In two dimensions, scale and . The magnetic field has scaling weight two, the gauge covariant derivative of the Higgs field has weight one, and the potential has weight zero. Their integrated energies therefore have the powers shown. Stationarity gives , a Derrick virial identity. This balance allows a planar Abelian Higgs vortex to have finite size even though a scalar-gradient-plus-nonnegative-potential model has no comparable magnetic term.
A Derrick scaling variation changes a configuration's size without changing its topological sector. Use , so expands the configuration. An integrated nonnegative term homogeneous in spatial derivatives scales as . For a scalar gradient-plus-potential energy, for example,
A static solution is a stationary point of the full energy functional, so it must in particular satisfy . In this example the Derrick virial identity is . If both energies are nonnegative and the coefficients cannot balance, a nontrivial localized static solution is impossible. If balance is possible, it fixes relations among energy contributions and may select a characteristic size. A negative proves an instability under size changes; a positive second derivative gives stability only against that one deformation. Passing the scale test is a necessary condition, not an existence theorem or a proof of full stability. It does not directly rule out time-dependent or charge-constrained solitons outside the static variational problem.
For the specified model, each spatial current is anti-Hermitian: differentiating gives . Thus is nonnegative, and the static energy of the nonlinear sigma model is
The boundary condition identifies spatial infinity to one point, so one-point compactification turns the field into a based map . By SU(2) as the three-sphere, its sectors are classified by the homotopy group . In particular,
There is no corresponding topological protection in one or two spatial dimensions. In three dimensions there is an integer degree of a map between oriented manifolds, the usual topological baryon number in the Skyrme model when the same field is interpreted in that theory. With a compatible orientation convention it can be written
Conjugation from the left current to the right current preserves the trace in this formula. Higher dimensions are governed by their corresponding homotopy groups, which need not all be trivial; no assumption of their triviality is needed in the scaling obstruction below.
For the pure sigma model, , so stationarity requires . In every a finite-energy nonconstant static solution is excluded by Derrick scaling. In spreading lowers its energy; in shrinking lowers it. In particular, a degree-carrying three-dimensional sigma configuration can collapse toward zero size and energy within its sector, with a singular limiting field. The topological charge prevents smooth unwinding, but not this singular collapse.
In , the sigma energy is scale invariant. The scaling identity supplies no obstruction, but gives no topological soliton sector either. One must not infer nonexistence of every nonconstant stationary harmonic map from these two facts: scale-invariant sigma models can have non-topological harmonic-map saddles, for example using a totally geodesic two-sphere in the target three-sphere. The conclusion is absence of a topologically protected sigma soliton here, with no positive scale-restoring force supplied by the quadratic term alone.
For the Skyrme model, the added commutator term gives the nonnegative static energy
Anti-Hermiticity of the commutators fixes its sign. The target and boundary condition are unchanged, so the topological classification is unchanged. The Derrick dimension test for the Skyrme model instead becomes
In , the opposite exponents permit a balance:
For an arbitrary reference shape with both energies nonzero, its preferred scale is and its optimized energy is . Expansion costs quadratic-gradient energy and contraction costs quartic-gradient energy. Integer-degree Skyrmions are therefore topologically possible and evade the pure sigma collapse. This mechanism permits finite-size stable solitons, although existence and stability in all field directions require more than the scaling argument itself.
The other dimensions behave differently. In , all spatial commutators vanish identically, so the added term changes nothing and nonconstant static finite-energy fields remain excluded. In , stationarity forces ; any configuration with nonzero commutator energy can lower it by spreading. In fact a smooth finite-energy static field of this particular potential-free model must be constant. To prove this commuting-current obstruction in a two-dimensional Skyrme model, forces pointwise. The quartic first variation then vanishes, leaving the sigma equation . The right-current Maurer-Cartan equation is
Divergence-free and curl-free currents have componentwise . Their components belong to L2 space by finite . An entire square-integrable harmonic function on the plane vanishes: the mean-value formula and Cauchy–Schwarz bound its value by times its full L2 norm, tending to zero as the disk radius grows. Thus , and the boundary condition fixes . This additional argument uses the vanishing commutator; it does not apply to the pure sigma model's general noncommuting currents.
In , the virial relation gives , hence a constant field and zero . In both coefficients are positive and the same conclusion follows. Only three spatial dimensions allow a nontrivial finite-size balance of these two positive derivative energies. Higher-dimensional topological classes, where present, do not evade this obstruction.
The nonexistence conclusion concerns nonconstant fields: a constant scalar-field vacuum with is a zero-energy critical point of an energy functional in every dimension. Assume the potential is smooth, so the classical Euler-Lagrange equation is well defined. Write the two nonnegative energy terms as
For the admissible Derrick scaling ,
Stationarity at gives the Derrick virial identity
For , both terms have nonpositive sign, forcing and hence a constant vacuum. For , scaling alone only proves ; the gradient term is scale invariant, so it must not simply be declared zero.
The two-dimensional flat-target Derrick obstruction supplies that remaining step. Since and its integral is zero, continuity gives everywhere; smooth nonnegative has at those values. The field equation therefore becomes . Each is an entire harmonic function in . Its mean value property and the Cauchy-Schwarz inequality give, for every radius ,
Let to get . Thus also has only constant stationary field configurations of finite energy. The unconstrained real scalar target is essential in this argument; the spherical target in Question 2 has different field equations.
In the field equation is . Multiplication by gives the first integral
Finite energy makes an integrable nonnegative function, so along some sequence it tends to zero. Evaluating the constant first integral on that sequence gives . Choose
Consequently and
For a nonconstant entire solution the sign is fixed. Indeed a finite- zero of would have ; uniqueness of the smooth second-order equation with initial data would make the solution the constant vacuum. Thus never vanishes in a nonconstant solution. Conversely a smooth solution of the displayed first-order equation satisfies wherever it is nonconstant.
Under the usual soliton boundary conditions as , with in the vacuum manifold , the two endpoint components label the topological sector. For isolated scalar-field vacua this is an ordered pair of vacuum labels, not necessarily one universally normalized integer. More explicitly, for any smooth , the topological current
is identically conserved, taking and boundary conditions fixed during evolution. The choices and give the field-difference charge and the kink energy charge. The square completion for a one-dimensional kink gives
The first-order critical solution saturates this Bogomolny bound. A nonzero difference between endpoint vacuum components prevents continuous deformation to a vacuum while those boundary conditions remain fixed. Finite energy alone need not give finite endpoint values for arbitrary potentials, so these topological labels use the stated vacuum boundary conditions.
To evade the scalar-only obstruction, introduce a gauge field and a charged, generally multicomponent Higgs field. For a Yang-Mills-Higgs energy write , where contains and contains . Rescale and . Then scales by , while scales by , so
The magnetic term supplies the missing opposing scaling power. In the relation is , permitting Abelian Higgs vortices; in it is , permitting 't Hooft-Polyakov monopoles. In the monopole Bogomolny limit , achieves . Also, asymptotic ordinary derivatives need not vanish when a Higgs phase winds: the relevant vanishing quantity is the gauge covariant derivative. This allows nontrivial boundary winding with finite energy. Merely appending a gauge potential to a neutral one-component real field would not by itself furnish that Higgs mechanism.
In this static scalar problem, a classical field-theory soliton is a nontrivial smooth localized finite-energy field configuration which is static in its rest frame and stable against admissible small perturbations. Moving examples are obtained by a Lorentz boost. The relevant static energy is
Use the usual vacuum normalization , with zero energy at a vacuum, and impose finite-energy vacuum behavior at spatial infinity. These assumptions, together with the unconstrained real target and the canonical two-derivative kinetic term, are the hypotheses of the following Derrick theorem argument.
For Derrick scaling , change variables to obtain
A static solution must be stationary under this admissible scale variation. The Derrick virial identity is
For , both terms are nonpositive and the gradient term is strictly negative for a nonconstant field, so no nontrivial static solution is possible. At , the identity forces , but the gradient term is scale invariant and a further argument is needed.
Since , implies everywhere. Every zero of a differentiable nonnegative potential has . The static Euler-Lagrange field equation therefore makes a harmonic function. Each derivative is harmonic and belongs to L2 space by finite energy. Its mean-value property and the Cauchy-Schwarz inequality on a ball of radius imply
Letting gives . This proves the two-dimensional flat-target Derrick obstruction. Thus a nontrivial static real-scalar soliton in this class can occur only for . The argument does not apply unchanged to curved-target sigma models or gauge-field energies.
In one dimension the scale identity is , and the second scale derivative is for a nontrivial solution; scale variation does not rule it out. To derive the Bogomolny equations, write on the field interval of interest. Completing the square gives
Therefore the Bogomolny bound and its saturation equation are
Equivalently, for a monotone field connecting adjacent vacua, , with the sign chosen for its direction. Differentiating the first-order equation gives , verifying the static Euler-Lagrange field equation. Saturation minimizes energy within the fixed-boundary topological sector.
For the given sextic potential, factorization gives , so the vacua are . Choose
This choice satisfies . On , the increasing kink in a phi-six model satisfies . Setting gives . Separation gives
and hence
The endpoints are zero and two, and the mass follows from . The other increasing elementary scalar-field kink is
It uses the opposite sign of and has the same mass. Reflecting yields the two decreasing antikinks; is the free center.
There is no single finite-width static kink directly connecting to . Multiplying the static equation by gives the first integral for a finite-energy vacuum-to-vacuum solution. At the intermediate vacuum , this forces . Uniqueness for the smooth second-order field equation makes data stay at that vacuum, so a nontrivial solution cannot cross it at finite . This is the intermediate-vacuum obstruction to a kink; the two elementary transitions can only separate by an infinite interval.
Let and . For a sufficiently regular finite-energy field configuration with vacuum asymptotics, the scaled field stays in the same boundary sector. Changing variables gives the Derrick scaling formula
A static solution must be stationary under this variation, so the Derrick virial identity is
For , both terms are nonnegative, so both vanish and the field is constant at a vacuum. Hence there are no nonconstant smooth finite-energy static solitons of this scalar type for . For the identity is , allowing kinks. For it requires : a nonzero potential contribution excludes a static soliton, but the scaling identity alone does not exclude a purely derivative energy.
There is a useful refinement specific to the unconstrained flat target . If is differentiable and nonnegative, implies and on the image. The static Euler-Lagrange field equations then give . Each first derivative is an entire harmonic function in L2 space. Its mean-value bound over a disk of radius is at most its total squared norm divided by ; letting shows that derivative is zero. Thus even the exceptional two-dimensional case has only constant smooth finite-energy solutions into this flat target. This two-dimensional flat-target Derrick obstruction uses the field equations in addition to the scale identity.
The Yang-Mills theory with a Higgs field escapes the original scaling because the gauge curvature is quadratic in spatial scaling. In three dimensions use and . Then and . Writing the magnetic, Higgs-gradient and Higgs-potential energies as , the Derrick scaling of Yang-Mills-Higgs energy gives
at stationarity. These terms can balance. In particular, the zero-potential Bogomolny-Prasad-Sommerfield monopole has .
For a nonlinear sigma model in two dimensions, the harmonic map energy is purely quadratic in first derivatives and is scale invariant: . Its target is a curved manifold, not the unconstrained Euclidean target of the refinement above. Its equation is the nonlinear harmonic-map equation, not componentwise . The Derrick theorem therefore gives no obstruction. Nonconstant finite-energy maps into , as in the O3 nonlinear sigma model, provide examples with nonzero degree.
For the complex theory, regard and as independent variables in the variation, and write , . Variation in gives
Thus
The factor 2 follows from the printed normalization of the complex kinetic term; equivalently vary its two real components.
A non-topological soliton is a localized finite-energy persistent field solution with no protecting winding or other nontrivial topological sector. In this complex theory a Q-ball has a stationary spatial profile and a rotating phase,
with real . It is not static as a field even though its energy density is time-independent. The global phase symmetry gives the Noether charge
The profile equation is . Its energy is . To vary the size at fixed charge one must also vary the frequency, because scaling at fixed would change . Eliminating gives charge-constrained scalar-field scaling:
The new positive-power term can balance the other terms for , including , so the static Derrick theorem does not rule out these solutions. Equivalently, at fixed frequency the profile extremizes , whose effective potential need not be nonnegative. This explains both the time dependence and the charge constraint behind the evasion; a complex field by itself is not enough.
For an explicit example take the sextic unique-vacuum Q-ball potential
It is nonnegative, since , and its only vacuum is zero. Its small-field mass squared is , while . It supports localized Q-balls, for example radial ones in three dimensions with . In that range the profile potential is positive quadratic near zero but negative somewhere away from zero, permitting a localized nontrivial profile. This example uses a conserved phase charge and no vacuum winding.
For the usual scalar field theory with a nonnegative potential , shifted to zero in the vacuum, write its static energy in dimensions as
Apply Derrick scaling . The gradient acquires a factor and the volume a factor , giving
A smooth finite-energy static solution is a stationary point of this energy, so its Derrick virial identity is
For , both terms are nonnegative, forcing . The field is a constant vacuum: there is no nontrivial finite-energy static soliton in this scalar-gradient-plus-nonnegative-potential model. The assumptions matter: extra derivative terms, gauge fields, time dependence or a potential not bounded below by its vacuum value can change the argument.
For , the relation becomes and says nothing further about . A gradient-only energy is scale invariant, so Derrick theorem alone does not rule out nonconstant solutions; sigma-model lumps are examples. For a scalar field with isolated potential minima, constrains the continuous field to one vacuum and hence makes it constant. If the vacuum values form a nontrivial manifold, the scaling relation alone leaves open a nonconstant map into it. In neither case does the two-dimensional scaling argument itself prove existence.
For the usual canonical scalar field theory, subtract the vacuum energy so that the potential is nonnegative, and write the static energy in space dimensions as
Assume finite energy and sufficient decay to justify the scaling variation, with a fixed vacuum at infinity. Under Derrick scaling ,
A static solution must be stationary under this admissible variation. Thus the Derrick virial identity is
For both terms are nonpositive, and the coefficient of is strictly negative. Therefore : the field is a constant vacuum. This proves the Derrick theorem under its hypotheses. Negative potentials, additional derivative terms, gauge fields or time dependence can invalidate this particular obstruction; it is not a theorem about arbitrary energy functionals.
A non-topological soliton can instead be supported by a conserved ordinary Noether charge. For a complex scalar field with global invariance, take and let . In the normalization with kinetic density , its charge is . At fixed charge, eliminating gives
The charge-constrained scalar-field scaling now reads
The positive scaling power of the charge term can balance the others even for . Such a Q-ball is time-dependent although its energy density is stationary, and the fixed-charge variational problem is different from the static one.
Suitable potentials permit this mechanism in any spatial dimension. For example, suppose for and the ratio below attains a strictly positive minimum:
Such a potential can favor a large region of nearly constant nonzero amplitude. At its preferred amplitude, the bulk terms minimize at , with energy about . A wall has surface energy of order , lower order than the bulk term for every fixed . For large charge the energy can therefore be below the free-particle threshold . This explains how a localized fixed-charge solution may exist and resist dispersal. Existence and stability still require a suitable potential and charge range; not every complex-field theory or every member of a rotating family is a constrained minimum.
For the particular one-dimensional profile, substituting the rotating field into the equation gives
Multiplying by shows that
Both and vanish at infinity, so the integration constant is zero. Hence
Here . This potential is not globally bounded below; the existence of the displayed localized solutions alone does not prove their nonlinear stability.
Use metric signature and set
The Lorentz boost of a Q-ball gives
The peak follows . Because the equation is Lorentz invariant and the field is a scalar, this is again a solution.
The canonical stress-energy tensor gives the energy and signed physical momentum at fixed time:
The minus sign agrees with the scalar-field momentum flux in the chosen signature. For the boosted field,
and
The first integral gives . Changing variable to , so , yields
Thus the rest-energy normalization and the relativistic energy-momentum relation are
Write the scalar field energy as , where
Under the Derrick scaling , a change of variables gives
A finite-energy solution of the Euler-Lagrange equation is stationary under this admissible variation. The Derrick virial identity is therefore
The static field equation is , so integration gives
The polynomial before is nonnegative and vanishes, so requiring the minimum to be zero fixes . Hence the vacuum manifold is
which has three elements. A finite-energy scalar-field kink can join only adjacent vacua: a solution cannot cross the intermediate vacuum at finite because its first integral would have there and the Picard-Lindelöf theorem would make it constant. There are therefore four oriented topological sectors,
comprising two increasing kinks and their two antikinks. Symmetry under and spatial reflection generates all four from one profile.
For the sector, completing the square gives the Bogomolny bound
Equality holds for the Bogomolny equation
With , this becomes the logistic differential equation . Translation invariance supplies an arbitrary center , and the explicit kink in a phi-six model is
It tends to and at the two spatial ends and saturates the bound. Its mass is consequently
A classical field-theory soliton is a smooth, spatially localized, finite-energy solution which retains its identity under time evolution and is stable against small perturbations, commonly because of a topological charge or a balance between energy terms with different scaling behavior.
For a static field write
where
Under the Derrick scaling , a change of variables gives
A static solution must be stationary under this variation, so the Derrick virial identity is
All three energies are nonnegative. For , every coefficient is nonpositive and the coefficient of the strictly positive of any nonconstant field is negative. The identity is impossible. Thus, when the quartic-gradient term is available,
For or , the term has the opposite sign to at least one other term and the Derrick theorem does not rule out a soliton. If from the outset, the identity reduces to , recovering the stronger standard obstruction for .