For the Adjoint representation of a Lie algebra, the operator associated with is
The Jacobi identity gives , so this really is a Lie algebra representation. Define the lower central series of a Lie algebra by and . A nilpotent Lie algebra is one for which for some integer . If this holds, carries into , and consequently . This proves one implication without any condition on the field.
For the converse, we prove the linear form of the Engel theorem: if is a finite-dimensional Lie algebra consisting entirely of nilpotent linear maps, with finite-dimensional, then there is a nonzero vector annihilated by all of . This argument works over any field.
Induct on . The assertion is immediate when . First observe that if , then its commutator action on is nilpotent, because
Let be a proper Lie subalgebra of . The commutator action of on therefore consists of nilpotent linear maps. Its image has dimension at most , so induction supplies a nonzero coset annihilated by . Thus , and the normalizer strictly contains . This is the Engel normalizer lemma.
Choose maximal among proper Lie subalgebras. Its normalizer must be , so is a Lie algebra ideal. Moreover : otherwise the inverse image of a one-dimensional subalgebra of would lie strictly between and . By induction,
Since is an ideal, is -invariant: . Take . Its restriction to is nilpotent and hence has a nonzero kernel. A nonzero vector in that kernel is annihilated by and , and therefore by all of . This completes the induction.
Apply this result successively to , then its quotient by a common annihilated line, and so on. We obtain a complete flag with . Equivalently every element of is strictly upper triangular in one common basis; any product of such operators is zero.
Now take and . The hypothesis supplies exactly the nilpotence needed above. Every iterated bracket of length , where , is an application of adjoint operators and vanishes. These brackets span , giving . The zero algebra is already nilpotent. Thus is nilpotent if and only if every is nilpotent. The common flag is essential: separate nilpotence of unrelated operators would not imply that their mixed products vanish.
A nilpotent endomorphism satisfies for some positive integer . A nilpotent Lie algebra has a terminating lower central series of a Lie algebra: with and , one has for some . These are different conditions: the first concerns a particular linear map, whereas the second concerns repeated Lie brackets.
The representation form of Engel theorem says that if a finite-dimensional Lie subalgebra consists entirely of nilpotent endomorphisms, with , then contains a nonzero vector annihilated by every element of . Consequently there is a basis in which every element of is strictly upper triangular. No assumption on the characteristic of a field or algebraic closure is required.
We prove the common-vector assertion by induction on , simultaneously for every nonzero finite-dimensional representation space. The zero algebra is immediate. First, nilpotence of commutation by a nilpotent endomorphism follows from
If , the right-hand side vanishes for , in every characteristic of a field. For any proper Lie subalgebra , its Adjoint representation on therefore consists of nilpotent endomorphisms. Its image has dimension at most , so the inductive assertion gives a nonzero class annihilated by . Equivalently and . Thus the Engel normalizer lemma gives .
Choose a maximal proper Lie subalgebra . Its normalizer of a Lie subalgebra must be all of , so is an ideal of a Lie algebra. Moreover has dimension one: otherwise a one-dimensional Lie subalgebra of this quotient would have a proper inverse image strictly between and . By induction the space is nonzero. It is invariant under , since . Write . The restriction of the nilpotent endomorphism to has a nonzero kernel, and any vector in that kernel is annihilated by all of . This completes the induction. Apply the assertion repeatedly to to obtain a complete invariant flag with . A basis adapted to that flag makes every matrix strictly upper triangular.
A nilpotent abstract Lie algebra need not act by nilpotent matrices. For , the scalar algebra is an abelian Lie algebra, hence a nilpotent Lie algebra, but . No change of basis makes strictly upper triangular. The failed implication is precisely the distinction described in nilpotent Lie algebras need not act nilpotently.
If is a nilpotent Lie algebra, then , so every is a nilpotent endomorphism. Conversely, apply Engel theorem to acting on . Its invariant flag is lowered by every Adjoint representation matrix, so every product of such matrices vanishes. Since is spanned by expressions , the lower central series of a Lie algebra terminates. Therefore
Finally suppose is an algebraically closed field. If some is not a nilpotent endomorphism, it has a nonzero eigenvalue and an eigenvector , giving . The vectors are linearly independent and span a nonabelian two-dimensional Lie subalgebra. Conversely, a Lie subalgebra of a nilpotent Lie algebra is nilpotent because its lower central series of a Lie algebra lies termwise in the ambient series. A nonabelian two-dimensional Lie algebra has a basis with : choose spanning the nonzero derived algebra and rescale a complementary vector. Its Adjoint representation has the nonzero eigenvalue , so it is not nilpotent. This proves the two-dimensional subalgebra criterion for Lie algebra nilpotence:
First prove the Engel lemma by induction on the dimension of a Lie algebra of nilpotent endomorphisms. If , then on the endomorphism algebra has , since left and right multiplication commute. Thus a proper Lie subalgebra acts nilpotently on , and induction gives a nonzero class normalized by . This proves the Engel normalizer lemma.
For a maximal proper , its normalizer is all of , so is an ideal. Maximality then forces , since every line in a Lie algebra is a subalgebra. Induction gives a nonzero common annihilator of in the representation space. Ideality makes stable under . A generator of is nilpotent on and has nonzero kernel there, providing a vector killed by all of . In the possibly nonfaithful quotient actions, apply induction to the image, whose dimension is at most .
Repeatedly apply this common-kernel statement to quotient representation spaces to obtain a complete flag with . Hence the operators are simultaneously strictly upper triangular. Applying this to the Adjoint representation shows that a finite-dimensional Lie algebra whose every adjoint map is nilpotent has terminating lower central series. Conversely, termination of that series immediately makes every adjoint map nilpotent. This proves Engel theorem.
// Target: semisimple-lie-algebra.bigb