Past exam of the physics A course of the University of Cambridge / 2018 / Paper 2 / Section C / C11 / a

A Bloch state in a crystal experiences a periodic lattice potential. Its band dispersion relation $ϵ(k)$ encodes the lattice response, so an effective mass allows a wavepacket's acceleration under a weak applied force to be described without explicitly following the microscopic periodic forces.

In one dimension the wavepacket group velocity and semiclassical equation for crystal momentum areDifferentiating the first equation with respect to time givesDefining $F=m^{\ast }a$ yieldsThis band effective mass is controlled by band curvature, not the slope. A band minimum has positive $m^{\ast }$; a band maximum has negative Electron $m^{\ast }$ and is often more conveniently described with positive-mass electron holes. In three dimensions the inverse effective mass is generally a tensor, $(m^{\ast -1}{)}_{ij}={\hslash }^{-2}{\partial }_{k_i}{\partial }_{k_j}ϵ$. The scalar formula assumes motion along a specified direction in an isolated band, weak fields and negligible interband transitions; the bare Electron mass has not physically changed.