Dispersion relation Created 2026-09-24 Updated 2026-10-14
A dispersion relation specifies which angular frequencies and wavevectors a linear wave model admits. Fix the plane wave convention
Here is a constant complex amplitude, is the wavevector, and is the angular frequency. Substitution into a constant-coefficient linear partial differential equation replaces by and by , turning the wave problem into an algebraic condition. A system can have several roots; means one chosen branch, rather than a promise that the full dispersion relation is single-valued. For real , means temporal growth in this convention, while means damping. The real-branch discussion of phase velocity and group velocity below assumes negligible loss.
For the one-dimensional wave equation , the dispersion relation is . The branch carries right-moving travelling waves for ; both its phase velocity and group velocity are . One may instead use the positive-angular frequency branch , with right-moving components at and left-moving components at . A real wave pairs each with ; that conjugate pair represents the same travelling pattern. Branch and sign choices therefore matter when interpreting a dispersion diagram.
A particularly tangible dispersive example is a small-amplitude surface gravity wave on still water of uniform depth . Neglect surface tension and viscosity, assume incompressible flow and irrotational flow, and impose a flat impermeable bottom. With and positive angular frequency,
Here is gravitational acceleration and is the hyperbolic tangent. Deep water means : and longer wavelengths have larger phase speed. Shallow water means : , an approximately nondispersive wave. Thus depth relative to wavelength, rather than depth alone, determines whether crests and wave packets travel together.[ref]
The dispersion diagram below also includes the ideal deep-water capillary wave limit , where is surface tension and is mass density. This limit requires the surface tension restoring term to dominate gravity; it reverses the trend of the surface gravity wave, giving larger phase speed at shorter wavelength. The combined gravity-capillary wave has .[ref]
The curves use dimensionless normalizations chosen separately for each model; they are analytical diagrams, not experimental data. Their beauty is that a single dispersion relation encodes several observable behaviours: its value gives the angular frequency, its origin-to-point slope gives the one-dimensional phase velocity, its tangent slope gives the group velocity, and variation of that tangent slope predicts distortion of a wave packet. A straight line through the origin describes a nondispersive wave; an affine branch with has constant group velocity but phase velocity , so those properties must be distinguished.
Group velocity Created 2026-09-24 Updated 2026-10-14
The group velocity of a differentiable, real dispersion relation branch is
It describes the leading translation of a narrow-band wave packet centred on wavevector , assuming a linear model, a locally uniform medium and negligible loss. Narrow-band means that the appreciably excited wavevectors occupy a small neighbourhood on which one smooth branch can be linearized. Write its complex wavefield as
The Taylor expansion gives
Thus the rapid wave phase follows the phase velocity, while the slowly varying wave envelope follows the group velocity. This Fourier analysis argument is an outline of the approximation, rather than a statement that every wave packet translates rigidly forever. In one dimension a useful short-time condition is , where is the characteristic spectral width; neglected higher derivatives must also remain small. Curvature of the dispersion relation eventually changes the wave envelope.[ref]
Two nearby plane waves make the derivative visible without an integral. For equal wave amplitudes , define , , and . The superposition principle gives the exact identity
The periodic wave envelope has speed , approaching group velocity as the two wavenumbers coalesce, while the carrier wave phase has speed . Two tones alone form an infinite beat train, not a localized wave packet. The figure shows an exact two-tone surface gravity wave model with dimensionless : , . Its carrier phase velocity is approximately , its finite-difference envelope velocity approximately , and is the limiting group velocity. The marked carrier phase line need not coincide exactly with a maximum of the full modulated wave.
Figure 1.
Exact analytical two-tone gravity-wave model: carrier phase advances through a slower periodic envelope
. Details.
The deep-water surface gravity wave therefore has , whereas the deep-water capillary wave limit has : crests can drift either forward or backward relative to a wave envelope. For finite-depth surface gravity waves, differentiating the dispersion relation gives
Here is the hyperbolic sine. The shallow-water limit has ; the deep-water limit has .[ref]
In the wave tank, produce a finite train with a smooth turn-on and turn-off and time the same wave envelope feature at two probes separated by distance ; its transit estimate is . Independently follow wave crests through that train. Techet's 2003 lab asks students to observe a deep-water train's foremost crest disappearing as the group moves forward, and to compare deep- and shallow-water cases. The interpretation is that a wave crest overtakes the slower wave envelope, dwindling at its front while other crests become visible at its rear. This is a qualitative expected observation in the teaching protocol, not a published set of measured curves.[ref]
A useful controlled version keeps the paddle wave amplitude small, records and , and checks both and . Compare runs with and , rather than assuming every ripple tank is shallow relative to every wavelength. Increase train duration at fixed central frequency to narrow its spectrum, and check that the envelope transit estimate stabilizes. Calibrate both probes, sample fast enough to resolve the carrier, and compare records before reflected waves return; an absorbing beach reduces this contamination. A current changes laboratory velocities, large wave amplitudes introduce nonlinear effects, and very short wavelengths require surface tension. Strong damping or noticeable reshaping makes the chosen threshold or peak an unreliable marker of simple group velocity. These are proposed controls and model limits, not claims that the cited lab measured every correction.
Three velocities should consequently be kept separate. The group velocity predicts narrow-band wave envelope motion. An energy-transport velocity is energy flux divided by energy density, using the appropriate time average; it agrees with group velocity in standard lossless linear wave models when all stored energy is included.[ref] A signal-front velocity concerns the earliest response to a new disturbance and requires a causal model over its full spectrum. A strictly band-limited wave packet has no sharply bounded onset, and a mathematical two-tone envelope cannot test front arrival. In strongly absorbing or broadband propagation, a single group velocity need not describe the observed peak, energy transport, or first detectable response. A complex or also prevents interpreting its derivative as an ordinary real transport velocity without further analysis.
In particular, an unusually large or negative group velocity from pulse reshaping does not establish superluminal information transmission. For the causal dielectric model analysed by Fitzpatrick, the field ahead of the front vanishes for , even when its phase velocity exceeds the vacuum speed of light . That result concerns the electromagnetic model's causality; the ideal water-wave diagrams above contain no relativistic signal-front claim.[ref]
Finally, zero wavenumber requires care: the positive-frequency wave equation branch is not differentiable at , so it has no unique group velocity there, although its one-sided values are . A smooth gapped branch such as the Klein-Gordon equation instead has despite undefined phase velocity at . The same signed branch must be used in both derivatives and ratios; a negative group velocity means an envelope moving in the negative coordinate direction, not a negative elapsed time. The practical value of group velocity is precisely this translation between a local slope on a dispersion diagram and a measurable packet transit, with its assumptions made explicit.
The Gaussian envelope in a Klein-Gordon medium supplies a quantitative next step: the first derivative translates the wave envelope, the second derivative spreads it, and higher derivatives limit that approximation. At finite spectral width, a peak's measured speed need not equal the group velocity at the central wavenumber. Neither a peak nor a fixed fraction of its height generally identifies front velocity.