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A theorem giving sufficient conditions for a functor to have an adjoint functor. The general adjoint functor theorem uses a complete category, locally small categories, preservation of categorical limits and a solution-set condition. The Special adjoint functor theorem obtains that condition from a well-powered source and a small cogenerating family. Precise hypotheses matter in both forms.

The general adjoint functor theorem says that, for a functor $U:\mathcal{C}\to \mathcal{D}$ with $\mathcal{C}$ a complete category and both categories locally small, $U$ has a left adjoint exactly when it preserves small categorical limits and satisfies the solution-set condition. The latter means that for each $D\in \mathcal{D}$ there is a set of arrows $f_i:D\to U(C_i)$ such that every $f:D\to U(C)$ factors asEquivalently, $(D\downarrow U)$ has a weakly initial set.

The limit form of the special adjoint functor theorem says that, if in addition $\mathcal{C}$ is well-powered and has a small cogenerating family, then $U$ has a left adjoint exactly when it preserves small limits. These are the limit/left-adjoint forms; their duals interchange limits with colimits, left with right adjoints, and cogenerators with generators.

For the first route, let $\mathcal{E}$ be a complete category that is locally small and has a weakly initial set $(W_i)$. Put $P={\prod }_i{W}_i$. It is weakly initial: for any $X$, choose an arrow $W_i\to X$ and precompose with the corresponding product projection. The set $\mathcal{E}(P,P)$ indexes a simultaneous equalizerIt exists by completeness, for example as the equalizer of the two maps $P\rightrightarrows {\prod }_{u:P\to P}P$ with components $u$ and $1_P$. Since $E\to P\to X$ exists for each $X$, $E$ is also weakly initial.

Choose $r:P\to E$. Applying the defining equation to $er:P\to P$ gives $ere=e$, whence $re=1_E$ because $e$ is a monomorphism. If $v:E\to E$ is any endomorphism, apply it to $evr:P\to P$ to obtain $evre=e$, hence $ev=e$ and $v=1_E$. Thus $E$ has only its identity endomorphism.

For two arrows $a,b:E\rightrightarrows X$, take their equalizer $j:Y\to E$. Weak initiality of $E$ gives $t:E\to Y$. Since $jt$ is an endomorphism of $E$, $jt=1_E$. The monic arrow $j$ with this right inverse is invertible; therefore $a=b$. Existence of an arrow $E\to X$ and this uniqueness show that $E$ is initial.

For the general adjoint functor theorem, limit preservation makes each comma category $(D\downarrow U)$ complete, and the solution-set condition makes it weakly initially generated by a set. The lemma provides an initial object $(FD,{\eta }_D)$. For $v:D\to D^{\prime }$, the universal property uniquely defines $Fv:FD\to F{D}^{\prime }$ byUniqueness gives the functor laws. The same property gives natural bijectionsso $F⊣U$. Conversely a right adjoint preserves limits, by applying its hom-set bijections to cones, and its unit $(FD,{\eta }_D)$ is already an initial object of each comma category, hence a singleton solution set. This proves necessity as well as sufficiency.

For the second route, assume the general adjoint functor theorem and the additional hypotheses of the Special adjoint functor theorem. Let $(Q_i{)}_{i\in I}$ be a small cogenerating family. Fix $D\in \mathcal{D}$ and an arrow $f:D\to UC$. A limit-preserving functor preserves monomorphisms, by the self-pullback criterion. Intersect the set of all subobjects $B\hookrightarrow C$ supporting $f$. Preservation of this categorical limit gives a minimal supporting pair $(C_0,f_0:D\to U{C}_0)$ and a monomorphism $m_0:C_0\to C$ with $U(m_0)f_0=f$.

If $g,h:C_0\rightrightarrows Q_i$ have $Ug{f}_0=Uh{f}_0$, their equalizer supports $f_0$ and must be invertible by minimality. ThusThe evaluation map into the product of all these cogenerator targets is monic, because the family coseparates arrows. Its coordinates inject into the fixed setFor every subset $J\subseteq B_D$, form the product $P_J$ whose coordinate $(i,z)$ has target $Q_i$. Each minimal $C_0$ is isomorphic to a subobject of one such product, using precisely its realized coordinates. There is a set of subsets $J$; the well-powered category condition gives a set of representative subobjects of each product. For each representative $B$, include every arrow $D\to UB$, a set by local smallness of $\mathcal{D}$.

This is a solution-set condition: the minimal pair is isomorphic to one of these representatives, and its inclusion into $C$ supplies the required factorization of $f$. The general adjoint functor theorem now gives the left adjoint. This is the cogenerator bound for comma-category solution sets proof of the special theorem. Necessity follows again because a right adjoint preserves limits. Both alternative proof routes are therefore supplied.

Both alternatives can be proved using the same smallness mechanism. We first establish the initial-object lemma for complete categories with a weakly initial set, then obtain the two adjoint functor existence theorems and their applications.

Let $\mathcal{E}$ be a locally small category with all small categorical limits and a weakly initial set $(W_i{)}_{i\in I}$. Its product in a category $W={\prod }_i{W}_i$ is weakly initial: given any object, choose a map from some $W_i$ and compose with the corresponding projection. Take the simultaneous equalizer $e:E\to W$ of every endomorphism of $W$ and its identity; local smallness makes this a small categorical limit. Then $E$ is also weakly initial. If $a,b:E\to X$, form their equalizer $j:Y\to E$ and choose $t:W\to Y$. Since $ejt$ is an endomorphism of $W$, the construction of $e$ gives $ejte=e$. Cancelling the monomorphism $e$ yields $jte=1_E$. Thus $j$ is both a monomorphism and a split epimorphism, hence invertible, and $a=b$. There is therefore exactly one arrow from $E$ to every object: $E$ is initial.

The Freyd general adjoint functor theorem says that for a functor $U:\mathcal{A}\to \mathcal{B}$ between locally small categories, with $\mathcal{A}$ complete, a left adjoint exists exactly when $U$ preserves all small categorical limits and satisfies the solution-set condition. That condition requires, for each $B$, a set of arrows $u_i:B\to U{A}_i$ such that every $u:B\to UA$ factors as $U(f)u_i$ for some $i$ and $f:A_i\to A$.

For sufficiency, the comma category $(B\downarrow U)$ is locally small and complete: form a diagram's categorical limit in $\mathcal{A}$, and use categorical limit preservation to obtain its arrow from $B$. The solution set is a weakly initial set in this comma category. The lemma provides an initial object $(LB,{\eta }_B:B\to ULB)$. Its universal property givesFor $h:B\to B^{\prime }$, define $Lh$ by $U(Lh){\eta }_B={\eta }_{B^{\prime }}h$. Uniqueness proves the identity and composition laws and naturality of the displayed bijections, hence $L⊣U$. Conversely, an adjunction makes $U$ preserve categorical limits, since the corresponding hom-set functors turn a categorical limit cone into a categorical limit of sets. The single arrow ${\eta }_B$ is a solution set. This proves both directions of the theorem.

Now let $F:\mathcal{C}\to \mathcal{D}$ have small domain and codomain. The functor categories $[\mathcal{D},\mathbf{Set}]$ and $[\mathcal{C},\mathbf{Set}]$ are locally small, and their categorical limits are pointwise. Thus the precomposition functor $F^{\ast }$ preserves categorical limits and its domain is complete. To verify its solution-set condition, fix $X:\mathcal{C}\to \mathbf{Set}$ and an arrow $x:X\to F^{\ast }Y$. Let $Y_0\subseteq Y$ be the subfunctor generated by all elements $x_c(a)$, where $c\in \mathcal{C}$ and $a\in X(c)$. Explicitly,These sets are stable under every $Y(h)$. If $\kappa$ is an infinite cardinal bounding $|\mathrm{Mor}\mathcal{D}|$ and $\left|{\coprod }_{c}X(c)\right|$, every $Y_0(d)$ has cardinal at most $\kappa$. Replace each such set by a subset of a fixed set of size $\kappa$. There is only a set of choices of these subsets, of their action maps for the set of arrows of $\mathcal{D}$, and of maps from $X$ to their restrictions. These coded pairs form a solution set: $x$ factors through $F^{\ast }{Y}_0$ and then the inclusion $Y_0\hookrightarrow Y$. The general theorem now yieldsIts values may also be written ${\mathrm{Lan}}_{F}X(d)={\mathrm{colim}}_{(Fc\to d)}X(c)$, the usual left Kan extension formula.

For the other alternative, the categorical limit form of the Special adjoint functor theorem says that a limit-preserving functor $U:\mathcal{A}\to \mathcal{B}$ has a left adjoint if $\mathcal{A}$ is locally small, complete and well-powered, has a cogenerating set $(Q_i{)}_{i\in I}$, and $\mathcal{B}$ is locally small. A cogenerating set means that maps into its members distinguish any two parallel arrows. The dual theorem says that a colimit-preserving functor from a locally small, cocomplete, well-copowered category with a small generating family has a right adjoint. These conclusions are also necessary in their preservation clauses.

Here is a proof of the special theorem rather than an invocation of the general theorem without its required solution set. Given $(A,x:B\to UA)$, intersect all subobjects $m:M\hookrightarrow A$ through which $x$ factors after application of $U$. There are only a set of them by well-poweredness. Their intersection is a wide pullback, preserved by $U$, so gives a smallest supporting pair $(A_0,x_0)$. If $p,q:A_0\to Q_i$ satisfy $U(p)x_0=U(q)x_0$, their equalizer is a supporting subobject. Minimality makes that equalizer invertible, whence $p=q$. Consequentlyis injective. The cogenerating property makes the evaluation arrow from $A_0$ into the product in a category of the $Q_i$, one factor for each map $A_0\to Q_i$, a monic arrow. Its indexing set at each $i$ is identified with a subset of the fixed set $\mathcal{B}(B,U{Q}_i)$. Only a set of such products in a category can occur. Each has only a set of subobjects, and each possible subobject has only a set of arrows from $B$ into its image under $U$. These pairs give a weakly initial set in $(B\downarrow U)$, since every original pair receives the arrow from its minimal supporting pair. The complete-category lemma now gives the adjoint. Reversing all arrows proves the colimit form of the special theorem.

Apply that dual form to $F^{\ast }:[\mathcal{D},\mathbf{Set}]\to [\mathcal{C},\mathbf{Set}]$. Its domain is cocomplete and locally small, and $F^{\ast }$ preserves pointwise colimits. The set of covariant representable functors $\mathcal{D}(d,-)$ generates the domain: by the Yoneda lemma, maps from these representables probe every element at every object and hence distinguish distinct natural transformations. Finally, epimorphisms in this functor category are pointwise surjective. Indeed, their pointwise images form subfunctors; if an image is proper, the two inclusions into the pointwise pushout of two copies of the target over that image distinguish the original map, contradicting epicity. Quotients of a fixed functor are therefore specified by compatible equivalence relations on its sets of values, and form a set. Thus the domain is a well-copowered category. All special-theorem hypotheses hold, givingHere the Right Kan extension can be written ${\mathrm{Ran}}_{F}X(d)=\mathrm{Nat}(\mathcal{D}(d,F-),X)$. In particular both requested adjoints exist, although the two proofs use different smallness hypotheses.

The general adjoint functor theorem says that, for a functor $U:\mathcal{A}\to \mathcal{B}$ between locally small categories, with $\mathcal{A}$ a complete category, $U$ has a left adjoint if and only if it preserves small limits and satisfies the solution-set condition. The solution-set condition means that for each $B\in \mathcal{B}$ there is a set of arrows $b_i:B\to U{A}_i$ such that every $b:B\to UA$ factors as $U(a)b_i$ for some $i$ and some $a:A_i\to A$.

Here is the smallness argument behind the theorem. A complete category that is locally small and has a weakly initial set $(W_i)$ has an initial object. Form the product in a category $W={\prod }_i{W}_i$. It is weakly initial, since a projection $W\to W_i$ followed by a chosen arrow $W_i\to X$ gives an arrow $W\to X$. Take the simultaneous equalizer $e:E\to W$ of all endomorphisms of $W$ with $1_W$; the family is a set by local smallness. The object $E$ is also weakly initial. For parallel arrows $a,b:E\rightrightarrows X$, take their equalizer $j:Y\to E$ and a map $t:W\to Y$. Since $ejt$ is an endomorphism of $W$, the defining property of $e$ gives $ejte=e$. Cancellation of the monomorphism $e$ gives $jte=1_E$. Thus the monomorphism $j$ has a right inverse and is an isomorphism, so $a=b$. Existence of arrows out of $E$ was already established, proving the initial-object lemma for complete categories with a weakly initial set.

If $U$ preserves small categorical limits, the comma category $(B\downarrow U)$ is complete: take the limiting object in $\mathcal{A}$, and use preservation to assemble the arrows from $B$. It is locally small, and the solution-set condition provides a weakly initial set. Its initial object is an arrow ${\eta }_B:B\to ULB$ with a natural bijectionFor a morphism $v:B\to B^{\prime }$, define $Lv$ by $U(Lv){\eta }_B={\eta }_{B^{\prime }}v$. Uniqueness proves functoriality and naturality, giving a left adjoint $L⊣U$. Conversely, a right adjoint preserves categorical limits, because applying the adjunction converts a limiting cone over a diagram into the corresponding limiting cone of hom-sets. Its adjunction unit at $B$ is a singleton solution set. This proves both directions of the general adjoint functor theorem.

Apply it to the inclusion $J:\mathbf{KHaus}\hookrightarrow \mathbf{Top}$, where $\mathbf{KHaus}$ is the full subcategory of compact Hausdorff spaces. A small product in a category of compact Hausdorff spaces is again compact Hausdorff by the Tychonoff theorem. An equalizer of two continuous functions into a Hausdorff space is closed, hence compact Hausdorff. Products and equalizers construct all small categorical limits, and the inclusion preserves these constructions. Both categories are locally small.

Fix a topological space $X$ and a continuous function $f:X\to K$ into a compact Hausdorff space. The closure $K_f=\overline{f(X)}$ is compact Hausdorff and has a dense subset of cardinality at most $|X|$. The permitted cardinal estimate givesFor $X=\varnothing$, use $K_f=\varnothing$. Choose a set of representatives of all compact Hausdorff topologies on underlying sets of cardinality at most this bound, and all continuous functions from $X$ to those representatives. Every $f$ factors through one of them, using the inclusion $K_f\hookrightarrow K$. This is the solution-set condition. Consequently the inclusion of compact Hausdorff spaces has a left adjoint, the compact Hausdorff reflection:The universal arrow $X\to RX$ has dense image: factoring it through its closed image and applying uniqueness supplies an inverse to that image inclusion. It need not be an embedding when $X$ is not sufficiently separated; the assertion is a compact Hausdorff reflection, rather than a claim that every topological space embeds in a compact Hausdorff space.

For completeness, the alternative Special adjoint functor theorem can be proved from the same initial-object argument. Its limit form assumes that $\mathcal{A}$ is complete, locally small and well-powered, with a small cogenerating family $(Q_i{)}_{i\in I}$; then $U:\mathcal{A}\to \mathcal{B}$, with $\mathcal{B}$ locally small, has a left adjoint precisely when it preserves small limits. To prove sufficiency, start with $b:B\to UA$ and intersect all subobjects $M\hookrightarrow A$ through which $b$ factors after applying $U$. Well-poweredness makes this a small intersection of subobjects, and preservation of limits gives a smallest supporting object $(M,b_M)$. For maps $s,t:M\rightrightarrows Q_i$, equality $U(s)b_M=U(t)b_M$ makes their equalizer another supporting subobject. Minimality forces that equalizer to be invertible, so $s=t$. Thereforeis an injective function. The evaluation embedding into cogenerator products embeds $M$ in ${\prod }_i{Q}_i^{S_i}$, where $S_i$ is the realized subset of the fixed set $\mathcal{B}(B,U{Q}_i)$. There are only a set of choices of these subsets, only a set of subobjects of each resulting product, and only a set of arrows from $B$ to each $U$-image. They give a solution set, so the already proved general adjoint functor theorem applies. Necessity is again preservation of limits by a right adjoint. For $\mathbf{KHaus}$, monomorphisms are embeddings onto closed subspaces, and $[0,1]$ is a coseparator because continuous functions to it separate points. Thus the Special adjoint functor theorem gives the same reflection directly.

The limit form of the Special adjoint functor theorem is as follows. Let $\mathcal{C}$ be a locally small category, a complete category, and a well-powered category, and suppose it has a small cogenerating family $(Q_i{)}_{i\in I}$. Let $\mathcal{D}$ be a locally small category. Then a functor $G:\mathcal{C}\to \mathcal{D}$ has a left adjoint if and only if it preserves all small categorical limits. The dual exchanges completeness, well-poweredness and cogenerators for cocompleteness, well-copoweredness and generators, and characterizes functors with a right adjoint.

Here a cogenerating set distinguishes unequal parallel maps by postcomposition into one of the $Q_i$. A well-powered category has a set of subobjects of each fixed object. Completeness means existence of all small categorical limits. We use the initial-object lemma for complete categories with a weakly initial set: a complete category that is locally small has an initial object exactly when it has a weakly initial set. A proof is given in Question 5(c). We also use the fact that when $G$ preserves small categorical limits, the comma category $(B\downarrow G)$ is complete, with its limits constructed in $\mathcal{C}$; local smallness is inherited from $\mathcal{C}$. Finally, having an initial object in $(B\downarrow G)$ for each $B$ is the universal arrow from an object to a functor characterization of a left adjoint.

Assume $G$ preserves small categorical limits, and fix $B\in \mathcal{D}$. We will construct a weakly initial set in $(B\downarrow G)$, rather than assume a solution set. Start with an arbitrary object $(C,x)$, where $x:B\to GC$. Call a subobject $m:S\hookrightarrow C$ supporting if $x=G(m)x_S$ for some $x_S:B\to GS$. There is at least one, namely $1_C$. Because $G$ preserves pullbacks in a category, it preserves monomorphisms: the self-pullback characterization of a monic map is preserved. Consequently each $x_S$ is unique.

There is a set of supporting subobjects by well-poweredness. Their intersection of subobjects exists by completeness; write it $m_0:C_0\hookrightarrow C$. Applying $G$ to this intersection categorical limit gives a unique $x_0:B\to G{C}_0$ lifting all the $x_S$, and hence $x=G(m_0)x_0$. Minimality says that any subobject $n:R\hookrightarrow C_0$ supporting $x_0$ is invertible: $m_{0}n$ supports $x$, so $m_0$ factors through $m_{0}n$, giving a right inverse to the monic $n$.

If $u,v:C_0\to Q_i$ satisfy $G(u)x_0=G(v)x_0$, their equalizer supports $x_0$, since $G$ preserves that equalizer. It is therefore an isomorphism, and $u=v$. We have obtained an injective functionLet $J_i$ be its image, a subset of the fixed set $S_i=\mathcal{D}(B,G{Q}_i)$. The evaluation embedding into cogenerator products is a monomorphismIndeed each $s\in J_i$ corresponds to a unique map $C_0\to Q_i$, and the cogenerating set property makes the resulting family jointly monic. Notice that we use the realized subsets $J_i$, not all of $S_i$: there need not be a map $C_0\to Q_i$ available for an unused index.

There is a set of tuples $J=(J_i)$, since $I$ and every $S_i$ are sets. For each resulting $P_J$, choose representatives of its subobjects; these form a set by well-poweredness. For every representative $R$, include every map $y:B\to GR$, a set by local smallness of $\mathcal{D}$. All resulting pairs $(R,y)$ form a set. Our given $(C,x)$ receives a map from such a pair: transport $x_0$ along the isomorphism between $C_0$ and the chosen representative, then compose its inverse with $m_0$. Thus these pairs form a weakly initial set in $(B\downarrow G)$. This is the cogenerator bound for comma-category solution sets.

The initial-object lemma for complete categories with a weakly initial set gives an initial object $(LB,{\eta }_B)$. For $h:B\to B^{\prime }$, define $Lh$ by the unique equationUniqueness proves the functor laws and gives the natural bijectionsThus $L⊣G$. Conversely, a right adjoint preserves small categorical limits: its adjunction identifies maps into the proposed limiting object with compatible families of maps into the diagram. This proves both directions of the limit form of the special adjoint functor theorem. Applying the argument to the opposite categories proves the dual statement. Choices of representatives and adjoint objects are understood in the usual ambient-universe convention for large categories.

The Special adjoint functor theorem says: if $\mathcal{C}$ is a locally small category, a complete category, a well-powered category, and has a small cogenerating family, then a functor $U:\mathcal{C}\to \mathcal{D}$ into any locally small category has a left adjoint if and only if it preserves small categorical limits.

A small cogenerating family $(Q_i{)}_{i\in I}$, with $I$ a set, distinguishes unequal parallel morphisms by postcomposition: for $f\ne g:A\to B$, some $q:B\to Q_i$ has $qf\ne qg$. Being well-powered means that the subobjects of each object form a set up to the usual equivalence of monomorphisms. These hypotheses make the solution-set condition automatic.

The dual formulation uses a cocomplete category, being a well-copowered category and having a small generating family, and concludes that every small-colimit-preserving functor has a right adjoint.

The Yoneda lemma states that for $A\in \mathcal{C}$ and $P:\mathcal{C}\to \mathbf{Set}$ there is a natural bijectionIf $P\twoheadrightarrow Q$ is an epimorphism in the functor category, it is pointwise surjective, so $P(A)\to Q(A)$ is surjective. Yoneda identifies this map withThus every representable functor is a projective object in a category.

The colimit form of the Special adjoint functor theorem says that a colimit-preserving functor from a locally small, cocomplete, well-copowered category with a small generating family into a locally small category has a right adjoint functor. For small $\mathcal{C}$, the category $[\mathcal{C},\mathbf{Set}]$ is locally small and has colimits pointwise. Quotients of $P$ are represented by compatible equivalence relations on the sets $P(C)$, so they form a set; hence the category is well-copowered. The set of representables $\{\mathcal{C}(C,-):C\in \mathcal{C}\}$ generates it by the Yoneda lemma. The theorem therefore gives a right adjoint to every small-colimit-preserving functorIn particular, product with a fixed functor $P$ is computed pointwise, and $-\times P(C)$ preserves colimits in the Category of sets. Hence $-\times P$ preserves all small colimits and has a right adjoint $(-{)}^P$. Thus $[\mathcal{C},\mathbf{Set}]$ is a Cartesian closed category.

Now work in $[{\mathcal{C}}^{\mathrm{op}},\mathbf{Set}]$ and write $yA=\mathcal{C}(-,A)$. If $\mathcal{C}$ has binary products, thenThus exponentiation by $yA$ is precomposition with $-\times A$. Precomposition between functor categories has a right adjoint given by Right Kan extension, so $yA$ is a tiny object.

Conversely, suppose $\mathcal{C}$ has a terminal object $1$ and $F$ is tiny. The representable $y1$ is the terminal presheaf, and the exponential adjunction plus Yoneda givesSince $F$ is tiny, $(-{)}^F$ is a left adjoint and preserves all colimits; evaluation at $1$ also preserves pointwise colimits. Therefore the hom functor $[{\mathcal{C}}^{\mathrm{op}},\mathbf{Set}](F,-)$ preserves coproducts and epimorphisms. Preservation of epimorphisms makes $F$ projective, while preservation of coproducts makes it indecomposable.