Algebraic differential operator ring Created 2026-10-06 Updated 2026-10-07
For a commutative algebra over , put and define to be the -linear endomorphisms with for every multiplication map . The union is a ring under composition, with and . This commutator definition applies to singular rings and fields of arbitrary characteristic, unlike a definition restricted to polynomial coefficients and partial derivatives.
Work over , or another field of characteristic zero. The Weyl algebra is generated by with commuting 's, commuting 's and . Its ordered monomial basis of a Weyl algebra consists of the monomials . One way to verify independence is to apply a finite operator relation to the formal exponential : after canceling that exponential the relation becomes a polynomial identity , so every coefficient vanishes. The relations already reorder every word into that basis.
Give both generators degree one. The Bernstein filtration is
Thus . Commutator terms have lower degree, accounting for the commutative symbol algebra. Since that algebra is Noetherian, leading-symbol generation followed by finite downward degree cancellation proves that is Noetherian on both sides.
A left finitely generated module has a good filtration, for example for a finite generating set of the module. More generally one allows fixed degree shifts of the generators. The associated graded module is finite over the symbol algebra. Define
This is the characteristic variety of a Weyl algebra module for the Bernstein algebra filtration. It records where the module's leading symbols remain nonzero and makes noncommutative module growth accessible to commutative algebra.
For a fixed algebra filtration it is independent of the good filtration. Any two such filtrations differ by bounded shifts and conversely, since each finite set of generators occurs in bounded degree in the other filtration. If a degree- operator has symbol annihilating , its th power maps into . For , bounded-shift comparison forces the power of that symbol to annihilate . Reversing the argument gives equal radicals of ideals of annihilators. This is independence of characteristic support from a good module filtration. Changing the algebra filtration itself, for example to the order filtration of a Weyl algebra with the in degree zero, need not preserve the same variety; the convention matters.
The Hilbert-Serre theorem gives an eventual cumulative polynomial
Here is also the Gelfand–Kirillov dimension of a module, and is an integer multiplicity of a filtered module for nonzero . Finite generation bounds .
Here is a proof sketch of the essential lower bound, rather than an appeal to its name. For a nonzero , choose a nonzero monomial of greatest total degree in its ordered expansion, say . The operations and differentiate this expansion with respect to and . Apply them and times. Lower-degree terms die, and every other monomial of the same degree also dies unless it has exactly those exponents. The result is a nonzero scalar multiple of the chosen coefficient. Characteristic zero is essential for the factorials. Expanding the repeated commutators therefore gives
Choose . If acted as zero on all , every would vanish, contrary to . Hence the linear action map
is injective. It follows that . Comparing polynomial degrees gives . Thus
This proves Bernstein inequality for Weyl algebra modules through the faithful finite-step action of a Weyl algebra.
The bound is sharp. The polynomial representation has the zero section as its characteristic variety of a Weyl algebra module, namely and dimension . It is a simple module: differentiate a nonzero polynomial sufficiently to obtain a nonzero constant, then multiply by the to generate the whole module. The module similarly has characteristic variety of a Weyl algebra module , a fiber of the cotangent bundle. A nonzero free module has the whole cotangent bundle and dimension . No nonzero finite-dimensional module exists for , also seen by taking the trace of .
Modules attaining dimension are holonomic Weyl algebra modules (with the zero module included conventionally). Every nonzero subquotient remains of dimension by the lower bound and monotonicity of growth. Compatible filtrations in a short exact sequence make the leading multiplicity of a filtered module additive. Since each nonzero factor has positive integer multiplicity of a filtered module, the number of factors in any strict submodule chain is bounded by . Together with Noetherianity, this proves finite composition length. It illustrates why characteristic variety of a Weyl algebra module and multiplicity of a filtered module provide useful structure beyond a list of presentations. In positive characteristic there are finite-dimensional Weyl modules, so the characteristic-zero inequality and this discussion must not be asserted without its field hypothesis.
Use a nonzero complex unital Banach algebra with submultiplicative norm, and write its unit as . The complex scalar field is the usual convention in this spectral statement; for a real algebra one uses its complexification. We derive the needed analytic facts from norm-convergent series and scalar complex analysis.
If , completeness makes the Neumann series converge. Multiplying its finite partial sums by gives , which tends to . Hence its sum is the inverse of . If is invertible, then is invertible whenever . This proves that the invertible elements form an open set and that inversion is locally norm-continuous.
Define the Banach algebra spectrum and the resolvent of an element by
For , the Neumann series gives
Thus is bounded by and is closed, because invertibility is open. Also in norm at infinity; for example its norm is at most , since in a nonzero submultiplicative unital algebra. The standard normalization is not needed.
For points where the Banach algebra resolvent exists , multiply out the inverses to get the resolvent identity
For outside the Banach algebra spectrum, put . Locally,
This series and its differentiated series converge uniformly on every smaller disk. It therefore proves is a Banach-space-valued holomorphic function, establishing complex differentiability in the Banach-space norm and gives , without assuming a Banach-algebra-valued analytic theorem. In particular every continuous complex linear functional makes a scalar holomorphic function.
The Banach algebra spectrum is nonempty. Otherwise would be defined and analytic everywhere. Its local norm continuity and decay at infinity make it globally bounded. For every continuous linear functional , the scalar entire function is bounded and tends to zero at infinity, so it is identically zero: the scalar Cauchy estimate for its derivative on circles of radius is , which tends to zero, and the limiting value then fixes its constant as zero. Such functionals separate points by the Hahn-Banach theorem. Explicitly a bounded real functional can be extended from the real span of any nonzero element using its norm, and complexifying it by gives a bounded complex linear functional nonzero on that element. Therefore itself would be zero, contradicting . We have proved the Banach algebra spectrum is a nonempty compact subset of the complex plane.
We next establish the spectral radius formula. The power norms are submultiplicative. If some , their root norms are eventually zero. Otherwise, for any fixed , write with to obtain
Taking roots gives . Taking the infimum in , and using that every root norm is at least that infimum, proves existence of
For , the root test makes converge, even when . The same telescoping multiplication proves it is a two-sided inverse. Hence
For the reverse bound fix . If , integrate the uniformly convergent exterior series term by term on , obtaining
The same integral equals the one on : applying an arbitrary continuous linear functional reduces contour deformation through the Banach algebra spectrum-free annulus to the scalar Cauchy theorem, and separation of points restores equality in . This proves the resolvent Cauchy coefficient formula rather than assuming vector-valued analytic calculus. Using the norm bound for the allowed vector integral gives
Taking th roots yields , and letting finishes the proof:
For the first example take the commutative algebra of dual numbers with norm . Completeness follows from finite dimension, and the product estimate makes the norm submultiplicative. For , but , so . Directly, has inverse for , and its Banach algebra spectrum is . For the second example take with its absolute-value norm and . Its Banach algebra spectrum is , giving .
Let be a commutative ring and . The Koszul complex packages these elements and their relations in a finite chain complex of free modules. With and basis , set for , and define
Deleting two distinct basis elements in the two possible orders gives opposite signs and the same coefficient, so . Equivalently is the tensor product of chain complexes of two-term complexes in degrees one and zero. The tensor differential is . This fixes the sign convention. On the exterior algebra, the differential is a graded derivation determined by .
For an -module , define the Koszul complex with module coefficients by . Its degree-zero Koszul homology is
Its higher Koszul homology measures the failure of these equations to form a regular sequence on a module. Each annihilates every homology group. Indeed the Koszul homotopy for multiplication by a generator is , and the graded product rule gives
For coefficients in the same identity holds after tensoring. Thus multiplication by is zero on homology, and the homology groups are naturally modules over . If , choose ; then is a contracting homotopy, so the entire complex is contractible. These identities are also useful after localization of a ring: wherever one generator is a unit, the complex has zero homology.
The construction is functorial under a ring homomorphism, and base change gives , since its terms are free with the displayed basis and differential. An invertible change of generators gives a chain isomorphism by sending to and extending to exterior powers. In particular, permuting the generators changes only the exterior signs, not the isomorphism class of the complex.
The essential exactness theorem is that a regular sequence on a module gives zero positive Koszul homology. Recall that must act injectively on , with final quotient nonzero. Put . Adding the final two-term complex identifies with the mapping cone of multiplication by on , with the chosen tensor signs. The long exact sequence in homology consequently has segments
For , positive homology is exactly . By induction the preceding homology vanishes above zero. The final injectivity assumption kills , while the exact sequence kills every for . Therefore
for a regular sequence on a module. In particular is a finite free resolution of when is a regular sequence, with ranks and length .
There is a precise converse under local finiteness assumptions. Suppose is a Noetherian local ring, is finitely generated, and all . If positive Koszul homology vanishes, the same exact sequence makes multiplication by surjective on every for . These modules are finitely generated because the ring is Noetherian and the terms of the complex are finite modules. The Nakayama lemma gives . Induction makes regular on , and the degree-one part of the exact sequence makes injective on . The final quotient is nonzero, again by the Nakayama lemma. This proves the Koszul acyclicity criterion in a Noetherian local ring:
The hypotheses matter: a unit ideal makes the complex contractible but cannot be a proper regular sequence.
Examples make both sides visible. For and , the Koszul resolution is
The signs agree with . For and , the degree-one cycles are and the boundaries are ; hence , while . The repeated element has exposed a relation that the first element already kills.
The Koszul complex also computes derived functors. If is a regular sequence on , its free resolution gives
Here no regularity of on is assumed. For , tensor the Koszul resolution on the variables with . Every differential becomes zero, so
The top group is nonzero, showing that a free resolution of cannot be shorter than .
Finally, wedging complementary exterior degrees gives a perfect pairing . It identifies the dual cochain complex with the degree-reversed Koszul complex, after the appropriate signs. This self-duality of the Koszul complex shows, for a regular sequence, that
Thus the same explicit complex simultaneously records quotient equations, regularity, relations, Tor functor computations and Ext functor computations. Its finiteness and exterior structure are what make it especially effective in commutative algebra.