Write the lattice reciprocal vector as in one dimension. The nearly-free electron model starts from and couples plane waves separated by G. Near a zone boundary, the two-wave Hamiltonian is
At the free waves are degenerate and the periodic potential opens a gap . A reduced-zone drawing folds k modulo G into , displaying multiple bands at each reduced wavevector. The original plot shows free folded parabolas, avoided crossings and an allowed vertical optical transition. [ref]
Including two spin states, filling a free Fermi sphere gives . A monovalent BCC cell contributes two electrons, so
The sphere therefore lies inside every first-zone face, since the supplied distance is the nearest boundary.
For the shortest BCC reciprocal vector, . In the zero-potential folded-band limit, the energy of a vertical transition from k along G to the neighbouring free branch is . It decreases over the occupied interval and is smallest at . Thus the monovalent BCC direct optical threshold is
The final state is empty because . Finite weak changes the energies and makes optical matrix elements nonzero; an exactly free electron gas by itself has no interband absorption. The expression is a leading weak-potential threshold, not a claim that every peak equals the onset.
Using the supplied lattice constants and bare-electron free bands gives and thresholds for Na,K,Rb. The source plot's broad higher-frequency features shift toward lower energy in the same order as a increases, qualitatively consistent with the predicted scale. Their peak shapes, heights and exact positions need matrix elements, band corrections and scattering; low-frequency intraband conductivity is a separate contribution. No measured trace is reproduced.
Figure 1.
Nearly-free folded bands
. Illustrative weak periodic potential; gray curves are free bands and the arrow is a vertical transition. Source. Details.
Let the atomic spacing be and define the nearest-neighbour matrix elements , using the same translated orbital convention on every site. Then
For the opposite sigma and pi hopping signs in a p-orbital chain, consider first: neighbouring lobes above the chain have the same sign, so the in-phase Bloch sum is bonding. Thus and
For , the lobes facing one another have opposite signs for equal site coefficients. Bonding therefore needs alternating coefficients, giving and
End-on overlap is normally stronger than side-on overlap, so the band is wider, with bandwidths and . The curve orientations require a stated hopping-sign convention; a Hamiltonian written with an explicit minus sign in front of the hopping uses correspondingly opposite parameter signs.[ref]
Figure 1.
End-on and side-on p-orbital hopping give opposite tight-binding band orientations
. Source. Details.
For an electron wavepacket in one isolated band under a uniform electric field,
Because , acceleration through successive Brillouin zones makes the velocity periodic rather than increasing indefinitely. For ,
for a positive field along the chosen axis. Integration gives
The excursion amplitude of a Bloch-oscillating wavepacket is about its mean and peak-to-peak extent . The turning of velocity corresponds semiclassically to Bragg reflection near a zone boundary.
Coherent Bloch oscillations require scattering/dephasing times long compared with and a field weak enough to avoid substantial interband tunnelling. Ordinary metals usually scatter too rapidly; semiconductor superlattices and cold atoms in periodic optical potentials provide cleaner realizations. A completely filled band has canceling velocities, so its net current does not oscillate simply because individual wavepackets can.[ref]
Figure 1.
Constant force sweeps crystal momentum linearly, but a periodic band produces oscillating velocity and bounded displacement
. Source. Details.
For a spin-degenerate band, each unit cell contributes two available states. An even electron count per cell can fill an integer number of bands; a band insulator additionally needs a global gap between the highest occupied and lowest unoccupied bands. Even filling alone is not sufficient when bands overlap.
For a free two-dimensional gas with spin degeneracy two,
The reciprocal vectors of the periodic potential are and . Its first Brillouin zone is the square , of side and area ; the real-space cell has side .
At zero potential, the extended-zone Fermi surface is the circle of radius . Since , it crosses every square face but misses the corners. For Fermi-surface reconstruction in a weak square potential, weak positive potential opens gaps at the Bragg crossings: the second band has electron pockets at the two inequivalent edge centres , while unfilled regions of the first band form a hole pocket at the zone corner . Opposite edges are identified: four edge half-pockets are two electron pockets, and four corner pieces are one hole pocket.
Figure 1.
A square Brillouin zone reconstructs the free Fermi circle into edge-centred electron pockets and a corner-centred hole pocket
. Source. Details.
For the circular-cap carrier count in a square Brillouin zone, put and . Each circular cap outside a square face has area
No two such caps overlap in the specified interval. The total second-band electron area is . The first-band hole area is the square area minus the occupied central-circle area, . Including spin,
Thus at ,
The carrier densities are the electron- and hole-pocket counts, not the total electron density. The carrier compensation and even band filling in a square lattice follows because their difference obeys , so compensation occurs at . These area formulas are the limit, before finite-gap reconstruction changes the pocket shapes.[ref]
The filling per real-space cell is . In the given interval, the only even integer filling is , again requiring . At any other fixed filling a full gap cannot yield an ordinary spin-degenerate band insulator in this unchanged periodicity. In particular, the system retains excess electron carriers even after its holes disappear.
A rough gap threshold comes from comparing different symmetry directions, rather than only a direct zone-face gap. Define . The zone-face two-plane-wave gap for a cosine potential follows because each cosine couples plane waves by , giving the one-dimensional zone-edge levels . The four-plane-wave splitting at a square-zone corner is the sum of two such pairs. The potential is separable in , so to first order
The indirect gap of a separable square cosine potential is consequently
At the compensated filling, this is , with . An insulator needs both the even filling and a positive indirect gap. At the touching threshold the gap is zero; a positive direct gap at every Bragg crossing is not by itself sufficient. The estimate neglects higher-plane-wave corrections and is not an exact critical amplitude.
Figure 2.
A local Bragg gap can coexist with a global band overlap; a stronger square potential separates the full first band from the second
. Source. Details.