Minimality of the supremum norm on C(K) Created 2026-10-05 Updated 2026-10-14
Any submultiplicative algebra norm on all of dominates its supremum norm, even when the new norm is incomplete. Every evaluation character extends continuously to the completion: the restrictions of the completion's character space form a closed subset of , and an omitted point would give a nonzero function annihilated by an invertible function in the completion.
A completely regular Hausdorff space is a Hausdorff space in which each point outside a closed set is separated from by a continuous function with and . Put and define the evaluation character by . The weak-star topology on is the topology of pointwise convergence on : its coordinate maps are continuous, and generate the topology. It is Hausdorff, and the dual unit ball is compact in it by the Banach-Alaoglu theorem.
For nonempty , by the supremum norm bound and the constant function . All the coordinates of are continuous, so is continuous. Complete regularity separates distinct points, proving injectivity. To prove continuity of the inverse onto its image, let with open in . Separating from gives a bounded continuous with
Such neighborhoods prove that is a homeomorphism onto . This qualification is essential: it is not onto the whole dual, since the zero functional is not an evaluation on a nonempty space.
Define the Stone-Čech compactification to be
The Banach-Alaoglu theorem makes this a compact Hausdorff space, with identified with its dense evaluation copy. For , the coordinate function is a continuous extension. Density gives . Conversely any restricts to an element of , and because they agree on the dense subset . Restriction and coordinate extension are inverse linear isometries, hence
They also preserve products: the corresponding continuous functions agree on and hence everywhere.
For the universal extension property, let be continuous and a compact Hausdorff space. Pullback defines a bounded linear operator by . Its dual map is weak-star continuous, since . Evaluation is a homeomorphism onto a compact, thus closed, subset: a compact Hausdorff space is completely regular, by the Urysohn lemma. Now , so
Therefore is the required continuous extension. Two continuous maps into the Hausdorff space agreeing on the dense subset agree everywhere, proving uniqueness.
If is open in , then it is a locally compact space: around any , regularity of the compact Hausdorff space gives an open neighborhood whose closure is compact and lies in . Conversely, suppose is locally compact. Choose an open neighborhood of in with compact closure . There is an open with . Density of implies , while compactness of makes it closed in , so . Thus . This proves
The empty-space cases are immediate.
The final printed assertion, for an arbitrary subset of , is false. Take the infinite discrete space . It is not compact, so its compactification has a point . The singleton is closed, hence equals its own closure. It is not open, since every nonempty open subset of meets the dense copy of . This is a counterexample.
The valid result holds for subsets , and more generally for open subsets of . For , its indicator is bounded continuous because is discrete. Its extension is still idempotent by density, so it takes only the values zero and one. The set is clopen and has . Density then gives . If is open in , the set is dense in , so is clopen by the result just proved. Consequently is extremally disconnected, which means the closure of every open set is open. This is the discrete Stone-Čech compactifications are extremally disconnected theorem, with the essential open-set qualification.
We prove the forward direction of the finite-generator criterion for a natural uniform algebra. Suppose that is a natural uniform algebra, and let have no common zero on . The ideal
is all of . Otherwise it is contained in a maximal ideal , whose associated character of an algebra vanishes on all the . Since every algebra character is an evaluation character under naturality, this would give a common zero, a contradiction. Therefore , meaning that
Here are the Banach-algebra details behind the algebra character associated with . A proper ideal cannot have dense closure: if it contained an element within distance less than one of , the Neumann series would make that element invertible, forcing the ideal to contain . Thus the closure of a proper ideal is proper. A maximal ideal, obtained from Zorn's lemma, is therefore closed. Its quotient is a complex unital Banach algebra in which every nonzero element is invertible. The Gelfand-Mazur theorem identifies this quotient with , so the quotient map is the required algebra character. No closedness of the originally generated ideal is needed.
Work over and take a nonzero commutative unital Banach algebra , with . A character of an algebra is a nonzero multiplicative complex linear functional . It satisfies . Moreover : otherwise would be invertible, although its image under is zero. The bound on the spectrum of an element therefore gives , proving automatic continuity of characters and .
Every proper maximal ideal of is closed. Indeed its closure is an ideal; if this closure were all of , would contain an element within distance less than one of . Such an element is invertible by the Neumann series, forcing . Thus the closure is proper and maximality makes it equal to . The quotient Banach space , with its quotient Banach algebra structure, is a complex normed division algebra. By the Gelfand-Mazur theorem, it is , so the quotient map gives a character of an algebra with kernel . Conversely, the kernel of every character of an algebra is a maximal ideal, since the character is onto . The Zorn lemma supplies a maximal ideal containing every proper ideal, so the character space of an algebra is nonempty.
These facts give the exact relation between the character space and the spectrum of an element:
One inclusion was proved above. For the other, if is noninvertible, the principal ideal it generates is proper because is commutative. Contain it in a maximal ideal and use its corresponding character of an algebra to obtain .
Give the Gelfand topology, namely its subspace topology from the weak-star topology on . In the closed unit ball of , it is the intersection of the closed conditions
Consequently Banach-Alaoglu theorem makes a compact Hausdorff space. For every , define the Gelfand transform . This is a continuous function on by definition of the Gelfand topology. The Gelfand representation theorem gives a contractive unital algebra homomorphism over a field
Multiplicativity and linearity follow by evaluating at each character of an algebra; the supremum norm equality follows from the preceding spectrum of an element identity. Its kernel is
the Jacobson radical. Equivalently, its elements have spectrum of an element . Thus is injective precisely when is a semisimple commutative Banach algebra, and it gives a faithful continuous representation of as a function algebra. Its range contains the constants and separates points of , because distinct characters of an algebra differ on some . An arbitrary Banach algebra need not have an isometric or surjective Gelfand transform, nor a uniformly dense range: those conclusions require further hypotheses.
For the Banach algebra on a nonempty compact Hausdorff space , all characters of an algebra are evaluation characters. To see this, let be a maximal ideal. If its elements had no common zero, compactness would supply with no common zero. The continuous function belongs to , is strictly positive on , and has a continuous reciprocal. It is therefore invertible, a contradiction. Hence all elements of vanish at some , so and maximality gives equality. The associated character of an algebra must be : since , its value on is .
The map is a continuous bijection , using separation of points by continuous functions. Compactness and the Hausdorff property make it a homeomorphism. Under this identification the Gelfand transform is , so it is the identity representation of , in particular an isometric onto map. The empty gives the zero algebra, whose empty character space represents the zero function space; it was excluded by the nonzero unital convention above.
Now let be a commutative unital C-star algebra. The stronger conclusion is the Commutative Gelfand--Naimark theorem: the Gelfand transform is an isometric onto C-star homomorphism . We prove the additional assertions without assuming this conclusion.
First every character of an algebra respects the C-star algebra involution. If , the elements , , are unitary elements of a C-star algebra, and their norm is one by the C-star identity. Continuity and multiplicativity give . Thus for every real , forcing to be real. Writing with and self-adjoint gives . Therefore the range of is closed under complex conjugation.
Every element of commutative is a Normal element of a C-star algebra. For a normal , use the C-star identity, and then the same identity for the self-adjoint element , to obtain
Its powers are also normal, so . The spectral radius formula gives , hence . The Gelfand transform is therefore an isometry, and its range is complete and closed in the supremum norm. It contains constants, separates points and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence all of .
The approximation step in Stone-Weierstrass theorem can also be seen directly here. For a unital conjugation-closed point-separating subalgebra , the real-valued part of its uniform closure is closed under absolute values, by polynomial approximation to on bounded intervals, hence under pointwise maxima and minima. Its real-valued functions separate points. Given real and , for each an affine rescaling of a separating function produces agreeing with at ; take a constant when . For fixed , finitely many neighbourhoods of where cover . Their maximum exceeds everywhere and agrees with at , hence is less than near . Finitely many of these latter neighbourhoods cover ; the minimum of their lies between and everywhere. Approximate real and imaginary parts separately. This proves the density used above and completes the C-star algebra conclusion.
The Commutative Gelfand--Naimark theorem states that a complex commutative unital C-star algebra is isometrically star-isomorphic to through its Gelfand transform, with a compact Hausdorff space. The l-infinity sequence space is such an algebra under coordinatewise multiplication and conjugation, with the supremum norm. Therefore
gives the required isometric isomorphism.
Uniqueness as a Banach space representation uses the Banach–Stone theorem, rather than just uniqueness as an algebra representation. To justify the relevant theorem, the Riesz-Markov-Kakutani representation theorem gives
the extreme points of the dual unit ball of C(K). A norm-one measure whose variation measure is not concentrated at one point splits into two normalized restrictions to disjoint sets of positive variation, and so is not extreme. Conversely, equality in the variation bound shows that any decomposition of into the average of two dual-unit-ball elements forces both to be : after removing the phase, the two measures must be positive and their average is concentrated at .
If is a surjective linear isometry, its dual map preserves these extreme points and their scalar orbits. Hence for a bijection and . Evaluating at gives the continuous function , while
shows that is continuous, since continuous functions determine the topology of a compact Hausdorff space. It is consequently a homeomorphism. Thus any other compact space representing is homeomorphic to this . The Banach–Stone theorem is also stated in Leonard Tomczak's notes on András Zsák's functional analysis lectures.
Embed by the evaluation characters . They are distinct because the coordinate indicator functions distinguish them. Moreover, , so every character has . If , then
and hence . It follows that is open in . Thus is a homeomorphism from the discrete natural numbers onto its image.
To prove density, suppose . The Urysohn lemma provides a nonzero vanishing on . Write . Then for all , so and , a contradiction. Every bounded function is an element of , and is its continuous extension to . Density makes this extension unique. Therefore
This identifies with the Stone-Čech compactification of the natural numbers.
For the first norm-one assertion, use the usual unital Banach algebra convention . A character of an algebra is a nonzero complex linear multiplicative functional, initially without any continuity assumption. It satisfies , since otherwise for every . Moreover, cannot be invertible: applying to an inverse identity would give . Thus
This proves automatic continuity of characters and . Evaluation at the normalized identity gives the reverse inequality, so
If a convention permits , only follows in general: on with norm , the identity character has norm . The later completion argument needs only the upper bound.
If is invertible, , so every character is nonzero on . Conversely, if is not invertible, its principal ideal is proper and lies in a maximal ideal by Zorn lemma. The ideal is closed: if its closure were the whole algebra, it would contain with , making invertible by the Neumann series, which is impossible for a proper ideal. Maximality therefore gives . The quotient is a complex Banach division algebra, hence is by the Gelfand-Mazur theorem. The quotient map yields a character vanishing at . Consequently
Now let . Its evaluation characters give the map . Every character has this form. Indeed, its kernel is a proper ideal. If the functions in that kernel had no common zero, compactness would give finitely many in the kernel with no common zero. Then belongs to the kernel and is everywhere positive, hence is invertible in , a contradiction. At a common zero , the fact that belongs to the kernel gives for every . Continuous functions distinguish points of the compact Hausdorff space , so the map is bijective. It is continuous for the Gelfand topology, and the compact-to-Hausdorff continuous bijection theorem gives
For the norm comparison is trivial; assume henceforth that .
Let be the completion for the other algebra norm . It remains commutative and unital, with embedded densely. The restriction of any is a nonzero character of , since it takes to , and is automatically continuous for the original supremum norm. Thus maps into . It is injective because two continuous characters agreeing on the dense subalgebra agree on , and it is continuous because each coordinate is weak-star continuous.
The character space is weak-star compact even if its identity was not normalized: the spectral bound puts all its characters in , and the conditions , define a weak-star closed set. Apply Banach-Alaoglu theorem. Consequently is a homeomorphism onto a closed subset .
Suppose . The compact Hausdorff space is normal, so choose an open with . By the Urysohn lemma, choose with and on , and choose with on and on . Then . Every character of restricts to evaluation at a point of , so . The invertibility criterion proved above makes invertible in . Multiplying by in gives , contradicting . Therefore and is onto .
For each , choose a character extending . Its spectral bound gives
Taking the supremum over proves the minimality of the supremum norm on C(K):
For a compact Hausdorff space , every character of the Banach algebra is an evaluation character
at a unique . The map is a homeomorphism from onto with its Gelfand topology.