Past exam of the physics A course of the University of Cambridge / 2017 / Paper 2 / Section D / D13 / c / Solution

For a Bravais lattice with primitive translation vectors ${\mathbf{a}}_1,{\mathbf{a}}_2,{\mathbf{a}}_3$, define the reciprocal lattice by vectors $\mathbf{G}$ satisfying $e^{i\mathbf{G}\cdot \mathbf{R}}=1$ for every direct-lattice translation $\mathbf{R}$. A convenient basis iswith cyclic formulas for ${\mathbf{b}}_2,{\mathbf{b}}_3$. Then ${\mathbf{a}}_i\cdot {\mathbf{b}}_j=2\pi {\delta }_{ij}$ and $\mathbf{G}=h{\mathbf{b}}_1+k{\mathbf{b}}_2+l{\mathbf{b}}_3$ for integers $h,k,l$. The reciprocal primitive volume is $(2\pi {)}^3/V_{\mathrm{cell}}$.

These vectors are the spatial Fourier series frequencies of a periodic lattice potential or density. Elastic coherent crystal diffraction occurs when the scattering wavevector transfer equals a reciprocal lattice vector, with intensities additionally controlled by the basis crystal lattice structure factor. This is the reciprocal-space version of Bragg's law. A lattice of points and its basis should not be confused: a basis can make allowed reciprocal-lattice diffraction intensities vanish.

The first Brillouin zone is the Wigner-Seitz cell around the reciprocal origin: it consists of points closer to $\mathbf{G}=0$ than to any other reciprocal point. Its faces lie on the perpendicular bisectorsTo see the condition, equate $|\mathbf{k}{|}^2$ and $|\mathbf{k}-\mathbf{G}{|}^2$. These are also free-electron Bragg-degeneracy planes, where a periodic potential can open a band gap. Higher zones classify regions beyond successive Bragg planes; the reduced-zone description folds them into the first zone while retaining a band label.

In one dimension with spacing $a$, reciprocal points occur at $2\pi j/a$, and the first zone is $[-\pi /a,\pi /a]$. A square lattice of spacing $a$ has reciprocal basis $2\pi \hat{\mathbf{x}}/a,2\pi \hat{\mathbf{y}}/a$, and a square first zone with edges at $k_x,k_y=\pm \pi /a$.

The reciprocal of a face-centered cubic lattice is a body-centered cubic lattice and vice versa, with the scale fixed by the primitive-vector definition. In a Bloch state, wavevectors differing by $\mathbf{G}$ describe equivalent crystal momenta modulo the lattice periodicity. A crystal with $N$ primitive cells has $N$ allowed wavevectors in one Brillouin zone, hence $N$ states in each band per spin. This state count links reciprocal geometry to band filling, metallic conduction and band insulating behaviour. Reciprocal space also labels phonons and makes conservation of crystal momentum modulo $\hslash \mathbf{G}$ transparent.