Past exam of the mathematics course of the University of Cambridge / 2012 / iii / Paper 13 (Algebraic Geometry)

Use the usual convention that a variety is an irreducible variety. For a quasi-projective algebraic set $T$, its algebraic dimension is the supremum of the lengths $r$ of strict chainsof nonempty irreducible closed subsets of $T$. It is the maximum of the algebraic dimensions of its irreducible components. On an affine algebraic set, the correspondence between irreducible closed subsets and prime ideals reverses inclusion, so this is the Krull dimension of the coordinate ring. On a quasi-projective algebraic set, it is the supremum of the Krull dimensions of the coordinate rings of its affine open subsets. At a closed point $x$, the Krull dimension of the local ring measures chains through $x$.

Here is a closed-point dimension lemma for affine domains that avoids transcendence degree. Put $A=k[X]$. By Noether normalization, there is a integral extensionThe number of variables is $d$ because integral extensions preserve Krull dimension and $\dim B=d$. For any maximal ideal $\mathfrak{m}$ of $A$, its contraction $\mathfrak{n}$ to $B$ is a maximal ideal. Since $k$ is an algebraically closed field, $\mathfrak{n}=(z_1-c_1,\dots ,z_d-c_d)$ has height of a prime ideal $d$. The going-down theorem applies because $B$ is an integrally closed domain and $A$ is a integral domain. It lifts a length-$d$ chain below $\mathfrak{n}$ to one below $\mathfrak{m}$. HenceThe opposite inequality follows from $\dim A=d$.

For the nonempty open subset $U$, choose a nonempty principal open subset $D(g)\subset U$ and a closed point $x\in D(g)$. Every prime ideal below ${\mathfrak{m}}_x$ avoids $g$, so the preceding chain survives in the localization $A_g$. Consequently $\dim D(g)\ge d$. Conversely, any chain of irreducible closed subsets in $U$ gives a chain of the same length after taking closures in $X$: intersecting those closures with $U$ recovers the original subsets. Therefore

For the principal hypersurface dimension lemma, let $P$ be a minimal prime ideal over $(f)$. Since $f\ne 0$ in the integral domain $A$, $P\ne (0)$. The Krull principal ideal theorem gives $\mathrm{ht}P=1$. Choose a closed point $x$ on $V(P)$ lying on none of the other finitely many irreducible components of $V(f)$. Such a point exists because those other components cut out proper closed subsets of the irreducible variety $V(P)$, and closed points are dense. Set $R=A_{{\mathfrak{m}}_x}$. Then $\dim R=d$ andWrite $s=\dim R/fR$. Choose a system of parameters ${\bar{y}}_1,\dots ,{\bar{y}}_s$ in $R/fR$ and lift it to $R$. The ideal $(f,y_1,\dots ,y_s)$ has radical equal to the maximal ideal of $R$. The Krull height theorem yields $d\le s+1$. On the other hand, any chain of prime ideals containing $f$ can be extended strictly at the bottom by the zero prime ideal of the integral domain $R$, giving $s\le d-1$. Thus $s=d-1$. Since $R/PR$ is a localization of $A/P$, $\dim A/P\ge d-1$. Extending a chain in $A/P$ by $(0)⊊P$ also gives $\dim A/P\le d-1$. Hence every component has the required dimension:This argument uses Noether normalization, going-down theorem, and the Krull height theorem, never the dimension from the function field theorem. Irreducibility is essential: if the word variety were instead allowed to mean an arbitrary reducible affine algebraic set, neither assertion would hold without extra hypotheses. For example, a disjoint union of an affine plane and an affine line has an open component of smaller algebraic dimension; a function equal to $1$ on the plane and a coordinate on the line has a nonempty zero set of algebraic dimension $0$.

Put $A=k[X]$. There is an explicit isomorphism from the principal open subset $U_f$ to the affine algebraic setIts inverse is projection, and both maps are regular maps. The coordinate ring isby the universal property of localization. Since regular functions on an affine variety are its coordinate ring, this proves the natural $k$-algebra isomorphism

Now $W=D(x)\cup D(y)$. A regular function on $W$ determines one element of the function field $k(x,y)$, and its restrictions belong to $k[x,y{]}_x$ and $k[x,y{]}_y$. Conversely, elements of their intersection glue because they agree on $D(xy)$. ThusIf a reduced fraction has denominator dividing a power of $x$ and also a power of $y$, unique factorization makes its denominator a unit. Therefore puncturing the plane does not change its ring of global regular functions:If $W$ were an affine variety, its inclusion $j:W\hookrightarrow {\mathbb{A}}^2$ would correspond to the identity isomorphism $k[x,y]\to k[W]$. The equivalence between affine varieties and their coordinate rings would make $j$ an isomorphism, contradicting the missing origin. Hence $W$ is not affine. This illustrates regular functions on the punctured affine plane: the coordinate ring alone does not recover a nonaffine variety.

Take the three-dimensional affine quadric coneThe polynomial $xy-zw$ is an irreducible polynomial: as a polynomial in $x$ over $k[y,z,w]$, it is primitive because $y$ and $zw$ are coprime elements of a unique factorization domain, and it is a linear irreducible polynomial over $k(y,z,w)$. Gauss lemma for polynomials then applies. Thus $X$ is an irreducible variety that is an affine variety, of algebraic dimension $3$ by the principal hypersurface dimension lemma in affine space ${\mathbb{A}}^4$.

The coordinate rings of $Y$ and $Z$ are respectively $k[y,w]$ and $k[x,z]$. Both are affine planes, hence irreducible closed subsets of algebraic dimension $2$. Their intersection is precisely the origin. ThereforeThe origin is the singular point of an algebraic variety of this three-dimensional affine quadric cone. The example shows why a smoothness of an algebraic variety hypothesis matters in intersection dimension estimates.

A blowup of an algebraic variety supplies a reduced special fibre with all three requested defects. Let $B={\mathbb{A}}^3$ have coordinates $(x,y,z)$, let $p=(0,1,0)$, and let $\pi :X={\mathrm{Bl}}_{p}B\to B$. Take $Y={\mathbb{A}}^1$ and the regular mapFor an explicit construction, $X$ is the closed subvariety of ${\mathbb{A}}^3\times {\mathbb{P}}^2$, with projective coordinates $[u:v:w]$, defined byThese equations say that $(x,y-1,z)$ is proportional to $(u,v,w)$. The three standard projective charts are affine spaces ${\mathbb{A}}^3$, so $X$ is a smooth variety which is an irreducible variety embedded in a quasi-projective algebraic set. Its algebraic exceptional divisor is $E={\pi }^{-1}(p)\cong {\mathbb{P}}^2$.

If $t\ne 0$, the surface $xy=t$ misses $p$, and the blowup of an algebraic variety is an isomorphism over it. HenceIt is a smooth variety, an affine variety, an irreducible variety, and has algebraic dimension $2$.

For $t=0$, the fibre of a morphism has three irreducible components: the strict transform of an algebraic subvariety $\widetilde{V(x)}$, the unchanged plane $V(y)$, and the algebraic exceptional divisor $E\cong {\mathbb{P}}^2$. The centre $p$ lies on $V(x)$ but not on $V(y)$; this is why all three components have multiplicity one. To verify reducedness and the crossing directly near $E$, use the chart $v\ne 0$, puttingHere $x=ab$, $y=1+b$, $z=bc$, and $f=ab(1+b)$. Near $b=0$, the factor $1+b$ is a unit, so the fibre of a morphism is $ab=0$, a reduced union of two crossing planes. The $u$-chart gives $f=x(1+xv)$, whose second factor is a unit along $E$; the $w$-chart gives $f=zu(1+zv)$ and the same reduced crossing. Away from $E$, reducedness follows from $xy=0$ in $B$. Thus the scheme-theoretic fibre of a morphism is itself reduced.

It has singular points of an algebraic variety already along $V(x,y)$, which misses $p$: locally its equation is $xy=0$, with Zariski tangent space of dimension of a vector space $3$ but local dimension of an algebraic variety $2$. Finally, $E$ is a closed subvariety of $X_0$. A closed subvariety of an affine variety is an affine variety, whereas ${\mathbb{P}}^2$ is not: all its global regular functions are constant, which cannot be the coordinate ring of a positive-dimensional affine variety. Consequently $X_0$ is singular, reducible, and nonaffine, as required. Choosing the centre off the intersection of the original planes avoids introducing a nonreduced special fibre of a morphism.

Use the dense standard affine charts. Their product iswhich is also a dense affine chart of ${\mathbb{P}}^{n+m}$. The identification of these charts gives a birational isomorphism between the two projective varieties.

To distinguish them, calculate their divisor class groups explicitly. Let $H\subset {\mathbb{P}}^r$ be a coordinate hyperplane. Its complement is ${\mathbb{A}}^r$, whose coordinate ring is a unique factorization domain. Any Weil divisor on ${\mathbb{P}}^r$ restricts on this chart to a principal Weil divisor; subtract that principal Weil divisor on ${\mathbb{P}}^r$, leaving a Weil divisor supported on $H$. Thus $[H]$ generates $\mathrm{Cl}({\mathbb{P}}^r)$. If $aH=\mathrm{div}(q)$, then $q$ has zero Weil divisor on ${\mathbb{A}}^r$. A reduced fraction in a unique factorization domain with zero orders at every prime Weil divisor must be a unit, so $q\in k^{\ast }$. It follows that $a=0$. We have proved

In the product, let $H_1$ and $H_2$ be coordinate hyperplanes in the factors and putThe complement of $D_1\cup D_2$ is ${\mathbb{A}}^{n+m}$, again with a unique factorization domain as its coordinate ring. The same restriction-and-subtraction argument says that $[D_1],[D_2]$ generate the divisor class group. Ifthen on that affine chart $q$ has neither zeros nor poles along any prime Weil divisor. Unique factorization makes $q$ a unit of $k[s_1,\dots ,s_n,t_1,\dots ,t_m]$, hence a constant. It follows that $a=b=0$. ThereforeBoth spaces are smooth varieties, so their divisor class groups also equal their Picard groups. An isomorphism preserves the divisor class group; ${\mathbb{Z}}^2$ and $\mathbb{Z}$ are not isomorphic. Thus the spaces are birational but not isomorphic. The assumptions $n,m>0$ ensure that both boundary prime Weil divisors actually occur.

Suppose there were distinct singular points of an algebraic variety $P,Q$. Let $L$ be their joining projective line. The homogeneous restriction $F{|}_L$ has degree $3$. At a singular point of an algebraic variety of a plane algebraic curve, the local defining equation has no constant or linear term, so its restriction to any line through that point vanishes to order at least $2$, unless the restriction is identically zero. Therefore a nonzero $F{|}_L$ would have at least four zeros counted with multiplicity, two at $P$ and two at $Q$, which a degree-$3$ homogeneous polynomial on ${\mathbb{P}}^1$ cannot have.

Hence $F{|}_L=0$. After choosing coordinates with $L=V(z)$, this says that every monomial of $F$ contains $z$, so $z$ divides $F$. That contradicts the irreducible polynomial hypothesis on the cubic. ThusThis elementary version of the Bézout theorem argument works in every characteristic, without assuming that the partial derivatives of the cubic have their characteristic-zero form.

Write $x,y$ for the two coordinates. The PDF gives $\mu =e^{\pi i/3}$, a primitive sixth root of unity. The matrices satisfyThese relations reduce every word to ${\sigma }^j$ or $\tau {\sigma }^j$, $0\le j<6$. The six first matrices are diagonal and distinct, and the six second matrices are antidiagonal and distinct. Thus $G$ has exactly twelve elements; it is a binary dihedral group.

First calculate the polynomial invariant ring of $⟨\sigma ⟩$. A monomial $x^a{y}^b$ is invariant exactly when $a-b$ is divisible by $6$. Removing the smaller exponent shows that it is a product of powers ofThe sole relation is $AB=C^6$. Indeed, reduction by this relation leaves monomials $C^j{A}^a$ and $C^j{B}^b$ with $b>0$, whose images in $\mathbb{C}[x,y]$ have distinct exponent pairs. HenceOn these generators, $\tau$ interchanges $A,B$ and sends $C$ to $-C$. Put $S=A+B$ and $T=A-B$. Since $2$ is invertible, the preceding ring isEvery element has a unique form $P(S,C)+TQ(S,C)$. The induced involution fixes $S$ and negates both $C$ and $T$. Its invariants are therefore exactly the expressionsSetWe obtain the relationThe unique normal form above also proves that there are no further relations: $P_0(U,V)+W{Q}_0(U,V)=0$ forces both polynomials to vanish. Thus the polynomial invariant ring is

For completeness, the algebraic quotient by a finite group is the affine variety with this coordinate ring. Each element $h$ of $\mathbb{C}[x,y]$ satisfies the monic orbit polynomial ${\prod }_{g\in G}(Z-gh)$ with invariant coefficients, so the quotient map is a finite morphism. Invariants separate distinct finite orbits: interpolate a polynomial taking value $0$ on one orbit and $1$ on the other, and average it over $G$. Thus its fibres are precisely the orbits. The defining polynomial and resulting algebraic quotient by a finite group areUsing the converted TeX's fourth root would instead give a different group and a different binary dihedral invariant hypersurface; the sixth root from the original PDF is essential.

Work on affine open subsets. Their coordinate rings are Noetherian rings and integrally closed domains. At a prime ideal of height of a prime ideal one, the local ring is a one-dimensional Noetherian local ring which is an integrally closed domain, hence a discrete valuation ring and therefore a regular local ring. At the generic point the local ring is a field, hence a regular local ring. For a brief justification of the one-dimensional local ring fact, take $0\ne a\in \mathfrak{m}$ in a one-dimensional Noetherian local ring $R$ which is an integrally closed domain. Some ${\mathfrak{m}}^n\subset (a)$; choose the least such $n$, and choose $b\in {\mathfrak{m}}^{n-1}\setminus (a)$. Then $q=b/a\notin R$, but $q\mathfrak{m}\subset R$. If $q\mathfrak{m}\subset \mathfrak{m}$, the determinant trick applied to the finitely generated faithful module $\mathfrak{m}$ would make $q$ integral over $R$, a contradiction. Hence the ideal $q\mathfrak{m}$ contains a unit and equals $R$. Thus $\mathfrak{m}=q^{-1}R$ is principal. A one-dimensional Noetherian local ring with principal maximal ideal is a discrete valuation ring. Therefore a normal variety is regular in codimension one.

The ground field is an algebraically closed field, hence a perfect field, so having a regular local ring is equivalent to being a smooth point of a variety here. Moreover, the smooth locus of a variety is open, making the singular locus closed. If an irreducible component of the singular locus had algebraic codimension zero or one, its generic point would have a regular local ring by the preceding argument, a contradiction. Consequently every such component has algebraic codimension at least two.

One can read the numerical bound directly from chains of prime ideals, without identifying algebraic dimension with transcendence degree. For a prime ideal $P$ of height of a prime ideal at least two in an affine chart, append a chain $(0)⊊P_1⊊P$ below any chain in the quotient by $P$. Its length increases by two. Thus $\dim A/P\le \dim A-2$. Since a nonempty affine open subset of the irreducible variety $X$ has algebraic dimension $d$,For $d=0$ or $1$, this means the singular locus is empty; take $\dim \varnothing =-\infty$.

Write $a=t_1$, $b=t_2$, $c=t_3$, and $A=\mathbb{C}[a,b,c]/(ac-b^2)$. It is the quadratic cone invariant ringwhere the involution negates both $u$ and $v$. The invariant monomials have even total degree and are generated by $u^2,uv,v^2$; reduction by $ac=b^2$ proves the asserted presentation.

To verify the normal variety property, suppose $q\in \mathrm{Frac}(A)$ is integral over $A$. The same monic equation makes $q$ integral over $\mathbb{C}[u,v]$. This polynomial ring is an integrally closed domain, so $q\in \mathbb{C}[u,v]$. Since $q$ belongs to the fraction field of $A$, it is invariant under the involution, and hence belongs to $A$. Thus $X$ is normal. The gradient of its equation is $(c,-2b,a)$, so the Jacobian criterion shows that the origin $o$ is its only singular point of an algebraic variety. In particular $X$ is not smooth.

Take the prime Weil divisor $D=V_X(a,b)$ and $x=o$. We show that $D$ is not a Cartier divisor at $o$. In the local ringits prime ideal is $I=(a,b)R$. The quotient $I/\mathfrak{m}I$ has dimension of a vector space $2$ over $\mathbb{C}$: $a,b$ generate it, and they are independent since $\mathfrak{m}I\subset {\mathfrak{m}}^2$ while the relation $ac-b^2$ has no linear term. By Nakayama lemma, $I$ cannot be generated by one element.

On a normal variety, the ideal of an effective prime Weil divisor is the divisorial ideal of functions with order at least one along that divisor and order at least zero along every other prime Weil divisor. If $D$ were a Cartier divisor at $o$, a local defining rational function $h$ would identify this ideal with $hR$, because an integrally closed domain is the intersection of its height-one localizations at a prime ideal inside its fraction field. That would make $I$ principal, contradicting the calculation. Therefore $D$ has a nonzero class in the local divisor class group.

Now let $D^{\prime }=D+\mathrm{div}(q)$ be any linearly equivalent Weil divisor. If $o$ were outside its support of a Weil divisor, there would be an open subset containing $o$ on which $D^{\prime }$ is zero. On that neighbourhood $D=-\mathrm{div}(q)$ would be a principal Weil divisor, hence a Cartier divisor, which is impossible. Therefore this point is unavoidable in every representative:The argument does not assume that $D^{\prime }$ is effective. For comparison, $\mathrm{div}(a)=2D$ because on the chart $c\ne 0$, $a=b^2/c$; the obstruction has order two, as in the Divisor class group of an A-type surface singularity.

For a smooth projective curve $C$, let $g=h^1(C,{\mathcal{O}}_C)$ be its geometric genus, let $K_C$ be a canonical divisor, and write $\ell (D)=h^0(C,{\mathcal{O}}_C(D))$ for the dimension of a vector space of the Riemann-Roch space. The Riemann-Roch theorem saysfor every divisor on an algebraic curve $D$ on $C$.

Here is the cohomological proof of Riemann-Roch for curves. At a closed point $P$, the local ring is a discrete valuation ring. A local uniformizer shows that increasing the allowed pole order by one gives the short exact sequence of sheavesThe last term is a length-one skyscraper sheaf; its precise identification with $k$ is noncanonical, but its sheaf cohomology has $h^0=1$ and $h^1=0$. All the relevant groups of sheaf cohomology are finite-dimensional because $C$ is a projective variety, and coherent sheaf cohomology above degree one vanishes on a algebraic curve. The long exact sequence in sheaf cohomology therefore givesSince $k$ is an algebraically closed field, every closed point has degree one. Iterating this identity for both positive and negative coefficients of $D$ provesEvery global regular function on a projective variety which is an irreducible variety is constant; hence $h^0(C,{\mathcal{O}}_C)=1$ and $\chi ({\mathcal{O}}_C)=1-g$.

Finally apply Serre duality for a smooth projective curve:Taking dimensions of a vector space and inserting this in the Euler characteristic of a coherent sheaf identity proves the displayed Riemann-Roch theorem. The substantial inputs from sheaf cohomology are finiteness and vanishing for coherent sheaves on a projective curve, and Serre duality; the change of Euler characteristic of a coherent sheaf is proved directly by the point exact sequence. In particular the argument handles negative as well as effective divisors on an algebraic curve.

An elliptic curve works over every algebraically closed field, including one algebraic over a finite field. Give it explicitly in ${\mathbb{P}}^2$ byIn the first case the only point at infinity is $O=[0:1:0]$, where the derivative with respect to $z$ is nonzero. In the affine chart $z=1$, a singular point of an algebraic variety would have $y=0$, $x^3-x=0$, and $3x^2-1=0$. The possible roots $x=0,1,-1$ cannot satisfy the last equation in characteristic different from $2$: at $0$ it is $-1$, and at $\pm 1$ it is $2$. In the second case the three homogeneous partial derivatives are $x^2,z^2,y^2$, up to harmless signs, and cannot vanish simultaneously at a projective point. Thus both cubics are smooth varieties. A reducible plane cubic would have intersecting positive-degree components by Bézout theorem, and be singular at an intersection; therefore these smooth cubics are irreducible varieties. The genus-degree formula gives $g=(3-1)(3-2)/2=1$. With the marked point $O$ they are elliptic curves.

For a smooth algebraic curve, its divisor class group is its Picard group. Its degree-zero subgroup isThe map $P\mapsto [P-O]$ gives an isomorphism of abelian groupsTo recall why it is a bijection, Riemann-Roch theorem in geometric genus one says every degree-one divisor class has exactly one independent section: a canonical divisor has degree zero, so the dual degree-$-1$ term has no section. Thus the class contains one effective divisor on an algebraic curve of degree one, namely a point $P$, and that point is unique. Translating by $-O$ gives the claimed bijection; this is precisely the chord-and-tangent group law on the elliptic curve.

Choose a prime integer $\ell$ different from $\mathrm{char}k$. The multiplication-by-n morphism $[\ell ]:E\to E$ has derivative $\ell$ times the identity at $O$, so it is nonconstant. A nonconstant morphism of algebraic varieties between smooth projective curves is surjective: its image is closed by proper morphism and cannot have algebraic dimension zero. Since $k$ is an algebraically closed field, this makes $[\ell ]$ surjective on $k$-points. ThereforeYet $E(k)$ is infinite. For each $x\in k$, the affine equation has a solution for $y$ in the algebraically closed field; since $k$ is infinite, this gives infinitely many points.

By the Fundamental theorem of finitely generated abelian groups, a finitely generated abelian group $A$ satisfying $A=\ell A$ has no free part and is a finite torsion group of order prime to $\ell$. The infinite group $E(k)$ cannot have this property while being finitely generated. Thus ${\mathrm{Pic}}^0(E)$ is not finitely generated. A subgroup of a finitely generated abelian group is finitely generated, soThis proof uses divisibility and infinitude, rather than uncountability, so it remains valid over countable algebraically closed fields.