.
For baryon number and lepton number, assign
and zero charges to the Higgs fields. This is the conjugate-singlet convention, so the neutrino Yukawa coupling conserves lepton number. The first four terms conserve both charges. The and terms carry , the term carries , the term carries , and carries . The gauge-singlet neutrino interactions must therefore be included in the violating sector.
If “cubic” instead means a polynomial of degree at most three, there are also the lower-degree gauge invariants
The Higgs mass term conserves both charges; , and violate lepton number. These additional terms distinguish the full renormalizable superpotential from its homogeneous cubic part.
To obtain squark-mediated proton decay, combine a lepton number-violating vertex with a baryon number-violating vertex. A nonzero example is with , exchanging the singlet strange quark squark of mass . The antisymmetry forbids , so using three first-generation singlets would not be a valid example. The relevant component vertices contain and , with the required color contraction. Connecting one vertex to the complex conjugate of the other through the massive scalar propagator produces schematically
Parentheses denote Lorentz scalar two-spinor contractions, dotted for the right-handed pair and undotted for the left-handed pair. This dimension-six proton-decay operator contains the three quarks and an electron field that can create a Positron. Its hadronic matrix element gives the channel . The internal strange flavor need not appear in the final state. The two interactions together violate both continuous charges, as required for this channel.
The coefficient of the dimension-six effective operator has mass dimension . Thus dimensional analysis gives
where is a dimensionless hadronic and phase-space factor. Its detailed value cannot be fixed by dimensional reasoning. Applying the historical lower bound supplied in the paper gives the proton-lifetime bound on a product of R-parity-violating couplings
The numerical coefficient is only the accuracy of the requested dimensional estimate; the squark mass was not fixed by the question.
Finally, R-parity is . At the superfield level use matter parity : are odd and are even. Each conserving Yukawa coupling contains two matter chiral superfields and one Higgs field, so it is even. Every violating homogeneous cubic above is odd: contain three matter fields, while contains one. R-parity forbids all the listed cubic violations and preserves the Yukawa terms that generate fermion masses. The Higgs bilinear is also even, whereas the lepton bilinear and the singlet linear term are odd.
The final assertion must not be read as forbidding every possible violation of continuous baryon number or lepton number. In particular, matter parity allows Majorana neutrino masses: is even but carries , a concrete counterexample once quadratic terms are included. Higher-dimensional operators such as and are likewise even and violate the continuous charges. The verified statement here concerns the homogeneous cubic sector, including the neutrino singlet terms.
Use left-chiral superfields throughout, abbreviating the conjugate singlets by , , and . The printed hypercharge convention is the negative of the usual one, so ; consequently is the down-type and the up-type Higgs doublet. Write for the weak-doublet contraction. Assign baryon number , , and lepton number , ; both Higgs fields have .
The baryon number and lepton number conserving homogeneous cubic superpotential is
Each term has zero hypercharge, is a color and weak singlet, and has . Higgs expectation values give the usual quark and charged-lepton Yukawa interaction masses and, here, Dirac neutrino masses. The complete remaining cubic part is
The first two terms have , the third has , the fourth has , and the last has . Their Hermitian conjugates reverse these signs. Commutativity of chiral superfields and the antisymmetric weak/color contractions give and ; can be taken completely symmetric. All other coupling tensors are unrestricted complex tensors.
To check completeness, a cubic color singlet containing a quark doublet and an antiquark singlet must contain a colorless weak doublet; the allowed hypercharges give , and . Three color-antitriplet singlets can form a singlet with , but hypercharge permits only . Three quark doublets cannot be a weak singlet. With no colored fields, an even number of weak doublets is necessary. Two doublets and a singlet give precisely , , and ; contractions of two identical Higgs superfields vanish. With no doublets the only neutral triple is . Thus is the most general homogeneous cubic superpotential for the printed fields, including their singlet neutrinos.
If “cubic” is intended to mean a polynomial of degree at most three, also add
The term conserves both charges; the other nonconstant terms have respectively . This distinction will matter for the printed claim about R-parity.
For squark-mediated proton decay, choose and with or . The same down-type singlet squark can appear in both vertices; would give by antisymmetry. The first term includes an electron/up-quark/squark vertex, and the second an up-quark/down-quark/squark vertex. Exchanging a squark of mass and expanding its propagator at momenta much smaller than produces the dimension-six effective operator
The left- and right-handed pairs are separately contracted spinor bilinears. This operator converts an up/down quark pair into a positron and an antiquark; the spectator up quark can combine with the antiquark into the neutral pion. Equivalently its hadronic matrix element between a proton and a pion is permitted, so it induces . Having both the baryon number and lepton number violating vertices is what enables this channel.
Since has mass dimension , dimensional analysis gives
The dimensionless includes the hadronic matrix element and two-body phase space; the pion mass changes this factor rather than the leading dimensions. Dimensional grounds alone do not give a precise hadronic coefficient. Using the lifetime supplied in the paper, rather than substituting a different bound, gives and hence
For an illustrative squark this is about when is rounded to . The bound constrains the relevant flavour product and depends on the exchanged mass; separate smallness of each coupling does not follow without an additional assumption.
Define matter parity and R-parity by
Every matter superfield has , whereas and the vector superfields have . For ordinary quarks and antiquarks, is odd and , so . For charged leptons, neutrinos and their antiparticles, is odd and , again giving ; the singlet neutrino fermion obeys the same rule. Gluons, the photon, and have and spin one, hence ; Higgs bosons have and also . Thus every Standard Model particle is R-even, including the corresponding antiparticles. Changing spin by one half within a supermultiplet reverses , so squarks, sleptons, gauginos and Higgsinos are R-odd.
Each conserving cubic term contains two R-odd matter superfields and one even Higgs superfield, so it is even under matter parity. Each term in has an odd number of matter superfields: three for , and one for . All are therefore forbidden. At the component level the two fermion spin factors in a Yukawa interaction multiply to , so the same selection rule follows directly from R-parity. This verifies all cubic baryon/lepton-number violating terms are forbidden while the Yukawa fermion mass terms survive.
The blanket assertion needs a qualification beyond homogeneous cubic terms. The Higgs term is even; and are odd and forbidden. But is even and permits a Majorana neutrino mass despite violating lepton number by two. Likewise the higher-dimensional operators and are even. Consequently R-parity alone does not enforce all-order conservation of baryon number and lepton number, or absolute proton stability; the stated precise exclusion holds for the violating cubic interactions above.
Two physical implications follow from multiplicative conservation of R-parity. Superpartners are produced in even numbers from an initial state consisting only of Standard Model particles, leading to pair production at the lowest threshold and parity-conserving cascades. The lightest supersymmetric particle is stable, since one R-odd particle cannot decay exclusively into R-even particles and no lighter R-odd state is available. A neutral weakly interacting lightest supersymmetric particle can therefore be a dark-matter candidate and produce missing-energy signatures; neutrality and a suitable abundance require further model assumptions.
Use hypercharge normalized by , and express all matter fermions as left-handed Weyl spinors. Thus denote the charge conjugates of the right-handed Standard Model fermions; the superscript is unrelated to the antiparticle marker . Each chiral superfield contains a complex scalar field and a Weyl spinor, while each vector superfield contains a gauge boson and a gaugino. The complete propagating content of the Minimal supersymmetric Standard Model before electroweak symmetry breaking is:
SectorComponent field representationSpinFamilies or copies
, quark Weyl spinors
, squarks
, quark Weyl spinor
, squark
, quark Weyl spinor
, squark
, lepton Weyl spinors
, sleptons
, lepton Weyl spinor
, slepton
, Higgs complex scalar fields
, higgsinos
, Higgs complex scalar fields
, higgsinos
Color vector multiplet, gluons adjoint,
Color vector multiplet, gluinos adjoint,
Weak vector multiplet, weak gauge bosons adjoint,
Weak vector multiplet, winos adjoint,
Hypercharge vector multiplet, hypercharge gauge boson
Hypercharge vector multiplet, bino
The marker means that conjugate antiparticle states must also be counted: a charged Weyl spinor has a particle helicity and a distinct antiparticle helicity, and a complex scalar field has particle and antiparticle excitations. The real adjoint gauge bosons and adjoint Majorana fermions already contain their conjugate states, so no extra marker is attached to them. For example, the charged combinations are both contained in the one real weak triplet. There are no right-handed-neutrino chiral superfields, no gravitino, and no propagating auxiliary fields in this field table. The matter sector has gauge components; the two Higgs chiral doublets add four. Thus the count is , before mass effects are considered.
R-parity is the multiplicative discrete quantum number , with baryon number , lepton number and spin . Ordinary quarks, leptons, Higgs scalars and gauge bosons have ; their sparticles have . For superfields the equivalent rule is matter parity : are odd, and and the gauge superfields are even. With contracting weak indices and implicit color contractions, the renormalizable R-parity-conserving MSSM superpotential is
Signs of the three Yukawa couplings can be absorbed into their matrices. Every term has even matter parity and zero hypercharge; holomorphy requires the two independent Higgs chiral doublets, rather than using in a superpotential.
Conserved R-parity forces an even number of odd particles in a process whose incoming particles are all ordinary particles, so colliders produce sparticles in pairs or another even multiplicity. Their decay chains end in the stable lightest supersymmetric particle. A neutral, weakly interacting lightest supersymmetric particle, commonly a neutralino after electroweak symmetry breaking, escapes the detector and gives missing transverse momentum; it is also a possible dark matter constituent. Stability alone does not establish its relic abundance, and a charged or colored stable lightest supersymmetric particle is not the usual viable dark matter candidate. Conserved R-parity forbids the renormalizable interactions responsible for the decay below. It does not by itself forbid higher-dimensional proton-decay operators: the superpotential operators and have even matter parity. Thus the renormalizable R-parity-conserving MSSM protects the proton, while ultraviolet physics can still induce its decay.
The gauge-invariant renormalizable R-parity-violating superpotential is
Here and because of the weak and color antisymmetric contractions. The first two trilinear terms and the bilinear term violate lepton number, whereas the term violates baryon number. The are dimensionless and has mass dimension one.
For a concrete squark-mediated proton decay channel, take and nonzero. Antisymmetry allows these indices: the exchanged scalar is a strange squark, not a repeated down flavor in . Two quarks in the proton undergo ; the spectator combines with into the component of . The baryon-violating Feynman vertex and lepton-violating Feynman vertex give .
Figure 1.
Proton decay through baryon- and lepton-number-violating strange-squark exchange
. Details.
At momenta small compared with the squark mass , its scalar propagator is of order . Eliminating it generates a dimension-six four-fermion proton-decay operator, schematically , with coefficient . Consequently the dimensionless decay amplitude is of order , and phase space supplies one more power of to the width:
This is a dimensional estimate; phase-space constants and hadronic matrix elements change its coefficient, not its fourth-power dependence on . For order-one couplings and , the stated lifetime limit is . Therefore , giving .
Such a mass is incompatible with the intended weak-scale MSSM explanation of the hierarchy problem: squarks that cancel the Higgs-sector sensitivity to high scales must not introduce a new enormous splitting from their light quark partners. For example, with order-one couplings would give only . The field content alone does not mathematically prohibit extremely heavy superpartners, but that choice sacrifices the weak-scale naturalness motivation. The usual resolution is conserved R-parity, or sufficiently suppressed simultaneous baryon number and lepton number violation, rather than making the exchanged squark this heavy.