Balance the inertial wave rate against horizontal nonlinear advection. The anisotropy is then of the same order as the Rossby number . Horizontal geostrophic flow gives kinematic pressure amplitude . The first ageostrophic flow is and supplies the small horizontal divergence balancing . Rapid inertial oscillations are excluded by this slow-time ordering.
In a log-pressure coordinate, quasi-geostrophic potential vorticity uses density-weighted vertical stretching. For stratification and geostrophic flow , the inviscid equation is . Combining horizontal vorticity balance with the thermal equation eliminates ageostrophic flow and gives this conservation law.
Let and let be the common size of horizontal and vertical velocity perturbations, as found in part b. The linear inertial wave time and nonlinear advection time are
The critical balance in a rapidly rotating fluid is therefore
The Rossby number is of order . Horizontal geostrophic flow balances the leading pressure gradient against Coriolis acceleration, so
These are dimensionally comparable statements, rather than comparisons of a dimensional frequency with a dimensional velocity. Equivalently, use and as units. Then
Thus rotation stays in these units, while the motions evolve on the slower time. Vertical advection is smaller than horizontal advection by .
Write , with , and . At leading horizontal order,
Define the stream function , including its horizontally uniform part in this convention. Then
The next-order incompressibility condition is not zero horizontal divergence:
This term has size and is essential: its product with the large rotation rate is a leading contribution to the vertical vorticity equation.
To see that contribution explicitly, write . At the first horizontal inertial order,
Taking its vertical curl eliminates . The two-dimensional advection identity and the two divergence orders give
Equivalently the ageostrophic flow satisfies
whose divergence is . This explicitly verifies that the next-order divergence has the required sign.
The vertical momentum equation, at the same slow order, is
Finally , where the canonical two-dimensional Poisson bracket is . The reduced equations for an anisotropic rotating fluid are
The omitted vertical-advection, ageostrophic-advection and relative-vorticity stretching terms are smaller by in the equations retained here. Linearizing these equations recovers , the anisotropic limit of part a.
Use pressure per unit constant density, , with the gravitational potential and centrifugal potential absorbed into it. Strict geostrophic balance is the exact balance
with material acceleration omitted, for a homogeneous incompressible flow. Writing , its components are , and . Differentiating the first two equations with respect to gives . Alternatively, the vector calculus identity
shows, on taking the curl of the balance, that . Thus too, proving the Taylor–Proudman theorem:
The physical pressure still includes its background hydrostatic pressure; it is the reduced pressure that is independent of . Between horizontal impermeable boundaries, the vertically constant is zero.
For boundaries and , impermeability condition gives and . A nearly columnar flow crossing contours of must therefore have . Exact columnarity must give way to small corrections from ageostrophic flow. The leading horizontal geostrophic flow can remain nearly independent of , and the leading reduced pressure has , but is now nonzero and exact three-dimensional strict geostrophic balance no longer holds. For small slopes, the dominant vertical vorticity equation is
where is relative vorticity. Equivalently, . Crossing geostrophic contours stretches or squashes columns: increasing produces cyclonic relative vorticity, decreasing produces anticyclonic relative vorticity. The full vorticity equation also contains tilting terms, neglected at this columnar order.
For the circular shallowing, fluid arriving from upstream has potential vorticity . Its height is inside, so conservation gives
This uses the stated column-stretching description and initially open streamlines. To obtain the leading disturbance velocity field, use the conventional streamfunction definition , , and write . Then . Regularity at gives inside. Outside, ; matching tangential velocity at fixes . Choose the irrelevant additive constant so that
Both and match at , so there is no extra vorticity sheet on the rim. This is the circular topographic anticyclone. The radial expression specifies the disturbance; the complete streamfunction is , since a radial function alone cannot represent the required uniform far-field current. Reversing the streamfunction sign convention reverses the displayed proportionality constant, but leaves the physical velocity unchanged.
Differentiation gives the full relative velocity field in the rotating frame:
away from the narrow transition across the change of depth. The disturbance turns clockwise for and decays as . The horizontal field is the leading small- columnar inversion: the exact variable-depth transport across a sharp rim needs higher-order corrections, rather than an exactly two-dimensional velocity continuous across a literal vertical step.
Take and . The greatest opposing zonal disturbance speed is , attained at . If , then everywhere and every particle advances in , precluding closed streamlines. If , the interior stagnation point is a center, since the interior contours are circles about that point. The exterior stagnation point is a saddle: linearization there has real eigenvalues of opposite sign. Closed contours around the center are bounded by a separatrix through the saddle. The two points meet at the rim at onset, giving the closed-streamline threshold for a circular topographic anticyclone:
At this threshold , consistent with small Rossby number. Equality is the onset, not a finite-area closed cell. Beyond onset, upstream data alone no longer determine the potential vorticity of trapped fluid; the threshold follows from the continuation of the supplied open-flow model.
The quasi-geostrophic approximation isolates slowly evolving, nearly balanced motions in a rotating, stably stratified fluid. Ocean eddies and mid-latitude atmospheric disturbances often have this character: a leading Coriolis force–pressure balance suppresses rapid horizontal acceleration, while hydrostatic balance suppresses rapid vertical acceleration. Small ageostrophic flow nevertheless supplies the vertical motion that changes the leading vorticity. The approximation filters fast inertia-gravity waves while retaining nonlinear transport, vertical shear and Rossby waves.
Use a reference density and remove the background hydrostatic pressure. Let and let the upward buoyancy perturbation be . A vertically varying reference density stratification has . Under the Boussinesq approximation, the inviscid and adiabatic equations are
Here . Density variations are small compared with but retained in the vertical buoyancy force. This is a useful local, incompressible description; a compressible atmosphere needs the corresponding weighted or pressure-coordinate version.
Let horizontal and vertical lengths be , speed be , and take the slow time . Take for definiteness; use in the scale estimates in the opposite hemisphere. The principal small parameter is the Rossby number at a latitude where . For the hydrostatic, strongly stratified regime, and . Retaining both horizontal vorticity and vortex stretching gives the Burger number
The geostrophic balance pressure scale is and the buoyancy perturbation scale is . Hence : buoyancy perturbations produce small displacements relative to the background stratification scale. The ageostrophic flow is and incompressibility then gives . Vertical acceleration is smaller than hydrostatic terms by order in this scaling. Weak forcing or diffusion can be added at the slow order, but neither is present here.
Define the quasi-geostrophic streamfunction by . Leading geostrophic balance and hydrostatic balance imply
Differentiating horizontally and vertically gives the thermal-wind balance
Thus vertical shear is determined by horizontal buoyancy gradients. The homogeneous Taylor–Proudman theorem is recovered only when those gradients vanish. Stable stratification allows sloping density surfaces and different geostrophic flow at different levels, without abandoning leading balance.
The Prandtl ratio of scales makes that modification quantitative. Horizontal and vertical terms in balanced potential-vorticity inversion have sizes and . Equality gives
For constant , makes the inversion operator an ordinary three-dimensional Laplacian. Equivalently, an interior balanced disturbance of horizontal size naturally penetrates a depth of order . With this is a thin, vertically sheared structure, rather than the arbitrarily tall homogeneous columns suggested by strict Taylor–Proudman theorem behaviour. This is an aspect-ratio statement, not the diffusivity Prandtl number.
To allow a weak meridional variation of the Coriolis parameter, use the beta plane , with , or equivalently . The small correction to the leading balance is dynamically important on the slow time. Let be vertical relative vorticity and let . At the first nontrivial order, the vertical vorticity equation and buoyancy equation reduce to
Relative-vorticity stretching and tilting are higher order here; planetary-vorticity stretching must remain. Eliminate to expose a materially conserved balanced scalar. Because , the commutator term is exactly zero. For this gives
Adding the two equations proves the quasi-geostrophic potential-vorticity equation
An additive constant such as changes no dynamics. The horizontal streamfunction advection bracket can express this as . Although small departures from balance generated this evolution equation, the leading geostrophic flow itself advects nonlinearly. The stretching term couples horizontal motion to vertical displacement of density surfaces.
This gives the practical advection-and-inversion description. Start with interior three-dimensional quasi-geostrophic potential vorticity, advect it with , and recover from
The stratified quasi-geostrophic inversion is elliptic for positive . It must be supplied with lateral and vertical boundary conditions and any circulation or mean-flow constraints; interior potential vorticity alone is not sufficient. At rigid horizontal lids, makes boundary buoyancy satisfy , and supplies the vertical derivative data for inversion. Boundary buoyancy perturbations can therefore support flow even when the interior anomaly is zero. Once is found, its horizontal derivatives give velocity, its vertical derivative gives buoyancy, and the thermodynamic equation diagnoses . This balanced evolution excludes the independent fast-wave initial data present in the full equations.
Finally, a gradient in supplies a restoring mechanism even in an otherwise uniform fluid. Linearizing about rest with constant , the quasi-geostrophic potential-vorticity equation becomes
Substitution of gives the Rossby wave dispersion
For , its zonal phase speed is westward relative to a resting background. A meridionally displaced parcel retains potential vorticity, so it acquires a relative-vorticity anomaly that induces the velocity tending to return the disturbance. Background shear and stratification modify the full potential-vorticity gradient; they can alter propagation or permit instability. On a constant f-plane the planetary contribution vanishes, but gradients of relative vorticity, boundary buoyancy or topography can still support balanced wave motion. Close enough to the equator that vanishes, this mid-latitude quasi-geostrophic approximation and its scaling must be replaced.
Let denote free-surface height and the water depth. The inviscid rotating shallow water equations with constant Coriolis parameter are
It is , not , that supplies the horizontal pressure gradient. For a fixed bottom, mass conservation equivalently gives .
Write for relative vorticity. Differentiate the second momentum equation in and the first in , then subtract. The pressure terms cancel. Expanding the differentiated advection terms gives
Consequently the absolute vorticity satisfies . Combining this with mass conservation yields exact shallow-water potential vorticity conservation:
A sloping bottom changes the depth and hence the stretching, but contributes no curl to the gravitational pressure force.
For the quasi-geostrophic approximation, choose constant reference depth , speed , and horizontal length . Require Rossby number , slow evolution on the advective time , smooth horizontal scales, and or smaller, where is the Rossby deformation radius. Write , , and . The leading momentum balance is geostrophic balance:
It gives , while we require and slopes on the chosen horizontal scale. Relative vorticity divided by is also . Thus
The derivative of the constant first term vanishes. In advecting the first-order anomaly, the ageostrophic flow contributes only at the next order. Therefore the shallow-water quasi-geostrophic potential vorticity equation is
This retains the balanced vortical branch, including Rossby waves driven here by the topographic potential-vorticity gradient. It filters the freely oscillating inertia–gravity branches of the full shallow water equations, and does not retain independent boundary Kelvin wave dynamics. Small Rossby number alone is insufficient for the reduction: fast waves must be absent at leading order, as in well-prepared balanced initial data.
In the channel take and measure the bottom anomaly from mid-channel: . Define . The resting potential vorticity is , and the linear Rossby wave equation is
For nonzero zonal wavenumber , wall conditions select
The modes are stationary. Write and take real for the following sketch. The total potential vorticity is . For a contour whose undisturbed position is , its small meridional displacement is
Thus potential-vorticity conservation says a northward displacement in a positive background gradient carries a negative anomaly, . Potential-vorticity inversion turns this into positive and anticyclonic motion around the bulge. At a positive cosine crest, is northward on its western flank and southward on its eastern flank. Advection raises the contour on the west and lowers it on the east, so the crest moves west. Algebraically, and give , the same phase velocity as above. For all propagation directions reverse.
Figure 1.
Potential-vorticity contour displacement and westward Rossby-wave propagation for a positive background gradient
. Details.
For a square basin use a nonzero-frequency normal mode , with on all walls. Its equation is
Set and . Substitution cancels the first derivative and gives
The square's Dirichlet Laplacian eigenfunctions are , with positive integers. Consequently the square-basin topographic Rossby mode has
For , the positive-frequency branch therefore tends to as , as required. The negative-frequency solution is its complex-conjugate representation for a real disturbance; the physical frequency magnitude is .
The geostrophic material derivative is
It advects horizontally with the geostrophic flow. The exact material derivative additionally includes horizontal ageostrophic flow and vertical advection . The leading balances are geostrophic balance and the hydrostatic approximation:
The conventional quasi-geostrophic streamfunction is , after fixing the horizontally uniform reference pressure consistently with the basic buoyancy profile. Therefore
Here and below pressure is divided by reference density, and is the anomaly about the prescribed background buoyancy.
For the zonal average assume periodicity or vanishing boundary terms, so that averages of derivatives vanish and averaging commutes with derivatives. Put . Since , the disturbance quasi-geostrophic potential vorticity is . The zonal part of vanishes as . For the other parts, integration by parts gives
As , , and , the Eliassen–Palm flux is
We have therefore proved the exact Taylor identity for quasi-geostrophic flux,
without imposing small amplitude. This identity is algebraic within the quasi-geostrophic approximation; it does not assert validity of that approximation for arbitrary physical flows.
Now linearize about a steady zonal basic flow , with and no mean meridional velocity. The linear quasi-geostrophic potential-vorticity equation is . Multiply by and average. The advection term is a zonal derivative and vanishes, giving
This is quasi-geostrophic wave-activity conservation law. The basic-state denominator is time-independent at the retained order; its change caused by the waves is higher order. The wave activity is signed if , and the formula cannot be used where that gradient vanishes. The original PDF includes the zonal average over the squared disturbance in this definition.
For the resonant solution it is helpful to avoid squaring an imaginary coefficient as though it were real. Write
where is real. Assume , , and . Define and . The complex coefficient of the physical streamfunction disturbance is
The original PDF contains : the converted TeX's missing would incorrectly remove the resonance and fails the differential equations.
For the vertical potential-vorticity inversion operator, and . Consequently
Substitution in the linear potential-vorticity equation gives
since . Thus this is a genuine resonant topographic quasi-geostrophic wave, with linear amplitude growth rather than an assumed stationary wave.
At the flat upper boundary , so . At the lower boundary, linearization of the impermeability condition gives , where is the bottom corrugation. Here is time-independent, so the specified vertical velocity gives
using . Both boundary conditions are verified. The linear solution is valid while its growing displacement and velocity remain small; it is not a large-time nonlinear solution.
To evaluate all fluxes, use . The coefficients of are respectively , , and . Hence
The products of the terms alone and the terms alone are imaginary in the vertical flux and contribute nothing. Only the cross terms remain. Since
we obtain
Differentiating gives . As ,
For an independent evaluation of the right side of the Taylor identity for quasi-geostrophic flux, write . Multiplication of by gives real part , because the remaining real cross terms cancel. Therefore
which verifies the flux identity pointwise in .
The basic potential-vorticity gradient is , so the wave activity and its derivative are
Here follows from . Thus . The growth term involves ; the distinction matters because the printed complex coefficient is imaginary. These formulas evaluate both flux components, their divergence, the buoyancy and PV covariances, and wave activity. In particular and , so for the growing activity is supplied by the positive flux from the lower boundary.
Finally put and write the height-independent mean velocity change as . Since and can be chosen independent of height, the mean potential vorticity becomes
To be uniform in this requires for some constant . Integrating and applying both endpoint conditions gives , , and hence . Therefore
The constant is the initial channel-mean potential vorticity, as also follows from . This is the momentum loss from uniform potential-vorticity mixing. Averaging the velocity change across the channel gives the momentum change per unit mass,
For positive the mean current is reduced everywhere in the interior. The imposed bottom can exchange momentum with the fluid, so this change is consistent with the complete conservation of momentum budget.
The vertical component is times the first-order anomaly in shallow-water potential vorticity about rest:
Thus records the combination of relative vorticity and column stretching that is conserved by the unforced linearized shallow water equations. Indeed their curl and continuity equation give . It is the persistent forcing of the balanced component during geostrophic adjustment, while inertia-gravity waves carry away the unbalanced component.
Initially . In the final geostrophic flow, , , and . Conservation of the linearized shallow-water potential vorticity therefore gives
Boundedness on both sides and continuity of at the origin determine the constants:
The solution is the locally attained balanced state after outgoing inertia-gravity waves have departed; the full inviscid system need not lose its globally conserved wave energy. The signed volume flux in the direction is
For double Kelvin-wave adjustment at a depth step, put and use on the corresponding side of the step. The PDF's far-field wording must mean , rather than for every . In the exponentially trapped outer response, cross-step geostrophic balance gives, at ,
To retain the propagation of this slowly varying trapped disturbance, the along-step acceleration in must also be retained. It supplies the small cross-step ageostrophic flow. Thus the two cross-step volume fluxes are
Here as a distributional derivative. Equating the fluxes and dividing by gives
The printed forcing is missing a factor of two. It cannot follow from the printed sign-function surface profile with the usual Dirac delta distribution normalization. Pure geostrophic balance in both horizontal directions would also omit and could not determine the wave evolution.
The method of characteristics with zero initial amplitude gives the corrected weak solution
Behind the eastward front, , the surface elevation at the step becomes , matching the upstream side. All the original cross-step transport is diverted into flow along the step once the wave has passed a fixed location: there, with opposing along-step velocities above and below the step. This is the complete barrier in the adjusted region, and in the long-time limit at every fixed . At finite time a front still carries cross-step flux: the formulas above give . The discontinuous outer representation does not resolve the short-scale fast adjustment at either front.
For completeness, solving the equation literally as printed instead gives . Its amplitude is half that required; retains a jump at the origin after passage, so that literal equation does not imply complete blocking. The corrected equation and the literal printed equation are distinguished rather than asserting an inconsistent barrier result.
Adopt the Boussinesq approximation, hydrostatic approximation, traditional approximation, and inviscid quasi-geostrophic approximation. Assume stable constant , nonzero Coriolis parameter , a beta plane, small Rossby number, of that small order, and small displacement of the background stratification. Vertical advection of the buoyancy perturbation is then higher order. Define the quasi-geostrophic streamfunction by
The buoyancy and vertical vorticity equations at the retained order are
Differentiate the first in . Since , its material-derivative term becomes . Elimination of gives diabatically forced quasi-geostrophic potential vorticity:
Thus it is the height gradient of heating, rather than heating alone, that produces potential vorticity at this order.
For the steady response linearized about rest, assume . The quasi-geostrophic potential-vorticity equation reduces to . Choosing the horizontally uniform pressure gauge so that in the east gives the steady quasi-geostrophic response to localized heating
Set
Using the error function to integrate the Gaussian function gives
These velocities vanish as . A depth-dependent but horizontally uniform addition to is dynamically irrelevant for the requested horizontal velocity. At , streamlines are contours of . For , flow approaches the heating region from the west on its northern side, turns southward, and returns westward on its southern side. The contours are open, not closed gyres: tends to a nonzero constant in the west.
For , and the forcing decreases potential vorticity; steady balance requires , giving southward flow. Below , and the meridional flow reverses. A constant heating rate independent of would have no such interior potential vorticity source.
For the nonlinear diagnostic quasi-geostrophic omega equation, write . Apply to buoyancy evolution and to vorticity evolution:
Subtracting eliminates the pressure tendency and yields
The beta term is linear and must remain when the nonlinear terms are neglected. For the steady weak-forcing solution, , so
This also follows immediately from the steady linear buoyancy equation. It satisfies at , decay at depth and horizontal infinity, and the linear quasi-geostrophic omega equation; with these homogeneous conditions the elliptic problem has no extra decaying homogeneous solution. The rigid-lid interpretation is an additional boundary approximation for this diagnostic response.
At , the displayed and provide the requested meridional/vertical arrows. For positive heating there is upwelling concentrated near , maximal in depth at , with northward flow below that depth and southward flow above. The vertical circulation tends to zero far from the forcing. A western zonal wake persists, but its meridional and vertical components vanish as . Horizontal ageostrophic flow supplies the divergence associated with the upwelling; the projected slice is not itself a two-dimensional incompressible flow and need not have closed streamlines.
Figure 1.
Thermally driven circulation and its boundary layers
. Left: surface streamlines and velocity direction for positive . Right: meridional and vertical arrows at , with components separately scaled to show direction; dashed line marks the reversal depth . The vertical slice is a projection of three-dimensional flow. Details.
The steady calculation fixes an interior circulation, not its attainability from every possible initial and boundary state. For example, a rigid lid with initially uniform boundary buoyancy conserves that buoyancy at linear order because . The formal steady profile instead generally has nonuniform . Such additional initial boundary data require a time-dependent adjustment and cannot simply be imposed on this particular steady solution. No boundary buoyancy data are supplied for the requested steady problem.
Let , , and . The hydrostatic and thermal equations combine to give
Taking the vertical curl of the horizontal momentum equations to leading quasi-geostrophic order gives
The log-pressure coordinate continuity equation gives . Substitute . In commuting the vertical derivative with , the extra term is . Therefore the log-pressure quasi-geostrophic potential vorticity equation is
The required small parameters have distinct roles. The Rossby number makes inertial acceleration small relative to the leading geostrophic balance. The parameter lets that leading balance use a single while retaining the beta effect in the slower vorticity evolution. Finally, and the thermal equation imply . Density-weighted continuity has vertical derivative scale , where , so . The vertical-advection consistency criterion for log-pressure quasi-geostrophy is thus
It also controls the omitted vertical-advection ratio . Small Rossby number alone would not ensure small ageostrophic flow for every choice of stratification and vertical scales.
For constant , linearization about rest gives
Putting replaces the vertical operator by . Consequently the Rossby wave in a log-pressure atmosphere has
For the forced half-space, substitution of the specified ansatz gives
Assume and , and define .
If or , then . Boundedness excludes the growing solution and uniquely selects . If , boundedness excludes the linear-in- solution, leaving ; this is the zero-vertical-wavenumber threshold.
If , both oscillatory solutions are bounded. Boundedness alone does not give a unique propagating solution. With forcing at the bottom and no incident wave from above, impose an upward radiation condition. Since
positive has upward group velocity. The outgoing solution is . The physical streamfunction includes the prescribed density-weighting factor; it is the amplitude that must remain bounded.
Thus the strict range for vertically propagating waves is
At , the unforced steady interior equation requires , so a nonzero bottom streamfunction cannot have a time-independent solution of this ideal rest-state problem without additional dynamics.
Approximate the surface layer as locally steady with small horizontal advective acceleration. Write and . Since , the drag-modified force balance can be inverted exactly:
The geostrophic wind is , so the ageostrophic flow is
Its cross-isobar component is , always towards lower pressure, in either hemisphere. Thus the surface wind spirals into a cyclone and out of an anticyclone. In the northern hemisphere, the nearly tangential circulation is counterclockwise around the low and clockwise around the high; those rotations reverse in the southern hemisphere. The original force diagrams below show pressure, drag and Coriolis force closing to zero at the east side of each system.
Surface convergence into a low requires upward motion out of the friction layer by the continuity equation; divergence from a high requires subsidence. In unsaturated adiabatic motion the rising parcel expands and cools, while descending air compresses and warms. The relevant warming or cooling relative to its surroundings depends on the environmental stratification, and latent heating can modify the ascending-air result.
For otherwise unsupported weather systems this is quasi-geostrophic Ekman spin-down: drag dissipates kinetic energy, convergence tends to fill a low and divergence tends to erode a high. In a simple column with upward velocity at its base and negligible vertical velocity aloft, cyclonic vorticity decreases because ; the opposite sign weakens anticyclonic vorticity. Cooling beneath a fixed upper-level pressure also tends to raise the surface pressure through the hydrostatic column, while warming tends to lower it. Real baroclinic development, upper-level mass transport and condensation can sustain or deepen a cyclone despite surface friction, so temperature changes alone do not prove a universal decay rate.
Figure 1. . Top panels show northern-hemisphere forces at the east side of a low and a high, with drag rate . Bottom panels use and velocities normalized by in the frame moving with the background flow. Details.
For scales , thermal balance estimates . Density-weighted continuity gives horizontal ageostrophic flow of order . It is small relative to only if
This condition supplements small Rossby number and small relative variation of the Coriolis parameter.