Past exam of the mathematics course of the University of Cambridge / 2015 / iii / Paper 1 (Commutative Algebra)

A Noetherian ring is a ring whose ideals satisfy the ascending chain condition; equivalently every ideal is finitely generated. For the surjective ring endomorphism, put $K_j=\ker f^j$. The ascending chain of ideals $K_1\subseteq K_2\subseteq \cdots$ stabilizes, say $K_m=K_{m+1}$. If $a\in \ker f$, surjectivity of $f^m$ gives $b$ with $f^m(b)=a$. Then $f^{m+1}(b)=0$, so $b\in K_{m+1}=K_m$ and $a=0$. The endomorphism is therefore injective, hence a ring automorphism.

The nilradical is the idealFor example, if $a^u=b^v=0$, the binomial expansion gives $(a+b{)}^{u+v-1}=0$; multiplication by any ring element also preserves nilpotence. Every prime ideal contains each nilpotent element, since $a^j\in P$ implies $a\in P$. Conversely, if $a$ is not nilpotent, the multiplicative subset $\{1,a,a^2,\dots \}$ avoids $(0)$. By Zorn's lemma, choose an ideal maximal among those disjoint from this subset. It is a prime ideal: if $xy\in J$ but neither factor is in $J$, then $J+(x)$ and $J+(y)$ both meet the subset, and multiplying their two witnesses puts a power of $a$ in $J$, a contradiction. This prime ideal excludes $a$. HenceFor the zero ring the empty intersection is the whole ring, as required.

Here is a finite prime-intersection representation of a radical argument that does not assume the result. In a Noetherian ring, suppose some ideal $J$ has ideal radical not expressible as a finite intersection of prime ideals, and choose such a $J$ maximal by the ascending chain condition. It is proper and cannot be prime. Choose $a,b\notin J$ with $ab\in J$. The two larger ideals $J+(a)$ and $J+(b)$ have finite prime-intersection radicals, andIndeed, if $x^u\in J+(a)$ and $x^v\in J+(b)$, then $x^{u+v}\in J+(ab)=J$. This contradicts the choice of $J$. Applying the result to $(0)$ proves that $N(R)$ is the intersection of finitely many prime ideals. Empty intersections handle the unit ideal.

For reducedness of a formal power series ring, the inclusion of constants gives one implication: a nonzero nilpotent element of $R$ remains nonzero and nilpotent in $R[[X]]$. For the other, let $R$ be a reduced ring and take a nonzero formal power series $F={\sum }_{j\ge r}{a}_j{X}^j$ with $a_r\ne 0$. The coefficient of $X^{mr}$ in $F^m$ is $a_r^m\ne 0$, because $R$ is reduced. Thus $F$ is not nilpotent. ThereforeNo Noetherian ring hypothesis is needed for this argument.

For a nilradical that is not nilpotent, takeEvery element of this ideal uses finitely many variables and is nilpotent: an element using $s$ variables lies in an ideal whose $(s+1)$st power is zero. The quotient by this ideal is the field $k$, so it is exactly the nilradical. Nevertheless ${\bar{t}}_1\cdots {\bar{t}}_m\ne 0$ for every $m$, because the square-free monomials form a vector space basis. Thus $N(R{)}^m\ne 0$ for all $m$.

A prime ideal $P$ is a proper ideal such that $ab\in P$ implies $a\in P$ or $b\in P$. Equivalently $R/P$ is an integral domain.

For each $i$, and each $j\ne i$, choose $a_{ji}\in P_j\setminus P_i$, using incomparability. PutThen $b_i$ belongs to the other two prime ideals and does not belong to $P_i$, by primality. In particular each $b_i$ lies in the union. But $b_1+b_2+b_3\notin P_i$ for every $i$: modulo $P_i$, the sum equals $b_i\ne 0$. The union is not closed under addition and is not an ideal. This is a concrete instance of prime avoidance.

The union of three incomparable nonprime ideals example can retain pairwise incomparability. In the ringtakeThese distinct two-element ideals are pairwise incomparable, yetwhich is an ideal. None is prime: its quotient ring still contains a nonzero element of square zero. The three one-dimensional vector subspaces cover the two-dimensional vector space over ${\mathbb{F}}_2$.

Use the convention that a multiplicative subset contains $1$ and is closed under multiplication. Usually $0$ is excluded; allowing it gives the harmless zero-ring localization. A prime ideal disjoint from $S$ is mapped toin the localization of a ring. This ideal is proper, andis an integral domain, since the denominators are nonzero in the integral domain $R/P$. Thus $S^{-1}P$ is a prime ideal.

Conversely, for a prime ideal $Q$ in $S^{-1}R$, its contractionis a prime ideal disjoint from $S$: each $s/1$ is a unit and cannot belong to a proper ideal. Membership in $Q$ is equivalent to numerator membership in $P$, since $a/s=(a/1)(s/1{)}^{-1}$. Hence $Q=S^{-1}P$.

To check the other composite, $a/1\in S^{-1}P$ implies $sa\in P$ for some $s\in S$, by the equality criterion for fractions in a localization of a ring. Since $s\notin P$, primality gives $a\in P$. Therefore extension and contraction are mutually inverse:If $0\in S$, both sets are empty. This is the prime ideal correspondence for localization.

Suppose $S$ is a saturated multiplicative subset, and take $a\notin S$. The principal ideal $(a)$ is disjoint from $S$: otherwise $ra\in S$ would force $a\in S$. The prime ideal avoiding a multiplicative subset argument from Question 1 extends $(a)$ to a prime ideal $P_a$ disjoint from $S$. Thus every point of the complement belongs to such a prime ideal, andIf $S=R$, this is the empty union.

Conversely suppose $R\setminus S$ is a union of prime ideals. If $xy\in S$ and $x\notin S$, some prime ideal in that union contains $x$, and hence $xy$, a contradiction. The same holds for $y$. Thus The saturated complement as a union of prime ideals characterization holds.

For units with no finite prime-union complement, takeProducts of units are units, and a product is a unit only if both factors are units, so $S$ is a saturated multiplicative subset. Every nonunit integer lies in some $(p)$ with $p$ a positive prime, giving $\mathbb{Z}\setminus S={\bigcup }_p(p)$. If finitely many prime ideals sufficed, discard any $(0)$ and write the others as $(p_1),\dots ,(p_r)$. A prime $\ell$ outside this finite list belongs to none of them but is a nonunit, a contradiction. There is always such an $\ell$: a prime divisor of $p_1\cdots p_r+1$ is outside the list.

An integral extension $R\subseteq T$ means every $t\in T$ satisfies a monic polynomialTo prove the Lying-over theorem, localize at $S=R\setminus P$. The injection $R_P\hookrightarrow S^{-1}T$ remains injective, and $S^{-1}T$ is integral over $R_P$: a monic relation for $t$ divided by suitable powers of $s$ gives one for $t/s$. This is a nonzero ring, so choose a maximal ideal $M$ of it.

The contraction of $M$ to $R_P$ is maximal. To see this directly, a field integral over a subring forces that subring to be a field. For nonzero $a$ in the subring, $a^{-1}$ is integral; multiply its monic equation of degree $d$ by $a^{d-1}$ to express $a^{-1}$ as a polynomial in $a$ with coefficients in the subring. Apply this to the integral extensionSince $R_P$ is a local ring with unique maximal ideal $P{R}_P$, we obtain $M\cap R_P=P{R}_P$.

Contract $M$ to $T$, obtaining a prime ideal $Q$. Its contraction to $R$ is the contraction of $P{R}_P$, namely $P$. Thus

The key is a Laurent normalization by a monomial change of variables. We prove the slightly stronger assertion that every nonzero quotient of a Laurent polynomial ring in $r$ variables is finite as a module over an embedded Laurent polynomial ring in some number $m\le r$ of variables.

Induct on $r$. If the defining ideal is zero, the ring itself works. Otherwise choose a nonzero Laurent polynomialin that ideal, with nonzero coefficients. For a sufficiently large positive integer $N$, the weightsare distinct for all $\mathbf{a}\in F$. Indeed, each difference gives a nonzero polynomial in $N$, which has only finitely many integer roots. Make the invertible monomial substitutionIts inverse is $Y_j=X_j{X}_r^{-N^j}$, so it is an automorphism of the Laurent polynomial ring. When $r=1$ there is no substitution and distinct exponents already give distinct weights.

As a Laurent polynomial in $Y_r$, the transformed relation has unique lowest and highest exponents. Their coefficients are nonzero scalar multiples of monomials in $Y_1,\dots ,Y_{r-1}$, hence units inMultiplying by a power of $Y_r$ and the inverse leading coefficient givesHere $d>0$: a single-term Laurent polynomial would be a unit and the quotient would be zero. Reversing the equation and dividing by $b_0{Y}_r^d$ gives a monic equation for $Y_r^{-1}$. Thus both $Y_r$ and $Y_r^{-1}$ are integral over the image $B$ of $B_0$ in $T$. In fact $b_0$ being a unit also expresses $Y_r^{-1}$ as a polynomial in $Y_r$, so $T$ is generated as a $B$-module by $1,Y_r,\dots ,Y_r^{d-1}$.

The ring $B$ is itself a nonzero quotient of an $(r-1)$-variable Laurent polynomial ring. By induction, it is finite over an embedded Laurent polynomial ring in $m\le r-1$ variables. Finiteness of modules is transitive, so the same is true of $T$; a finite ring extension is an integral extension, by the determinant trick applied to multiplication by an element.

Applying this to $r=3$ yields an embedded subringThe base case $m=0$ means the subring $k$; finiteness over it would make $T$ a finite-dimensional vector space. The hypothesis excludes this, so $1\le m\le 3$, as required. No infinitude assumption on $k$ is used.

The height of a prime ideal is the supremum of the lengths of strict chains of prime ideals ending at $P$:The last equality follows from the prime ideal correspondence for localization. Here is a length-growth proof of the Krull height theorem that makes the bound explicit.

We first establish a prime-chain lower bound for local length. For a Noetherian local ring $(B,\mathfrak{m})$ admitting a prime chain of length $d$, put $H_B(t)=\mathrm{length}(B/{\mathfrak{m}}^t)$. Thenfor some $c>0$. For $d=0$, use $H_B(t)\ge 1$. For $d>0$, quotient by the first prime ideal of the chain; this only decreases $H_B$ and reduces us to a local integral domain $B$ withTake $0\ne a\in P_1$ and put $C=B/(a)$. It has a prime chain of length $d-1$, so induction bounds $H_C(t)$ below by a positive multiple of $t^{d-1}$.

The Artin-Rees lemma applied to $(a)\subseteq B$ gives, for a fixed integer $c_0\ge 1$,Because $a$ is a non-zero-divisor, the first term in the exact sequencehas length at least $H_B(t-c_0)$. HenceIterate this inequality about $t/(2c_0)$ times, while its arguments remain at least $t/2$. This gives the desired positive multiple of $t^d$. The particular Artin-Rees lemma inclusion used here follows directly from finite generation: the Rees algebra ${⨁}_{j\ge 0}{\mathfrak{m}}^j{t}^j$ is Noetherian, by the Hilbert basis theorem, and its graded submodule ${⨁}_j((a)\cap {\mathfrak{m}}^j)t^j$ has finitely many homogeneous generators. A bound on their degrees gives $c_0$.

Now localize at the given minimal prime ideal $P$. Write $B=R_P$, $\mathfrak{m}=P{R}_P$, and $J=I{R}_P$. The only prime ideal of $B$ containing $J$ is $\mathfrak{m}$, so $\sqrt{J}=\mathfrak{m}$. Since $\mathfrak{m}$ is finitely generated, some ${\mathfrak{m}}^q\subseteq J$. Thus $B/J$ has finite module length, say $L$. The ideal $J$ is generated by at most $n$ elements.

For $n>0$, products of these generators give a surjection from $\left(\genfrac{}{}{0ex}{}{j+n-1}{n-1}\right)$ copies of $B/J$ onto $J^j/J^{j+1}$. Summing the lengths gives the generator bound for primary-ideal lengthSince $J\subseteq \mathfrak{m}$, we have $J^t\subseteq {\mathfrak{m}}^t$, and thereforeThe prime-chain lower bound for local length now excludes any chain of length greater than $n$. ConsequentlyFor $n=0$, minimality over the zero ideal says that $P$ is a minimal prime ideal, so its height is zero. This also handles that boundary case.

A local ring is a nonzero ring with one maximal ideal $\mathfrak{m}$. Write $\kappa =R/\mathfrak{m}$ for its residue field. Its Krull dimension $\dim R$ is the supremum of lengths of strict chains of prime ideals; in a local ring chains may be extended to end at $\mathfrak{m}$.

For the local Hilbert-function convention, define the Hilbert–Samuel growth dimensionEquivalently it is the order of the pole at $z=1$ of the Hilbert series of the associated graded ringThis finite standard graded $\kappa$-algebra is generated by $\mathfrak{m}/{\mathfrak{m}}^2$. The Hilbert-Serre theorem makes the cumulative Hilbert function eventually polynomial, which establishes the definition. For an Artinian local ring, the polynomial is constant and nonzero, so $d(R)=0$.

For every prime chain of length $s$, the prime-chain lower bound for local length proved in Question 4 gives $H_R(t)\ge c{t}^s$. A polynomial of degree $d(R)$ cannot satisfy this when $s>d(R)$. Thus the requested inequality isFor clarity, the embedding dimension is the different invariantThe equality follows from the Nakayama lemma. Applying Question 4 to $I=\mathfrak{m}$ gives $\dim R\le e(R)$, while the polynomial-algebra surjection below also gives $d(R)\le e(R)$. In particular, growth dimension and embedding dimension should be kept distinct.

A regular local ring is a Noetherian local ring with $e(R)=\dim R$. Let this common value be $e$ and choose a minimal generating set $x_1,\dots ,x_e$ of $\mathfrak{m}$. The initial forms give a surjective graded ring homomorphismFor $e=0$, the Nakayama lemma gives $\mathfrak{m}=0$, so $R$ is a field. Assume $e>0$. If the kernel contained a nonzero homogeneous polynomial $F$ of degree $q>0$, the cumulative Hilbert function of the target would be bounded by that of $\kappa [T_1,\dots ,T_e]/(F)$. Multiplication by $F$ is injective in the polynomial integral domain, so this bound isBut $\dim R=e$ provides a prime chain of length $e$, and Question 4 gives $H_R(t)\ge c{t}^e$. This is a contradiction. Hence the associated graded ring of a regular local ring isan integral domain.

Finally the Krull intersection theorem gives ${\bigcap }_j{\mathfrak{m}}^j=0$. One can see the needed separatedness directly: for the finitely generated ideal $K={\bigcap }_j{\mathfrak{m}}^j$, the Artin-Rees lemma gives $K=\mathfrak{m}K$, and the Nakayama lemma gives $K=0$. Therefore each nonzero $a\in R$ has finite $\mathfrak{m}$-adic order $r$, with nonzero initial form in ${\mathfrak{m}}^r/{\mathfrak{m}}^{r+1}$. For nonzero $a,b$, their initial forms have nonzero product in the graded integral domain. It follows that $ab\ne 0$, and indeed its order is the sum of their orders. Thus $R$ is an integral domain.

For $a\in R$, write $m_a$ for multiplication by $a$ in ${\mathrm{End}}_k(R)$. The algebraic differential operator ring is defined by the filtrationThe order of an algebraic differential operator is the least $j$ for which $\theta \in D_k^j(R)$; the zero operator may be assigned order $-\infty$. In degree zero, commuting with all multiplication maps means $\theta (a)=a\theta (1)$, so $D_k^0(R)=\{m_a:a\in R\}\cong R$. The commutator identity $[UV,m_a]=U[V,m_a]+[U,m_a]V$ proves by induction that $D_k^r{D}_k^s\subseteq D_k^{r+s}$, so the union is a ring under addition and composition.

The derivations of an algebra formEvery such derivation has $\delta (1)=0$ and $[\delta ,m_a]=m_{\delta (a)}$, so has differential order at most one. Conversely, if $\theta \in D_k^1(R)$, set $c=\theta (1)$ and $\delta =\theta -m_c$. Then $\delta (1)=0$ and $[\delta ,m_a]$ is a multiplication map. Evaluating at $1$ shows it is $m_{\delta (a)}$; evaluating at $b$ gives the Leibniz rule. Hence the first-order algebraic differential operator decomposition isIt is a direct sum as $k$-vector spaces: a multiplication map that is a derivation vanishes at $1$, and is zero.

The complex Weyl algebra has generators $x_1,\dots ,x_n,{\partial }_1,\dots ,{\partial }_n$ and relationsTake $n\ge 1$. If a nonzero unital module $M$ had finite dimension of a vector space over $\mathbb{C}$ $m$, its representing matrices would satisfy $[{\partial }_1,x_1]=I_m$. Taking the matrix trace gives $0=m$, impossible in characteristic zero. The Weyl algebra has no nonzero finite-dimensional modules. For $n=0$ the algebra is $\mathbb{C}$ and this assertion has the obvious exception.

For a nonzero finitely generated Weyl algebra module, use the Bernstein filtrationThe ordered monomials form a vector space basis, soTo justify the ordered basis, the relations move all ${\partial }_i$ to the right and give spanning. Independence follows in the action on $\mathbb{C}[x_1,\dots ,x_n]$: apply a putative zero operator ${\sum }_{\mathbf{b}}{p}_{\mathbf{b}}(x){\partial }^{\mathbf{b}}$ coefficientwise to the formal exponential $e^{t\cdot x}$, obtaining ${\sum }_{\mathbf{b}}{p}_{\mathbf{b}}(x)t^{\mathbf{b}}=0$. Thus every coefficient vanishes.

Choose a finite-dimensional nonzero generating subspace $M_0\subseteq M$ and set $M_j=F_j{A}_n{M}_0$. The associated graded module is finitely generated over the polynomial associated graded ring, so the Hilbert-Serre theorem implies ${\dim }_{\mathbb{C}}{M}_j$ is eventually a polynomial. DefineThis Bernstein growth dimension of a Weyl algebra module equals the Gelfand–Kirillov dimension of a module, not its ordinary vector-space dimension. If a different finite generating subspace is used, each lies in some fixed filtration step of the other. The corresponding $M_j$ are sandwiched between shifted filtrations, so the degree is unchanged.

We prove Bernstein inequality for Weyl algebra modules using an injectivity estimate. The faithful finite-step action of a Weyl algebra claim is that the mapis injective for every $j$. Induct on $j$. For $j=0$, a scalar annihilating $M_0\ne 0$ is zero. Suppose $a\in F_j{A}_n$ annihilates $M_j$. For any generator $z=x_i$ or ${\partial }_i$, the commutator $[a,z]$ belongs to $F_{j-1}{A}_n$ and annihilates $M_{j-1}$: both $a(zv)$ and $z(av)$ vanish. The induction hypothesis gives $[a,z]=0$ for every generator. In the ordered basis,In characteristic zero these identities force $a$ to be a scalar. Since it annihilates $M_0$, it is zero. This proves injectivity.

ConsequentlyThe left side grows as a positive constant times $j^{2n}$; the right side has growth degree $2d(M)$. Comparing powers provesThe polynomial module $\mathbb{C}[x_1,\dots ,x_n]$, with the usual multiplication and differentiation actions, has $d(M)=n$, showing the bound is sharp.