Spontaneous supersymmetry breaking preserves the action and conserved supercharges, but the vacuum fails to be invariant. This differs from explicit breaking, which changes the symmetry of the action itself. In global four-dimensional N=1 supersymmetry, summing diagonal entries of the Super-Poincaré algebra writes the Hamiltonian as a sum of positive charge anticommutators. Its expectation is a sum of squared norms. Consequently a zero-energy vacuum is supersymmetric, whereas an existing vacuum with broken global supersymmetry has positive energy density. The energy zero is fixed by the algebra. Neither this positivity statement nor the particle-multiplet mass relations should be transferred without qualification to supergravity.
For supersymmetric quantum mechanics, let , , and let fermion parity anticommute with both charges. On a positive-energy eigenspace, is an odd involution: its square is one, it preserves energy, and it reverses parity. Thus every positive-energy bosonic state has a fermionic partner and conversely. Their contributions cancel in the Witten index
For a discrete spectrum with a well-defined trace, this proves independence of . Continuous changes of parameters also preserve the index if the trace stays well defined and no state escapes to infinity or crosses an unregulated continuum threshold. A nonzero index guarantees an unbroken supersymmetric ground state; a zero index is inconclusive. For example, de Rham supersymmetric quantum mechanics on a circle has a bosonic constant zero-form and a fermionic constant one-form, both normalizable zero modes, so it is unbroken with index zero.
A more explicit one-dimensional family illustrates how normalizability determines the answer. Define
Positivity of these Hamiltonian operators shows that a zero mode must solve or . Thus the only candidates are
For , the Gaussian minus-sector wavefunction is normalizable and its reciprocal is not, giving an unbroken model with when the minus sector is assigned even parity. For , , the exponent tends to opposite infinities at the two ends, so neither candidate is normalizable. Both partner potentials grow quartically; their spectra are discrete and their lowest energies cannot be zero. The lowest states are therefore paired at positive energy, , and supersymmetry is spontaneously broken. This is supersymmetric factorization and zero-mode normalizability. In quantum mechanics the paired ground states illustrate the charge algebra; a relativistic massless-particle conclusion requires field-theoretic hypotheses.
In relativistic global field theory, Goldstone's theorem has a fermionic version. If a conserved supercurrent charge does not annihilate the vacuum, its Ward identity has a nonzero vacuum contact term. Fourier transforming, the divergence of the current correlator cannot tend to zero smoothly at zero momentum. Its spectral representation therefore contains a massless fermionic pole: the Goldstino, with spin one-half. This statement assumes a Poincaré-invariant vacuum and the usual local unitary field-theory conditions. It does not require a bosonic Goldstone particle for the fermionic symmetry. In supergravity the Goldstino can instead supply the longitudinal polarization of a massive gravitino.
For canonical chiral superfields , elimination of their auxiliary fields gives
A supersymmetric vacuum solves every . At a stationary broken vacuum,
The same matrix is the chiral-fermion mass matrix, so the nonzero vector is a zero mode. This derives the Goldstino zero mode from vacuum stationarity. The transformation independently identifies that direction through its inhomogeneous shift.
For one canonical chiral field, , , has everywhere, a massless fermion and a classically flat scalar direction. It is flat F-term breaking with a linear superpotential, rather than an isolated vacuum. In contrast, a nonconstant polynomial of positive degree has a complex root and hence a supersymmetric vacuum; in particular a generic quadratic or cubic single-field superpotential cannot remove all such roots. This argument assumes canonical nonsingular kinetic terms and does not claim that every runaway or nonpolynomial model has a vacuum.
A renormalizable three-field O'Raifeartaigh model gives a less degenerate illustration:
The auxiliary equations require , then , leaving . They cannot vanish simultaneously. For real positive with , the potential obeys
Therefore its global tree-level minimum has , arbitrary , and energy . The massless is the Goldstino, while is a pseudomodulus. At , the scalar mass-squared spectrum is , and the fermion masses are . This exhibits both the stability condition and the loss of ordinary supermultiplet mass degeneracy in a broken vacuum. Quantum corrections can lift the pseudomodulus and must be analysed rather than assumed away; the noncompact classical valley also prevents an unqualified finite-volume Witten index trace argument. The index, the vacuum equations and the Goldstino theorem consequently answer complementary questions.
Short-time limit of a supersymmetric path integral Created 2026-10-03 Updated 2026-11-05
For a Witten index,
the path integral of supersymmetric quantum mechanics has periodic fermionic boundary conditions. They differ from the antiperiodic conditions for an ordinary thermal partition function. Under suitable trace and regulator assumptions, positive-energy bosonic and fermionic partners cancel, permitting a short-time evaluation from the surviving zero modes. A symmetry insertion instead imposes the twisted boundary conditions of an equivariant supertrace.
For the supersymmetric oscillator with bosonic energies and fermionic energies in units with unit oscillator gap,
Pairing before taking preserves the single unpaired ground state. Taking separate short-time limits of the two traces gives divergent quantities and obscures that cancellation. A continuum spectrum or ill-defined trace requires additional analysis; supersymmetry alone does not justify exchanging all limits and integrals.
Supersymmetric factorization and zero-mode normalizability Created 2026-10-14 Updated 2026-11-05
The candidate zero modes are in the minus sector and in the plus sector; this follows from the positive squared-norm expressions for their energy. Their membership in the Hilbert space determines whether supersymmetry is unbroken. For only the first is normalizable. For , , neither is normalizable, while both partner potentials grow quartically and have discrete spectra. Thus their strictly positive lowest energy is paired and supersymmetry is broken, with zero Witten index.
Supertrace Created 2026-10-03 Updated 2026-11-05
A supertrace is a trace weighted by the grading of a Hilbert space. For fermion parity , it is : even states contribute with a plus sign and odd states with a minus sign.
In supersymmetric quantum mechanics, paired positive-energy states have opposite fermion parity and cancel in the supertrace of . Unpaired zero modes then contribute to the Witten index. This cancellation requires a well-defined trace or a consistent regulator; a continuum reaching zero energy can invalidate a naive term-by-term argument. The supertrace is therefore useful for counting protected differences between sectors, while an ordinary thermal trace adds both sectors and counts a different quantity.