In the diamond cubic structure of silicon, the longitudinal acoustic phonon branch and longitudinal optical phonon branch meet at . The two atomic basis sites are identical, and the associated crystal symmetry protects their boundary degeneracy of normal modes. In aluminium phosphide, the two sites contain different chemical atoms. The corresponding zinc blende structure lacks the site-exchange symmetry, and these two longitudinal branches generally split at .
A simple way to see the splitting is a diatomic-chain dispersion relation with equal springs, representing successive atomic planes by alternating masses at spacing . With effective spring constant , its angular frequencies obey
At , , so the inter-sublattice coupling cancels and the two squared angular frequencies are and . Equal masses give a contact; unequal masses give
In aluminium phosphide, the heavier phosphorus plane moves in the lower-frequency edge mode, and the lighter aluminium plane in the higher-frequency mode in this model. Their similar atomic masses explain why the splitting is relatively small. Different electronic environments can also change the force constant matrix. The chain calculation illustrates the mechanism; a quantitative three-dimensional phonon spectrum requires its full dynamical matrix. It does not assert that all transverse acoustic and optical branches meet in silicon.
Figure 1.
Equal-mass and alternating-mass chain models illustrating longitudinal branch contact and splitting at X
. Details.
Put type-A atoms at and type-B atoms at . Their displacements obey Newton's second law,
Choose normal modes and . Substitution gives
A nonzero displacement vector requires zero determinant:
Solving this quadratic in gives the diatomic-chain dispersion relation with equal springs,
The primitive unit cell has length , so the first Brillouin zone is .
Take nearest-neighbour separation , a common spring constant , and one scalar displacement per atom. For a monatomic chain, the harmonic approximation near a potential minimum, Newton's second law and a normal mode give
The monatomic-chain dispersion relation has one acoustic phonon branch, with near the origin. The first Brillouin zone ends at , where and the group velocity vanishes.
For alternating masses , choose a two-atom cell of length . The coupled normal modes give the diatomic-chain dispersion relation with equal springs,
The first Brillouin zone now ends at . The minus branch is the acoustic phonon branch; its two atoms move together at long wavelength. The plus branch is the optical phonon branch; at the atoms move oppositely with a stationary centre of mass and . For the edge frequencies are and , with a gap between them.
If , the two branches reduce to and , touching at . This is zone folding in an equal-mass diatomic chain: identical sites actually have a primitive unit cell of length . A doubled cell folds the monatomic branch but opens no gap. Equal masses alone do not specify all possible spring models; the sketches assume equal nearest-neighbour spring constants.
Figure 1.
Monatomic and two-atom-chain dispersion relations, with explicitly chosen cell lengths and zone edges
. Details.
A primitive cell containing two atoms has two independent displacement coordinates for each chosen polarization. Their coupled normal modes split into an acoustic phonon branch, which translates the cell at long wavelength, and an optical phonon branch, which moves its constituents against one another. The nonzero restoring force for the relative displacement gives a nonzero optical frequency even at the zone centre.
For an explicit scalar model, take alternating masses , equal nearest-neighbor spring constant , and cell length . If are the displacements of the two atoms in cell , Newton's second law gives
A mode proportional to has a nonzero amplitude only when the two-by-two dynamical determinant vanishes. The resulting diatomic-chain dispersion relation with equal springs, in this cell-length convention, is
The minus branch is acoustic, with and a linear small- dispersion. The plus branch is optical, with
At , the acoustic eigenvector has . The optical eigenvector instead satisfies : its cell centre of mass stays fixed while the atoms move oppositely. At the zone edge, for , the frequencies are and , giving a gap between branches. Both slopes vanish there. The dispersion and displacement patterns are shown in the preceding original figure.
If the two atoms carry opposite effective charges, the relative motion creates an oscillating electric dipole moment, enabling infrared absorption by long-wavelength light. The photon momentum is tiny compared with the zone size, so ordinary optical absorption principally excites modes close to . Raman activity instead depends on modulation of polarizability; the name optical does not imply that every such mode is infrared active. Three-dimensional crystals have separate longitudinal and transverse polarizations, and long-range Coulomb forces can split their optical frequencies. A monatomic primitive cell has no internal relative coordinate and therefore no optical branch of this type.
Zone folding in an equal-mass diatomic chain Created 2026-10-18 Updated 2026-10-20
Putting in the diatomic-chain dispersion relation with equal springs gives and in the reduced zone . The branches touch at its edge. If the sites are actually identical, the true primitive unit cell has length ; the apparent optical phonon branch is the outer part of the monatomic-chain dispersion relation folded by an unnecessarily doubled cell. A gap does not appear merely from redrawing the zone.