Information entropy dominates min-entropy Created 2026-09-28 Updated 2026-10-14
For a discrete random variable with probability mass function , using base-two logarithms for both Shannon entropy and min-entropy,
The first inequality says that average information content cannot be below the least information content of a possible outcome. For a finite alphabet, equality holds exactly when the probability mass function is uniform on its positive-probability outcomes. Impossible outcomes do not need to share that positive probability. In particular, has both quantities equal to bit, while has both zero. The same equality characterization holds for a countable alphabet: equality forces only finitely many positive-probability outcomes, because all must have the same positive mass. The uniform maximum of Shannon entropy is discussed in Shannon's original treatment.[ref]
For the proof, gives ; taking the expected value proves information entropy dominates min-entropy. More precisely, the nonnegative gap is
It vanishes precisely when every positive term vanishes, namely for every possible outcome. With such outcomes, normalization forces . If Shannon entropy is infinite, the inequality still holds and is strict, because min-entropy of a countable probability mass function is finite. No subtraction of two infinite quantities is needed.
An analytical family makes the gap visible. Give probability and each of probability , with . Then is a most likely outcome, so its probability is also the best single-guess success probability, and
where is binary entropy. The entropy bound with one prescribed probability explains the second expression: it separates whether occurred from which of four equally likely alternatives occurred. At , all five outcomes are uniform and both quantities are bits. At , Shannon entropy is bits while min-entropy is bit, reproducing the biased example in min-entropy. At , both are zero; the four impossible alternatives contribute nothing. For every , the probability mass function is nonuniform on its possible outcomes and the gap is strictly positive.
Figure 1.
An analytical five-outcome model separates average surprise from the surprise of the most likely outcome
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For finite Shannon entropy, exponentiating the inequality gives the useful but potentially loose bound . Equality holds exactly for a discrete uniform distribution on the possible outcomes. Thus Shannon entropy alone supplies a lower bound on optimal success, not the upper bound needed to promise that every guess is unlikely. Shannon's source coding theorem concerns average compression under its hypotheses, while min-entropy answers the single-guess question directly. The two quantities serve different tasks even when both are expressed in bits.
Min-entropy Created 2026-09-28 Updated 2026-10-14
For a discrete random variable with a finite or countable alphabet and probability mass function , define . Its min-entropy, using base-two logarithms, is
The unit is the bit. This is the smallest information content of any possible outcome: it records the easiest outcome to predict, whereas Shannon entropy averages information content over all outcomes. A normalized countable probability mass function has an attained positive maximum, so is finite even when Shannon entropy is infinite. Outcomes of zero probability cannot minimize the surprise and are omitted from the minimum; including extra impossible symbols changes neither quantity.[ref]
Suppose someone knows the probability mass function but receives no observation correlated with , and must name exactly one outcome. Naming succeeds with probability , so naming a most likely outcome is optimal:
Tied maxima give equally good guesses. Randomizing independently among guesses cannot improve success: if the guess has probability mass function , its success probability is . This is the simplest instance of maximum a posteriori decoding. The identity gives min-entropy an operational meaning: bits means every single guess succeeds with probability at most , under these information assumptions.[ref]
For an exact analytical example on symbols , compare the two probability mass functions
Under , each possible outcome has information content bits; under , has information content bit and each other outcome has bits. Consequently their Shannon entropies agree exactly,
but and bits. A best single guess therefore succeeds with probability under and under . The same average surprise can hide a factor of two in immediate predictability. The zero entry in contributes zero to Shannon entropy, using .
Figure 1.
Two exact probability models have the same average surprise but different best single guesses
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For the discrete uniform distribution on possible outcomes, bits and the best single guess succeeds with probability . A certain outcome has and success probability one. Thus min-entropy is useful when a common outcome could defeat an attempt to make outputs unpredictable, even if rare alternatives raise Shannon entropy.
For cryptography, this unconditional calculation alone does not certify security: an observer might know already. If a report reveals a uniform four-outcome source, its unconditional min-entropy remains bits but guessing after the report succeeds with probability one. For finite classical reports, the appropriate success calculation uses conditional probabilities and maximum a posteriori decoding:
The conditional entropy instead averages remaining surprise. A security argument must specify the observer's information and the protocol's required guarantee; neither unconditional min-entropy nor Shannon entropy supplies those assumptions.