Past exam of the MPhil in micro- and nanotechnology enterprise course of the University of Cambridge / 2021 / Paper 2 / Section A(i) / 13 / i

Rolling graphene into a single-walled carbon nanotube quantizes the circumferential wave vector, leaving a set of one-dimensional longitudinal subbands. At each subband edge the group velocity tends to zero, producing a Van Hove singularity in the density of states. For a simple gapped Dirac subband, the contribution scales as $|E|/\sqrt{E^2-{\Delta }_j^2}$ outside its edge. At low temperature the valence states below the Fermi level are occupied and the conduction states above it are empty. A semiconducting tube has a gap; an ideal metallic tube has gapless channels as well as higher-subband singularities.

For light polarized along the tube, the strongest allowed interband transitions connect corresponding subbands while approximately conserving axial wave vector and circumferential angular momentum. The large joint density of states makes distinct absorption resonances, conventionally labelled $E_{11},E_{22},\dots$. Strong electron–hole interactions produce bound excitons, so the observed optical resonances differ from the noninteracting band separations. Defects, doping, bundling and dielectric screening change peak energies and oscillator strengths. The original schematic below depicts the subband-edge structure, not measured spectra.