The no-scale supergravity identity cancels the negative gravitino contribution, leaving . Zero-energy minima occur at and, for , three phase-related nonzero solutions with . Their supergravity auxiliary field is nonzero if , while both real components of are flat on each vacuum branch. For , the branch is instead supersymmetric and has zero gravitino mass from a superpotential.
Use Planck units and restrict to the physical Kähler metric domain
Put and , so that . There are no gauged interactions specified, hence no additional D-term scalar potential. The supergravity F-term potential is , with . Its Kähler covariant derivatives of a superpotential are
The nonzero metric entries are
The determinant of this block is , so it is positive definite. With the inverse-index convention , the raised components are
Keeping these complex-conjugate off-diagonal entries in their correct index positions is essential.
To exhibit the no-scale supergravity cancellation, write the norm as
Here . The term cancels the negative term in the supergravity F-term potential. The result is the nonnegative scalar potential
This is the matter-logarithm no-scale potential, specialized to the exponential superpotential.
Choose the supergravity auxiliary field convention . Substitution into the full inverse Kähler metric gives
An overall auxiliary-field phase is conventional. The dependence of cancels between the two metric terms. If all three auxiliary fields vanished at a finite physical point, would force , would force , and would then force . Thus is necessary. For any nontrivial choice of , supersymmetry is broken at every finite physical point. The allowed exception , is supersymmetric; the statement cannot hold for all arbitrary parameters without this qualification.
The no-scale volume runaway criterion also determines whether the minimum is attained. For fixed , differentiation with respect to gives
It is negative unless both numerators vanish. Therefore a finite stationary vacuum must satisfy
Every such point is a global minimum with . For , setting and reduces existence to
The derivative of the magnitude function is . It rises from at the excluded boundary to at , then falls to zero. Consequently a finite zero-energy minimum exists exactly when
or in the separate trivial family . There is one positive root for , two for , and one double root at equality. If only one of vanishes, or exceeds this maximum, there is no finite minimum: the infimum is zero as . Calling this runaway a finite zero-energy vacuum would be incorrect.
At a nontrivial zero-energy minimum, , and the auxiliary expectation values reduce to
This explicitly verifies supersymmetry breaking with zero vacuum energy in no-scale supergravity. Both real components of are exact flat directions of a scalar potential on the minimum locus. Away from that locus, is still absent from the potential, but is not flat. At a minimum, is lifted at quartic order: at fixed , . A zero quadratic mass does not make an exact flat direction. The quartic stabilization at a double no-scale root likewise gives a vanishing quadratic mass, but no exact flat direction, for at . For , the whole family has both and flat and supersymmetry unbroken.
Finally, the gravitino mass from a superpotential is
At a nontrivial zero-energy minimum this becomes
It depends on the unfixed volume modulus, so the model does not predict one numerical mass. For , , the gravitino is massless.
Work on the physical domain
and abbreviate , , and . There are no vector multiplets specified, hence no additional gauge D-term. In Planck units the supergravity F-term potential and upper-index supergravity auxiliary fields are
The overall auxiliary-field sign is a convention; its vanishing and norm are invariant statements.
The Kähler covariant derivatives of a superpotential here are
The Kähler metric, with rows and columns their barred partners, is
Its block is positive definite because its leading diagonal and determinant are positive. In the inverse-tensor convention , the nonzero upper components are
In particular the conjugations in the off-diagonal components matter.
To verify the no-scale supergravity cancellation explicitly, temporarily write and . Their part of the metric contraction is
The terms involving and its conjugate cancel between the mixed and diagonal contributions. The remaining cancels the universal negative term. Since , the exact matter-logarithm no-scale potential is therefore
It differs from a model where appears outside the logarithm in the Kähler potential.
Substitution into the auxiliary-field formula gives
For example , which reduces to the displayed expression for the cubic superpotential. To test unbroken supersymmetry at any finite point, first forces . Then forces , whereas forces . Subtracting gives . Because , and at a finite point, all auxiliaries can vanish only if . Thus every nontrivial choice of breaks supersymmetry at finite field values.
A finite zero-energy minimum requires both nonnegative terms of to vanish:
There cannot be a finite positive-energy stationary point: keeping fixed and varying the real part of , equivalently , gives
which is strictly negative unless . Hence these zero-energy solutions are all the possible finite minima.
Because were allowed to be arbitrary, existence must be checked. If both are nonzero, put and . The magnitude equation is
The function on the right starts at one at the excluded boundary , tends to zero as , and has derivative . Its maximum is at . Therefore a finite cubic-matter no-scale vacuum with an exponential dilaton exists exactly when
There is one finite positive root for , two for , and one merged root at the maximum. The complex phase equation fixes modulo . If exactly one of vanishes, or the ratio exceeds the bound, no finite minimum exists; the potential instead has infimum zero along the runaway . A zero infimum at an infinite-field boundary is not an attained finite vacuum.
On a nontrivial finite branch, , so
This proves supersymmetry breaking at the intended no-scale vacuum. Its zero energy is consistent with the negative gravitational term: , which cancels in . It is not a counterexample to the global-supersymmetry positivity argument in question 3.
Both real components of are exactly flat on the vacuum family: never enters the potential, and at every allowed positive gives the same zero energy. Generically both components of are fixed. Although the matter field has no quadratic mass there, it is not an exact flat direction: for fixed at its root, and the leading positive potential is . At the special merged root , the real- quadratic curvature also vanishes, but higher orders lift it; this does not add a continuous flat vacuum direction. If , by contrast, is a supersymmetric zero-energy family with both complex and flat and all auxiliaries zero. This exception prevents an unconditional breaking assertion for arbitrary constants.
Finally the gravitino mass from a superpotential is
At a nontrivial finite minimum it becomes
Its value varies along the flat volume modulus; the classical potential does not select a unique supersymmetry-breaking or gravitino-mass scale. On the trivial supersymmetric branch , it is zero.
Set , the domain in which the Kähler potential is defined, and use Planck units. The nonzero entries of the Kähler metric and its inverse are
The Kähler covariant derivatives of a superpotential are
Denote and . The supergravity F-term potential is
Here the contribution is exactly , cancelling the negative term. This is the no-scale supergravity identity, giving
The cancellation is important: replacing the covariant derivatives by ordinary derivatives would miss both the matter dependence and the possibility of zero vacuum energy with supersymmetry breaking.
In the convention , the chiral supergravity auxiliary fields are
An overall auxiliary phase or sign convention does not change their vanishing conditions. These are upper-index fields, including the inverse Kähler metric, rather than just the covariant derivatives.
Since is nonnegative and vanishes at , its minimum energy is
There are additional minima that should not be discarded by examining only real . For , the condition becomes
If , the magnitude equation
has exactly one positive root: its left side is strictly increasing from zero to infinity. There are three phases, differing by , determined by . Thus for nonzero the finite zero-energy matter vacua consist of and these three nonzero phase-related values, each with arbitrary in the allowed half-plane. At a nonzero matter vacuum,
At , .
For , every such minimum has but , so supersymmetry is spontaneously broken despite zero vacuum energy. Indeed no finite point anywhere is fully supersymmetric: would force , after which forces and then . This proves breaking for the specified nonzero-constant case without relying just on the positivity of the potential.
For the allowed exceptional value (B=0), the requested breaking statement is false. Then vanishes only at , where . Every finite allowed gives an unbroken supersymmetric vacuum with zero energy. This is an explicit counterexample to unqualified breaking for an arbitrary complex .
Both real components of are flat directions of a scalar potential along every minimum: the imaginary component never appears in , and when the entire dependence is multiplied by zero. The matter vacua are isolated in the plane; there is no continuous matter vacuum direction. At the potential begins quartically in , so zero quadratic mass is not a flat vacuum manifold. Away from , the real direction instead has and a decompactification-type runaway towards zero as , not a further finite positive-energy minimum.
The gravitino mass from a superpotential is
At the branch it is ; at each nonzero branch it is . Its value is not fixed because the modulus is flat. For it vanishes at the supersymmetric minimum. For nonzero , the super-Higgs mechanism absorbs the Goldstino associated with into the massive gravitino. The zero-energy relation is explicitly satisfied:
which balances the auxiliary contribution against the gravitational negative term.
Write , , , , , and . Assume and, initially, . The supergravity F-term potential is
The canonical Kähler potential gives the identity Kähler metric. The three Kähler covariant derivatives of a superpotential are
Substituting, including the negative term rather than treating the potential as just a sum of squares, gives the exact answer
Here explains the first coefficient. It is strictly positive for real , since . Thus this model's scalar potential is nonnegative everywhere.
In the stated limit , the exponential can be replaced by . The other displayed terms retain the effects of the Kähler covariant derivatives of a superpotential. Small waterfall fields alone do not justify discarding in those derivatives, or expanding in . If also and , the leading result reduces to the global F-term scalar potential
No gauge sector or gauge coupling is supplied, so there is no specified D-term contribution to add.
The supersymmetric vacuum manifold of a bilinear hybrid superpotential is
Indeed and all three Kähler covariant derivatives of a superpotential vanish there, so all supergravity auxiliary fields vanish and supersymmetry is unbroken. The nonnegative scalar potential makes this a global minimum. Conversely zero potential requires , and then ; for this forces . With just the supplied fields this is a complex vacuum manifold before imposing any gauge quotient: the product is fixed but the ratio of and is not. More precisely, it is an F-flat vacuum manifold whether or not a gauge symmetry is specified. If one additionally gauges opposite charges, D-flatness typically imposes , giving up to phases and gauge equivalence; that is an extra assumption, not a consequence of and alone.
The other familiar branch of F-term hybrid inflation has . Its nonzero derivative establishes supersymmetry breaking, and its exact scalar potential is
The canonical-Kähler correction to an F-term hybrid valley begins as
In particular the inflaton quadratic mass cancels at this order; the first lift of the global flat valley is quartic in .
To identify when this branch is a transverse minimum, rephase the waterfall fields so that is real positive. To quadratic order in , the global scalar potential is
The normalized combinations diagonalize this quadratic form, with
Thus gives a valley of transverse minima, while below the threshold the negative eigenvalue produces the waterfall instability in F-term hybrid inflation.
The exact supergravity correction to this stability test is also available without taking small. Put . Expansion of the exact supergravity F-term potential about gives equal diagonal coefficients and off-diagonal magnitude . Hence
For the usual sub-Planckian symmetry-breaking scale , the lower eigenvalue is . It is positive for the familiar sub-Planckian valley , and changes sign near .
The printed assertion of two full minima requires qualification. The broken branch is a transverse inflationary valley, not generally a second stationary minimum of the complete supergravity potential. In fact
Its only stationary point in is the origin. For that point has a negative waterfall eigenvalue . A direct counterexample is the path , with real small , after rephasing :
The negative quadratic coefficient proves it is not a minimum. No loop corrections or additional stabilizing interactions were specified that could create the requested second stationary vacuum. The mathematically supported interpretation is a SUSY-breaking transverse valley and a zero-energy supersymmetric vacuum minimum manifold. The limit on alone does not fix the parameter range ; the familiar waterfall conclusion uses the sub-Planckian range just stated.
In the corresponding global theory the exponential prefactor, Kähler corrections to and universal term are absent. Its valley has exactly constant tree-level energy for all , whereas canonical supergravity lifts it by the quartic correction above. The supersymmetric vacuum , and its zero energy persist in both descriptions. If , the origin and the axis instead have vanishing F-terms; the broken-valley interpretation does not apply.
Work in the supplied Planck units and write . The nonzero components of the Kähler metric and its inverse are
The Kähler covariant derivatives of a superpotential are
In the supergravity F-term potential, cancels its negative universal term. This is the no-scale supergravity identity. The exact answer is therefore
In particular is a global minimum for every in the domain, with zero vacuum energy.
Use the standard convention for a supergravity auxiliary field, . In this convention
At the minimum these become
Thus supersymmetry breaking occurs if , despite the vanishing vacuum energy. Indeed is precisely canceled by the negative gravitino contribution. For the asserted breaking does not occur: both supergravity auxiliary fields vanish at , so this vacuum is supersymmetric.
For completeness, the full set of finite zero-energy minima includes additional branches. For , the condition reduces, after factoring , to
For every there is a unique positive solution of , since the left side increases strictly from zero to infinity. There are three associated phases,
These also give , and on each branch . Consequently but , so these are also supersymmetry breaking no-scale vacua with a cubic matter superpotential. A supersymmetric finite vacuum would require , hence , and then ; this is possible only at with .
The scalar potential is independent of everywhere. On every zero-energy vacuum branch it is also independent of , so both real components of are flat directions of a scalar potential at the vacuum. Away from , the real direction is not flat: , giving a runaway towards rather than a finite positive-energy stationary point. The zero-energy branches have no continuous flat direction of a scalar potential in ; their allowed values are isolated. This is why the vacuum does not select a unique numerical gravitino mass: the modulus is unfixed.
The gravitino mass from a superpotential is . On the conventional branch,
On a nonzero- branch it is instead
When , the only finite zero-energy matter solution is and , with unbroken supersymmetry. These results exhibit the distinction between vanishing vacuum energy and vanishing supersymmetry breaking auxiliary fields in a no-scale supergravity model.
For a single chiral superfield, the supergravity F-term potential, with restored, is
The canonical Kähler potential has , so the Kähler covariant derivative of a superpotential is
Consequently the Polonyi model has the scalar potential
The negative term is essential; retaining only the square of the supergravity auxiliary field would give the global F-term scalar potential rather than the supergravity F-term potential.
Set and . In this notation , where
At , , one has and , so . To prove that this is a local minimum in both real directions, rather than checking only the real axis, put . Direct expansion gives the stable zero-energy Polonyi vacuum identity
Every coefficient outside the square is strictly positive, and the exponential factor is positive. Thus everywhere and equality requires , provided . This proves the stronger conclusion
a unique global minimum of this Polonyi model. If , the scalar potential vanishes identically and this uniqueness and supersymmetry breaking conclusion do not hold.
For an independent local stability check, the Hessian matrix of at this global minimum is diagonal:
Since and its first derivatives vanish there, differentiating the exponential introduces no additional Hessian matrix terms at the global minimum. For canonically normalized real fluctuations , the squared scalar masses are therefore
which are both positive.
Although the vacuum energy is zero, the supergravity auxiliary field is not. In the convention , its vacuum expectation value obeys
The matter fermion transformation contains a term proportional to , so no nonzero constant supersymmetry parameter leaves this vacuum invariant. Hence supersymmetry is spontaneously broken even though the vacuum energy vanishes: the positive auxiliary field contribution cancels the negative gravitational term. The matter fermion supplies the goldstino, which is absorbed by the gravitino in the super-Higgs mechanism.
Using the gravitino mass from a superpotential, and , gives
An auxiliary field has mass dimension two. Defining the supersymmetry breaking scale by , one obtains
Thus the gravitino mass is small compared with the supersymmetry breaking scale when that scale is sub-Planckian, as in the usual hierarchy . This smallness is gravitational suppression; it is not a conclusion valid for arbitrary choices of the mass parameter.
In the Polonyi model, the Kähler metric is . The relevant Kähler covariant derivative of a superpotential is
The supergravity auxiliary field is , up to an irrelevant common phase convention. Thus a constant vacuum preserves supersymmetry exactly when this auxiliary field vanishes. For , the superpotential and scalar potential vanish identically, and every constant scalar value is a supersymmetric vacuum.
For , put . Its supersymmetry condition becomes
Since , it requires and . Hence the Polonyi supersymmetry branches are
At these points , so the supergravity F-term potential is negative, : these are supersymmetric Anti-de Sitter spacetime vacua, not zero-energy ones. The condition also makes them stationary, as follows by differentiating the supergravity F-term potential.
For and , the auxiliary field cannot vanish anywhere, so any vacuum has supersymmetry breaking. For , a stationary vacuum at any other scalar value still breaks supersymmetry; the parameter condition alone does not determine which vacuum is selected. In particular, a nontrivial zero-energy vacuum cannot preserve supersymmetry: and would also imply , whereas gives and .
For the stable branch found above, and . Hence the vacuum expectation value is
in the stated Planck units. To verify that it is a vacuum rather than merely a zero-energy stationary point, evaluate the Hessian matrix. At either zero-energy stationary branch,
Because and its first derivatives vanish there, the Hessian matrix of is just times this Hessian matrix. For , both eigenvalues are positive. This proves a strict local minimum in both real scalar directions. For , , so the alternative , is a saddle point and is excluded from the stable zero-energy Polonyi vacuum.
There is also a useful global check. Set on the stable branch. Directly completing squares gives
Both remaining coefficients are positive. Thus everywhere, with equality only at . The positive exponential prefactor proves that this is the unique global minimum, not just a metastable vacuum.
Finally, at the stable vacuum and . Its supergravity auxiliary field has
Thus the Minkowski vacuum breaks supersymmetry, even though its cosmological constant vanishes. If , the potential is flat and the displayed tuned parameter and scalar value are not selected.
The exponent in the original PDF is with real , not the produced by the local TeX. Use that authoritative expression. Put
The domain conditions ensure a real Kähler potential and positive Kähler metric. There are no gauge multiplets specified, so the scalar potential is the supergravity F-term potential
The Kähler covariant derivative of a superpotential and metric entries are
State the inverse with its indices explicitly, since transposing the off-diagonal complex entries would change the answer:
Here , so the displayed upper-index array is the transpose of the ordinary matrix inverse of the displayed lower-index array.
Substitution shows that the cross terms involving cancel and that the sector gives
The first term cancels the universal negative term. Thus the no-scale supergravity potential is
This positivity is an algebraic cancellation, not an assumption that the individual Kähler derivatives vanish.
Choose the supergravity auxiliary field convention . Direct multiplication gives
A conventional common phase or overall sign on the auxiliary fields changes none of the vanishing conditions. A supersymmetric configuration requires every to vanish. First implies , then implies , and implies . Since , at a finite point of the physical domain this is possible only when , followed by . Consequently If , every finite configuration has a nonzero auxiliary field, so any finite vacuum breaks supersymmetry. The printed request cannot hold for arbitrary parameters without this exception: , is a zero-energy supersymmetric family with both and unfixed.
With the stipulated vanishing vacuum expectation value of , define . The potential reduces to . Its derivative along is , so a finite stationary point must have . Such a point is a global minimum of the full nonnegative potential, since both squares vanish at . The finite zero-energy vacuum for a single exponential superpotential therefore satisfies
For nonzero , write and . The modulus and phase conditions are
The function increases up to and then decreases to zero; its maximum is . Hence a finite minimum exists exactly when
There is one positive solution for , two for , and one coalesced solution at the upper bound. The formal solution at is outside . At each allowed , the phase fixes modulo . Equivalently , using the real branches of the Lambert W function and retaining only .
At any of these nontrivial minima, . The auxiliary fields become
This is a supersymmetry breaking Minkowski minimum in which the nonzero auxiliary field belongs to . Both real components of are exact flat directions of a scalar potential at the minimum. They change the metric and auxiliary-field magnitudes but not the zero potential. Generically the two real components of are fixed. At the coalesced solution , the radial quadratic restoring term vanishes, but the leading restoring term is quartic; this is not an additional exact flat direction of a scalar potential. The matter field likewise has a positive leading quartic potential, not an exact flat direction of a scalar potential, despite its zero quadratic mass here.
The exceptional parameter cases must also be stated. If or , no finite zero-energy minimum with exists. The same holds when . Because the derivative is nonzero at any positive-energy point on , none is a finite minimum there; the energy approaches zero along the runaway . If , all physical at give supersymmetric zero-energy minima. Thus an unconditional finite minimum or unconditional breaking would be a false claim for the printed arbitrary parameters.
For the homogeneous model, assume is twice differentiable, of degree one in the real moduli , and that its Hessian matrix for is invertible on the sector considered. Differentiate :
The two Euler theorem for homogeneous functions identities in the question imply
Multiplying by the inverse gives , so contracting once more yields
This is the no-scale identity from degree-one homogeneity. It does not assert that every degree-one function gives a positive or invertible metric: for example has a rank-one Kähler Hessian, and its inverse is undefined. The inverse hypothesis is necessary.
For complex moduli with , the same derivatives are the mixed Kähler metric; choosing real parts with a factor of two only introduces factors that cancel in the contraction. If is independent of these moduli, , and their contribution is . It cancels the universal , leaving no scalar potential from this isolated no-scale sector. Other chiral sectors can still contribute positive terms. For this conclusion in a larger theory, the displayed metric must be the appropriate decoupled no-scale block, or the full inverse metric must itself satisfy the corresponding identity; arbitrary mixed additions to do not inherit the cancellation automatically.
For the Polonyi model with canonical Kähler potential and , , a constant supersymmetric vacuum with requires real and exists exactly for . Its supergravity F-term potential is negative because . For , the supergravity auxiliary field cannot vanish. If , the model is flat with unbroken supersymmetry. This parameter-dependent statement is sharper than asserting that every linear superpotential breaks supersymmetry in supergravity.
For and positive , the Polonyi model has a unique zero-energy global minimum at , . Writing and , its potential bracket is , a sum of nonnegative terms. The real and imaginary curvatures are and . The other zero-energy stationary point with and is a saddle point. The stable vacuum has nonzero supergravity auxiliary field, so it has supersymmetry breaking even with zero cosmological constant. The branch does not fix these values.
For nonzero and , these field values give and all Kähler covariant derivatives of a superpotential zero, hence zero supergravity auxiliary fields and zero vacuum energy. With only the supplied chiral fields, the product condition gives a complex vacuum manifold rather than one isolated point. A specified gauged opposite-charge symmetry can add a D-flatness condition and a gauge quotient, but no such gauge sector should be invented from the field labels alone.