Past exam of the quantum condensed matter course of the University of Cambridge / 2007 / Section B / B2

Angle-resolved photoemission spectroscopy maps occupied energy bands: ultraviolet or x-ray photons eject electrons, and an energy- and angle-resolving analyzer measures $E_{\mathrm{kin}}$ and emission direction. The photoelectric effect gives the binding energy $E_B=h\nu -\Phi -E_{\mathrm{kin}}$; the parallel momentum follows from $k_{\parallel }=\sqrt{2m{E}_{\mathrm{kin}}}\sin \theta /\hslash$, up to surface reciprocal vectors. Clean surfaces and controlled photon energy are needed, and an occupied-state measurement alone does not map an empty conduction band.

Scanning tunneling spectroscopy instead brings a conducting tip close to a surface and modulates the bias while recording the differential tunnel current. At low temperature with a smooth tip density of states and tunnelling matrix element, $dI/dV$ probes the local density of states near energy $E_F+eV$. The signal is thermally broadened and depends on tunnelling selection, so it is not an unqualified map of the whole bulk band structure.

Bulk probes complement these surface measurements. In the de Haas-van Alphen effect, a low-temperature magnetization or torque measurement versus magnetic field gives quantum-oscillation frequencies $F=\hslash A_{\mathrm{ext}}/(2\pi e)$, measuring extremal Fermi surface sections; temperature damping gives a cyclotron effective mass. The linear electronic heat capacity gives the density of low-energy excitations at the Fermi level. Optical absorption measures transition thresholds and matrix-element-weighted joint densities, rather than a unique full dispersion by itself.

In a heavy fermion material, interactions of narrow, often $f$-derived states with conduction electrons produce low-energy quasiparticles with very large thermodynamic effective mass. A coherent Kondo lattice can form a narrow low-energy band, so the large mass is an interaction-renormalized response rather than a larger bare electron mass.

Two concrete experimental signatures are an enormous linear electronic heat capacity coefficient and a strongly enhanced quadratic low-temperature electrical resistivity. Calorimetry separates $C=\gamma T+\beta T^3$ by plotting $C/T$ against $T^2$; the intercept measures the electronic coefficient rather than a lattice contribution. Four-terminal transport tests the Fermi liquid law $\rho ={\rho }_0+A{T}^2$. The low-temperature calorimetry and resistivity of CeAl3 found $\gamma =1.62\mathrm{J}\mathrm{mo}{\mathrm{l}}^{-1}{\mathrm{K}}^{-2}$ and $A=35\mu \mathrm{\Omega }\mathrm{cm}{\mathrm{K}}^{-2}$ below $0.2\mathrm{K}$, making both signatures quantitative.^[ref]

An enhanced nearly temperature-independent spin susceptibility and a large quantum-oscillation cyclotron effective mass provide additional tests. Not every heavy-fermion compound has the same ordered ground state; magnetism or superconductivity can intervene before a simple normal Fermi-liquid limit is reached.

A partly filled one-dimensional energy band is especially sensitive to a lattice modulation at $2k_F$. At half filling, $2k_F=\pi /a$, so the Peierls distortion alternates the bond lengths and doubles the primitive unit cell. Mixing states at the Fermi points opens a band gap, lowering the energy of occupied states. In the ideal weak-coupling, zero-temperature chain, the electronic gain behaves as $-u^2\ln (1/|u|)$ while the elastic cost is proportional to $u^2$, favouring a small distortion. The dimerized tight-binding chain gives an explicit band calculation.

The structural signature is extra diffraction intensity at the modulation wavevector; optical absorption can detect the gap and transport can detect loss of metallic conduction. A dynamic precursor is a Kohn anomaly, with phonon softening near $2k_F$. Inelastic neutron scattering of TTF-TCNQ, using a deuterated sample over $60$–$300\mathrm{K}$, found an anomaly near $2k_F$ developing below about $150\mathrm{K}$ as the $54\mathrm{K}$ transition was approached. This probes a lattice mode coupled to the electronic instability rather than inferring distortion from resistance alone.^[ref]

Away from half filling, the modulation need not simply double the lattice. Finite-temperature ordering in real quasi-one-dimensional solids also involves interchain coupling and fluctuations; the ideal isolated-chain argument alone does not establish a finite-temperature transition.

The nearly-free electron model treats a weak periodic potential as a perturbation of plane waves. Near a Bragg plane, states with wavevectors $\mathbf{k}$ and $\mathbf{k}-\mathbf{G}$ are nearly degenerate and must be mixed together. Their two-state Hamiltonian isAt the unperturbed crossing, the band gap is $2|V_{\mathbf{G}}|$. The corresponding standing waves place different charge densities near the ions and between them, giving different potential energies. Far from a crossing, ordinary perturbation theory is adequate; near it, the degenerate two-wave calculation is essential. In three dimensions, gaps at individual zone boundaries do not guarantee a global insulating gap because bands from different directions can overlap.