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Formation of a new benzene ring by joining carbon fragments, often followed by elimination and tautomerization that establish aromaticity.

hydroxide attacks an ester carbonyl to form a tetrahedral intermediate. Collapse expels ethoxide, and acid–base transfer gives the carboxylate and ethanol. Repeating this nucleophilic acyl substitution at the other ester produces the malonate dianion; acid workup gives $\mathrm{H}{\mathrm{O}}_2\mathrm{C}-\mathrm{C}(\mathrm{L}{)}_2-\mathrm{C}{\mathrm{O}}_2\mathrm{H}$, with $L=\mathrm{C}{\mathrm{H}}_2\mathrm{CH}=\mathrm{C}{\mathrm{H}}_2$ as defined above.

On heating, one carboxylic acid group is lost through a six-membered cyclic proton-transfer/bond-cleavage arrangement. A carbonyl oxygen of the retained group accepts the proton from the departing carboxyl OH as its C–C bond breaks and carbon dioxide forms; electron redistribution gives the enol-like form of the retained acid. proton transfer/tautomerization then producesThe net decarboxylation is ${\mathrm{C}}_9{\mathrm{H}}_{12}{\mathrm{O}}_4\to {\mathrm{C}}_8{\mathrm{H}}_{12}{\mathrm{O}}_2+\mathrm{C}{\mathrm{O}}_2$. The central carbon gains a hydrogen, both allyl substituents survive, and only one carboxyl group is removed. It would be incorrect to draw hydrolysis directly giving the final acid without accounting for this carbon loss. The favourable cyclic pathway is characteristic of malonic acid decarboxylation.

The first reagent supplies a vinyl nucleophile, $\mathrm{C}{\mathrm{H}}_2=\mathrm{CH}-$, rather than an allyl group. Two successive conjugate additions install vinyl at C2 and a 2-formylethyl chain at C1. Number the original nitro-bearing alkene carbon C1. Vinylmagnesium bromide attacks the beta carbon C2 of the nitroalkene, shifting the original C1=C2 electrons into a magnesium nitronate. The new C2–vinyl bond remains intact during the second stage; its terminal double bond is not the electrophilic site in that stage.

The carbon end of the nitronate at C1 then attacks the terminal beta carbon of acrolein. Move the acrolein C=C electrons towards its carbonyl and the C=O electrons onto oxygen. This forms the C1–CH2CH2CHO connectivity through an aldehyde enolate; protonation by methanol and tautomerization restore the aldehyde. The nitronate returns to a neutral nitro group as it makes the second C–C bond. Thus the chain is attached through the carbon formerly beta to the acrolein carbonyl, rather than by a direct addition to its aldehyde carbon.

After the first addition, C2 bears the vinyl group while the nitronate carbon C1 remains approximately planar. Approach of the second electrophile to the less crowded face, opposite the adjacent vinyl substituent, gives the new formylethyl chain trans to vinyl. Consequently nitro and vinyl are cis, as depicted: at C1 the chain and nitro group occupy opposite faces. This is a substrate-controlled diastereoselective tandem Michael addition. The reagents and starting material contain no chiral source, so the depicted product represents a racemic pair rather than an enantioselective synthesis. Steric facial selection explains the relative configuration without requiring a uniquely established magnesium aggregate or transition-state conformation.

Both permitted alternatives follow the same condensation–activation–migration sequence. sodium acetate liberates a useful concentration of hydroxylamine from its hydrochloride while providing a buffered medium. nitrogen of NH2OH attacks the ketone carbonyl; proton transfer gives a carbinolamine. protonation of its carbon-derived OH and loss of water, with nitrogen lone-pair donation, then gives the oxime after deprotonation. The two C=N geometries can be separated.

For the B-to-D route, oxime O-tosylation begins when oxime oxygen attacks sulfur of tosyl chloride and chloride leaves; triethylamine accepts the released proton. The resulting O-tosyl oxime has an excellent leaving group. The $K-R_a$ bond, anti to N–OTs, migrates to nitrogen while N–O cleaves, giving a ring-expanded nitrilium ion. Its local connectivity is $R_s-K\equiv N^{+}-R_a$, with the existing scaffold still joining the two paths. water attacks the nitrilium carbon $K$. proton transfers and imidic-acid/amide tautomerization produce D, with nitrogen inserted on the aromatic side of the old carbonyl.

For the C-to-E route, the same O-tosylation activates the other oxime geometry. Now the anti bond is $K-R_s$; its migration gives $R_a-K\equiv N^{+}-R_s$, and aqueous trapping produces E, with nitrogen inserted on the spiro-junction side. Each Beckmann rearrangement expands the ketone's six-membered ring to a seven-membered lactam. The original carbonyl carbon remains the amide carbonyl carbon; nitrogen is the inserted atom. In this mechanism the ketone oxygen is lost during oxime condensation, the oxime oxygen leaves with the sulfonate group, and water supplies the new amide oxygen.