Binary heap Created 2026-10-13 Updated 2026-10-24
A binary heap represents a priority queue as a complete binary tree obeying a heap order. We use the minimum convention: the priority of every parent in a rooted tree is no greater than the priorities of its children in a rooted tree. Equal priorities are allowed. Each stored entry may be a record carrying a priority key; the numerical example below displays only keys. Reversing the inequalities gives the maximum convention.
The complete binary tree can be stored directly in a zero-indexed array : read its levels from top to bottom, left to right. The root of a tree is at index . The possible children in a rooted tree of index are at and , and an index denotes a present entry only when it is less than . For , its parent in a rooted tree is at , using the floor function. Thus the links of the complete binary tree are determined by arithmetic rather than separately stored pointers.
Consider
The children in a rooted tree of index have keys ; those of index have keys ; those of index have keys . The six comparisons , , , , , establish the heap order. At index , the parent in a rooted tree is index , carrying key .
Figure 1. . Matching indices identify the same entries in both representations. The heap order compares each parent in a rooted tree with its children in a rooted tree; it does not make a sorted array. Details.
The array is visibly not a sorted array: precedes , and precedes . Nor is the last entry a maximum: it is , whereas the maximum is at index . The heap order compares ancestors and descendants, without imposing an order between separate branches. Nevertheless, following the graph path from the root of a tree to any entry gives a chain of nondecreasing priorities. This short argument proves that peek can return , a minimum, without inspecting the other entries.
Insertion appends an entry to the array, preserving the shape of the complete binary tree, then uses sift up to repair the heap order. Insert key into the displayed binary heap. It is appended at index , and exchanges with indices , , then :
The moving key follows ; the keys each move down one level. Only this chain needs repair.
Now apply extract-min. Save key , move the last key to the root of a tree, and shorten the array to length . Use sift down, always choosing the smaller of the present children in a rooted tree:
First exchanges with key at index , since ; then with key at index , since . At index , the possible children in a rooted tree would be indices , both outside the shortened array, so the process stops. The returned key is , and the remaining binary heap is exactly the original one.
Figure 2.
Sift up inserts 1, then sift down restores the original binary heap after removing 1
. The four panels show the start and end of each repair. Colored arrows mark the moving key's graph path. The extraction panels contain seven entries: index 3 has no children in a rooted tree. Details.
For a nonempty binary heap with entries, the deepest level is , using the floor function and logarithm. Each exchange moves one level and uses only a bounded number of comparisons. The resulting time complexity bounds, expressed in Big O notation, are:
OperationTime complexityReason
peekRead the root of a tree.
Insert for Append, then sift up through at most the levels of the complete binary tree.
extract-min for Move the last entry, then sift down through at most those levels.
Build from an arbitrary arrayApply sift down from the last index with children in a rooted tree back to index .
These bounds assume constant-cost indexed access, key comparisons and exchanges, and available array capacity for insertion. Allocating and copying a larger array is a separate cost. Empty and one-entry cases take constant work.
To build a binary heap, begin at index and work backwards. Entries without children in a rooted tree already obey the heap order. Each sift down, also called heapify down, starts with every present smaller rooted tree below it already repaired. Most entries are close to the bottom and can move very little; successively longer repair distances occur for geometrically fewer entries. Summing these distances gives work, rather than charging to every entry. MIT's notes give this bottom-up construction and contrast it with repeated insertion.[ref]
The Dijkstra algorithm additionally needs to decrease the priority of an existing vertex when its tentative distance improves. Given its current index, lowering the key followed by sift up takes time for . An indexed binary heap maintains a separate map from item identity to its current index and updates that map after every exchange. For vertices numbered in a fixed range, the map can be another array, giving constant-time index lookup. An ordinary unindexed binary heap supplies no such guarantee: locating an arbitrary item can require scanning entries. Item identity and priority must remain distinct, especially when several vertices have equal tentative distances.
The attractive compromise is local organization with global usefulness. A binary heap maintains only the heap order, yet every extract-min gives the next smallest key. Repeated extraction of the original example gives , so a priority queue also supplies a sorting algorithm without storing a sorted array between extractions.
Bottom-up heap construction Created 2026-10-24 Updated 2026-10-31
Construct a binary heap from an array by processing internal nodes backwards, applying sift down at each. The complete binary tree shape ensures that the subtrees below the current node have already been repaired. The number of nodes whose height is at least is at most , so charging each repair by its height gives total work at most a constant multiple of . The construction takes time in either heap orientation, whereas inserting entries separately has an worst-case bound.
Complete binary tree Created 2026-10-13 Updated 2026-10-14
A complete binary tree is a binary tree whose levels are full except possibly the deepest, which is filled from left to right with no gaps.[ref]
Here a level groups vertices by their graph distance from the root of a tree. A binary heap uses this shape to maintain logarithmic height of a binary tree. Completeness differs from the two-children condition of a full binary tree.
Figure 1. . Each panel states all three properties. Outlined positions expose gaps in the last level. In particular, the five-vertex example in the lower left is both full and complete but is not perfect. Details.
For a six-vertex example, give two children in a rooted tree , give two children in a rooted tree , and give only a left child . The levels have vertices, and the last occupies its first three positions, so this is a complete binary tree. It is not a full binary tree, since has exactly one child. Moving to the right slot of preserves and height of a binary tree , but leaves a gap before and destroys completeness. Merely keeping the deepest vertices near the left side is insufficient; every earlier position must be occupied.
Number positions by the left-to-right level order of breadth-first search, beginning with root position . The children of position have positions and . A nonempty complete binary tree occupies exactly positions , so its height of a binary tree is : positions form level . This consecutive occupancy explains the compact array representation of a binary heap, while heap order is a separate condition on values. Neither completeness nor the binary tree definition supplies the binary search tree ordering rule.
Full binary tree Created 2026-10-13 Updated 2026-10-14
A full binary tree is a binary tree in which every nonleaf has exactly two children in a rooted tree; equivalently, no vertex has just one child.[ref]
A binary Huffman code with at least two positive-probability symbols has a full code tree: a vertex with only one child could be suppressed to shorten all codewords below it.
Let have children in a rooted tree , and let have children in a rooted tree , with leaves. Every vertex has zero or two children in a rooted tree, so this five-vertex binary tree is full. It is not a complete binary tree: level has empty positions under before the occupied positions under . Instead put under and leave a leaf. The resulting five-vertex binary tree is both full and complete, yet is not a perfect binary tree because its leaves occur at two different distances from the root of a tree.
If a nonempty finite full binary tree has nonleaf vertices and leaves, then its edges can be counted as , two leaving each nonleaf, or as , using the tree count. Hence
Thus is odd, but odd size alone does not imply fullness: a three-vertex chain is a counterexample. Nor does fullness guarantee small height of a binary tree. Repeatedly give one continuing vertex a leaf in one slot and another continuing vertex in the other, ending with two leaves. With nonleaf vertices, this constructs a full binary tree of vertices and height of a binary tree . The two-children rule permits height growing linearly with size.
Store a complete binary tree in an array , with children and parent . The max-heap invariant says every parent's key is at least its children's keys. Consequently the root is a greatest-key item, and the height is .
Here is a pairwise-exchange implementation of extractMax:
extractMax(H, n):
    if n == 0: error "empty priority queue"
    answer = H[0]
    swap(H[0], H[n-1])
    n = n - 1
    i = 0
    while 2*i + 1 < n:
        j = 2*i + 1
        if j + 1 < n and key(H[j+1]) > key(H[j]):
            j = j + 1
        if key(H[i]) >= key(H[j]): break
        swap(H[i], H[j])
        i = j
    return (answer, n)
Only the root can initially violate heap order. Each heapify down exchange promotes the larger child, making the previous position valid and moving the only possible violation down one level. It either stops at a valid position or reaches a leaf. The removed root is saved as answer, and reducing the active array length preserves the complete binary tree shape.
The binary heap operation costs, with existing positions available for handle operations, are:
OperationWorst-case time
Empty initialization, isEmpty, size
maximum
insert, increaseKey
extractMax, deletion by handle
Build from arbitrary items by bottom-up heap construction
Insertion into the binary heap places an item at the next leaf and moves it upward until heap order holds. Raising a key uses the same upward repair. Arbitrary deletion replaces its position by the final item and repairs upward or downward as necessary. A handle must be updated on exchanges; locating an item by value alone can require linear search. The boxed main bounds are . Dynamic array resizing is usually amortized or avoided by reserving sufficient capacity.
Store a complete binary tree in a one-indexed array , level by level. Index has parent in a rooted tree for and possible children in a rooted tree and , present only when their indices are at most . The max-heap condition is for every .
Following these inequalities from the root of a tree to any entry proves that is a maximum. The heap order does not sort siblings or unrelated branches. The complete binary tree has height , which bounds how far any single repair can travel. Store the current heap size separately from the array's capacity.
Perfect binary tree 2026-10-14
A nonempty binary tree in which every level, including the deepest, contains all its possible vertices. Equivalently, it is a full binary tree whose leaves are all at the same graph distance from the root of a tree.[ref]
Every perfect binary tree is both a full binary tree and a complete binary tree; the five-vertex example above shows that the converse fails even when both properties hold. These definitions fix the terminology used here.
For height of a binary tree , the level sizes are , giving by a geometric series. There are leaves. The seven-vertex example has level sizes and height of a binary tree ; the single-vertex binary tree is already perfect, with . More generally, joining two perfect binary trees of equal height of a binary tree under a fresh root of a tree gives the next such shape. Equal heights are essential: fullness alone allows unequal leaf distances. A perfect binary tree realizes the maximum number of vertices for its height of a binary tree, making the exponential capacity behind short lookup graph paths visible.