Use the Cartesian streamfunction convention , . In the creeping-flow regime implicit in the question's biharmonic equation hint, the Stokes equations are , . Taking their curl eliminates pressure and givesThe fluid occupies the region above the actual sheet; the perturbation calculation expands its boundary about . In the swimming frame the material velocity is . The vertical kinematic condition and the supplied Navier slip boundary condition therefore give, at ,At infinity, and , with bounded velocity and no imposed shear; all fields are periodic in with period . The sign is important: a sheet translating at sees the remote fluid translating at .
Set , , , , and . The two dimensionless parameters are the small-slope approximation parameter and dimensionless slip length . With , the dimensionless biharmonic stream function for planar Stokes flow satisfiesExpand and . At first order,The decaying first harmonic of the biharmonic equation has the form . The vertical condition fixes and excludes a cosine component. The horizontal condition givesThus and for every . The spatially averaged first-order streamfunction is affine in ; its Navier slip boundary condition forces . ThereforeThis first-order slip independence of a transverse sheet is independent of slip length. Its surface tangential velocity and surface shear are both zero: and . This explains why the first-order streamfunction agrees with the no-slip boundary condition.
To find the slip-enhanced swimming speed of a transverse sheet, expand only the Navier slip boundary condition through second order. Put . Taylor expansion at the displaced boundary yieldsDirect differentiation givesHenceAverage over . The zero Fourier series mode of a biharmonic streamfunction is a cubic polynomial in ; bounded velocity at infinity removes the quadratic and cubic terms. Thus its velocity is the constant , and its averaged shear is zero. The mean boundary velocity determines Taylor-sheet swimming speed principle then givesThe even remainder follows because changing the sign of the amplitude is equivalent to a half-period phase shift. In dimensional form,For the Navier-slip Taylor swimming sheet, the ratio of speed to the no-slip value is whenever : slip increases the swimming speed. The expansion is for fixed as ; it is not a uniform prediction of arbitrarily large speed if the slip length is allowed to diverge with the inverse amplitude.
Let be arclength, the unit tangent, and the local filament velocity relative to the fluid. The resistive-force theory force per unit arclength, exerted by the fluid on the filament, isThe parallel and perpendicular drag coefficients of a slender filament are proportional to dynamic viscosity. For radius and a relevant axial cutoff length , the anisotropic slender-filament drag from Stokeslet integration gives the leading logarithmic formsThe cutoff may be set by filament length or deformation wavelength. End shape and the choice of cutoff change order-one constants inside the logarithms. Slender-body theory also includes nonlocal interactions that the local resistive-force theory approximation omits. Typically , with ratio tending to two in the slender limit; this drag anisotropy enables propulsion.
Write . For a small-amplitude planar deformation, and the leading transverse velocity is . Exact inextensibility requires the quadratic longitudinal displacement of an inextensible planar filament: if and , then to this order. Its velocity is quadratic and has zero time average for a periodic material cycle without mean axial drift. Thus the fixed material abscissa in the question is leading-order notation; this correction does not change the averaged propulsive term below. An imposed mean translation would contribute its separate ordinary axial drag.
To leading nonzero order,The time-averaged deformation-induced propulsive force of a periodic planar filament and power of a periodic planar filament are consequentlyThese are the leading quadratic functionals. Their signs refer to force on the filament. For example, gives negative , opposing the direction of wave propagation.
Let be an arbitrary smooth variation periodic in both variables. The first variation of the constrained functional isUsing integration by parts in and , every boundary term cancels by periodic boundary conditions. ThereforeThe Euler-Lagrange equation isFor a nontrivial stroke with nonzero thrust, . Set and . Then , whose method of characteristics solution is . Integrating in time gives the travelling-wave stationarity of planar filament propulsion:Here is an arbitrary static periodic component. It contributes neither power nor mean propulsion because the time average of vanishes. It can be set to zero when describing the active stroke. The wave must be compatible with both specified periods: .
For a pure travelling wave, its leading force and power areThus positive propulsion uses a wave travelling in the negative direction. Any smooth interior maximizer satisfying only the stated power constraint must have this travelling active deformation. If the drag were isotropic, and there would be no leading propulsion.
There is a qualification to the printed maximization claim: the variation proves stationarity, not the existence of an unrestricted global maximum. The bandwidth limitation in fixed-power filament optimization can be seen directly. Set , , and consider . The leading expressions giveAt fixed power the formal quadratic objective increases with . Eventually that sequence violates the small-slope approximation, but the approximation supplies no numerical slope or wavelength cutoff with which to define the global optimization. Even within a strict small-slope neighbourhood, a sufficiently small admixture of a higher spatial harmonic can improve a candidate interior maximum while keeping power fixed. For example, retains the fundamental periods and exactly the same leading power, while its force is multiplied by . For fixed , taking and small keeps every slope small.
With an explicit admissible Fourier bandwidth or an additional geometric constraint, the intended conclusion can be made precise. For a finite set of nonstatic Fourier series modes proportional to , with wavenumbers and frequencies ,This is a weighted average of . A largest allowed ratio is attained by a single travelling mode, or by modes sharing the same phase speed; their superposition is still a travelling wave. Thus the Euler-Lagrange calculation yields the requested travelling-wave form, while a global maximum requires a specified admissible shape class.
A freely swimming body has no net external force or torque in Stokes flow. Its force-free condition removes the Stokeslet monopole, and its torque-free condition removes the antisymmetric force-dipole contribution. The leading generic far field is therefore a symmetric traceless rank-two tensor stresslet, decaying as . Its axial strength may vanish for special swimmers, in which case higher-order singularities dominate.
The axisymmetric stresslet from a Stokeslet pair provides an explicit construction and fixes the sign convention. Place forces and on the fluid at and . The Stokeslet tensor isExpanding their sum for givesSincethe dipole strength is and the resulting stresslet is the given one. More general surface-traction distributions produce the same leading form through their symmetric traceless first force moment.
Writing , its radial velocity isConsequentlyThis classifies pusher microswimmers and puller microswimmers in the force-on-fluid convention used by the given formula.
For the circular swimmer let , , , and choose the tangent director . Its sign is immaterial to the stresslet. Write for the observation vector from the circle centre, and assume . The leading far-field orbit average of a tangent stresslet is obtained by replacing by while retaining the time-dependent director.
The orientation averaging of an axisymmetric stresslet over a full revolution givesSubstitution givesThuswith equivalently . The effective axis is normal to the orbit plane. A positive original strength becomes negative, and a negative strength becomes positive: a pusher averages to a puller, and a puller averages to a pusher, at leading far-field order. The result is independent of and at this order.
The accuracy of the centre replacement can be made explicit. Half a revolution changes and to their negatives; the stresslet is even in . Pairing those times replaces the displaced field byHenceThe finite-radius average is not exactly a point stresslet at every location. For example, on the positive axis the exact average of the supplied model iswhich has the derived point-stresslet limit for . This even displacement correction in an orbit-averaged stresslet is consistent with the far-field restriction.
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