For the shallow-water approximation, let the vertical scale be much smaller than the horizontal scale, so vertical acceleration is negligible and pressure is hydrostatic. Assume constant density, a flat impermeable bottom, a free surface under constant atmospheric pressure, and a horizontally moving column with no leading-order vertical shear. Neglect friction. Taking the bottom at , hydrostatic pressure is , so its horizontal gradient is independent of . The horizontal momentum equations are therefore
Integrating incompressibility from the bottom to the free surface, using zero bottom vertical velocity and the surface kinematic condition , gives
Together these are the nonrotating shallow water equations.
Rotation with angular velocity adds Coriolis force terms and to the left sides of the and equations, respectively. The centrifugal potential is absorbed into the background pressure and effective gravity. Thus
Write and . Taking the horizontal curl, including the derivatives of the advecting velocity, yields
For example the curl of the Coriolis force contribution is , and the curl of nonlinear advection supplies . Since and , division gives
This is exact shallow-water potential vorticity conservation within the rotating shallow water equations.
For the quasi-geostrophic approximation, take a horizontal scale , speed , mean depth , and slow time . Require small Rossby number and small surface departure . Introduce the Rossby deformation radius and Burger number . Geostrophic balance gives , hence . The Froude number is . These assumptions select slow balanced motion, with fast gravity-wave transients absent at leading order.
Define the quasi-geostrophic streamfunction by . The leading geostrophic flow is , which is horizontally nondivergent. Expanding the exact shallow-water potential vorticity gives
The correction is smaller than by . Advecting it by the leading geostrophic flow, while the constant leading term has zero gradient, gives
Here potential-vorticity conservation means that is carried unchanged by the leading horizontal trajectories. Potential-vorticity inversion means solving the elliptic equation , with appropriate boundary or decay conditions, to recover and thus the velocity. Conservation evolves the scalar field; inversion obtains its velocity field.
For a mean current , substitute and into potential-vorticity conservation. Retaining first-order terms gives
Let . Differentiating the mean inversion relation gives . Away from this is zero, so decay at both infinities gives . A velocity jump would introduce a derivative of a delta function, absent from , so is continuous. Integrating through zero now gives , and therefore
For the regular interfacial normal mode , the linear equation reads
In each region, choose zero perturbation potential vorticity, giving . This supplies a regular solution even if at isolated locations away from the interface. Continuity and decay require , where . Integrating the equation across zero gives
Since , the nonzero normal mode has
This potential-vorticity step edge wave is an interfacial Rossby wave. Displacing the potential vorticity jump creates alternating anomalies; their inverted velocity displaces the interface further with an intrinsic propagation opposite to the positive mean current. The mechanism requires a nonzero jump, or more generally a gradient, of the mean potential vorticity. It does not require planetary variation of . Reversing the jump reverses the intrinsic propagation; setting the jump to zero removes this interfacial restoring mechanism.
Use the streamfunction convention , , and take . With , the material derivative is . This convention differs from the horizontal quasi-geostrophic streamfunction convention used below. The nonlinear Boussinesq equations are
The component of vorticity is . Differentiate the first momentum equation in and subtract the derivative of the second. The pressure terms cancel; the derivatives of the advecting velocity cancel by . Thus , or
Conservation of total buoyancy, with background gradient , gives
Both equations retain the nonlinear advection terms.
Write , with , and take the background buoyancy anomaly to be zero. The linear equations for are
For a normal mode , the second equation gives . Substitute this into the first to obtain the Taylor–Goldstein equation
Here and the calculation is initially away from critical levels . The first term is the restoring effect of stable buoyancy on vertically displaced parcels. The second comes from advection of the background vorticity gradient : a displacement creates a vorticity anomaly, whose induced velocity acts back on the displacement. This is the shear-flow counterpart of a Rossby wave restoring mechanism; its sign can also permit instability, so it is not invariably stabilizing.
Rigid boundaries imply , hence . For a real, regular normal mode, multiply the Taylor–Goldstein equation by , integrate, and integrate its second derivative by parts. The endpoint term vanishes, leaving
For a smooth real dispersion branch, differentiate this identity with respect to . The stated stationarity of removes the term involving , so . Direct differentiation at fixed gives
Since the frequency is , the group velocity is , and therefore
This is variational group velocity of a Taylor-Goldstein mode. Singular critical levels or a vanishing denominator require separate limiting analysis; no stationarity proof is needed here.
For the sinusoidal profiles, choose . In the interior,
The profile ratios extend to the endpoints in this reduced equation. Thus always gives a nonzero real , with . For this normal mode,
The denominator in the group velocity expression is . It follows that
Although vanishes at the endpoints, this weighted integral is finite; the vanishing of supplies the required cancellation. The formula is the limiting derivative approached from the regular real branch with , before any interior critical level is encountered.
If instead and are constant, still take . The same vertical eigenfunctions satisfy the Taylor–Goldstein equation, now with
There is no value of guaranteed to give real for arbitrary positive parameters: if , all these squared wavenumbers are negative. A nonzero real exists exactly when ; equality gives only the degenerate , limit. For a real branch the same group velocity calculation gives .
To test exact nonlinear validity, take a real normal mode and its corresponding buoyancy perturbation , where . Because
the quadratic vorticity self-advection is zero: . The quadratic buoyancy self-advection, however, is
This nonlinear exactness test for a stratified streamfunction mode distinguishes the cases. For constant , is constant, so both quadratic terms vanish. The background-mode terms already satisfy the linear equations, hence the constant-profile modes are exact finite-amplitude solutions of the ideal Boussinesq equations. Pressure can be recovered from the momentum equations: the vorticity equation supplies their compatibility condition in this simply connected strip.
For the sinusoidal profiles, has a nonzero derivative in the interior. For every nonzero and nonzero real , is not identically zero; it produces a second horizontal harmonic that is absent from the proposed solution. Thus none of these nontrivial sinusoidal-profile modes is an exact finite-amplitude solution. A field is merely an added horizontal shear with no vertical motion and is a degenerate exception to the wave calculation, not a propagating member of it.
Write , and . On the fixed yield surface, and , where is stress-space arc length. Substituting , , into planar force balance gives
Thus , with .
For a spatial curve and a function , the chain rule gives
Here primes refer to the spatial parameter , not the yield-curve parameter . The displayed row-matrix product being zero is therefore sufficient for to remain constant.
The eigenvectors of are and , with eigenvalues and . Along these slip lines, respectively, and . This proves the stress characteristics for an anisotropic yield curve:
For the velocity relations, the outward normal to the reduced yield curve is proportional to . The associated flow rule, using the symmetric stress work pairing , therefore gives a rate-of-strain tensor proportional to
The off-diagonal stress variation contributes , which ensures this normality calculation uses the correct factor. Direct multiplication gives : neither slip line direction extends instantaneously.
Resolve the velocity as . Since and , its longitudinal derivative along an curve is , and along a curve it is . Setting these extensions to zero gives the Geiringer velocity relations:
Write for the Kirchhoff stress tensor and for the second Piola-Kirchhoff stress tensor. Since and for the velocity gradient,
Therefore the upper-convected rate as a stress push-forward is
For the simple shear flow, put and . The velocity gradient and rate-of-strain tensor are
Their upper-convected derivative gives
Denote the symmetric extra stress by , and the relaxation time by to distinguish it from . The Oldroyd-B model in the question becomes
For the steady constitutive response, , and . Hence
A constant imposed shear rate can still have startup transients; these values describe the steady response.
For circular Couette flow , the velocity gradient in the orthonormal polar basis is
For completeness, in fixed Cartesian coordinates let and . Then and . Along a particle, the polar basis rotates at angular speed . Its contribution to the material derivative cancels the rigid-rotation part of in the upper-convected derivative. The rotating-frame reduction of circular viscoelastic shear therefore leaves
The flow direction is now and the gradient direction is . With , the same simple-shear constitutive calculation gives
Angular force balance implies is constant. Integrating gives . With and ,
The radial force balance is . Thus the inertialess Oldroyd-B circular Couette pressure is
The constant is fixed by a pressure or normal-traction boundary condition.
Put and use reference cylindrical coordinates and current coordinates . The deformation map is , , . In the associated orthonormal bases its deformation gradient is
Its determinant is one, as required by incompressibility. The radial principal stretch is . The other two squared principal stretches are the eigenvalues of the tangential-axial block of :
Writing , they are
The positive square roots give , and .
The strain energy density is per reference volume, so the energy per height is
The work rates per height are from the end torque and from the inner pressure. The outer surface contributes no work because it is traction free, and the fixed height has zero axial work. Thus the virtual work identities for twist and inflation of an incompressible tube are
For a neo-Hookean solid, an irrelevant energy constant can be omitted:
Differentiating under the finite integral gives
An antiderivative divided by is . With , the neo-Hookean tube pressure under twist and inflation is therefore
It vanishes for an untwisted undeformed tube, and the twist contributes the last term at fixed radii.
The inextensible fibre constraint gives . Write the fibre direction and its transverse unit direction as
Then and . In plane strain, incompressibility gives . Decomposing the second column of the deformation gradient along therefore gives , where . Hence
This is a local rotation followed by simple shear.
The compatibility of the deformation map requires . Since and , this is
Taking components gives the compatibility relations for incompressible inextensible-fibre plane strain:
Along a reference curve,
Thus is constant when . The equivalent condition also covers . Its current tangent is proportional to , so these transverse curves are straight wherever the deformation is regular.
To construct the stress with zero body force, specify the local shear stress as the material's function or functional of under simple shear. The normal stresses are constraint reactions: incompressibility supplies pressure, and the inextensible fibre constraint supplies fibre tension. Write
The compatible geometry has with , so , , and . Resolving along the two directions gives
The triangular equilibrium construction for inextensible-fibre plane strain now determines by integration along fibres and then along transverse curves. Thus any regular compatible deformation has a local zero-body-force stress construction once the shear law and suitable boundary integration data are supplied. There is no additional constitutive normal-stress law to specify: the two normal components are fixed by force balance and boundary tractions. This does not assert that arbitrary separately prescribed boundary tractions can accompany an arbitrary deformation.
Use both material isotropy and material frame indifference. The polar decomposition in continuum mechanics writes , where is the left stretch tensor. Isotropy removes the reference rotation: . Choose an orthonormal eigenbasis of . A half-turn about any principal axis leaves fixed but reverses appropriate off-diagonal entries of . Frame indifference therefore makes those entries zero. If a principal stretch is repeated, rotations in its eigenspace additionally force the stress to be isotropic there. Thus the principal stresses share the stretch axes: this proves coaxiality of isotropic elastic stress with and with .
For simple shear, the left Cauchy-Green deformation tensor is
Its principal axes make an angle with the coordinate axes satisfying when . If the two principal stresses are , rotating their diagonal matrix back gives
Consequently the universal simple-shear normal-stress identity is
Equivalently, it follows immediately from the off-diagonal entry of . At , the undeformed material has isotropic stress, so the identity holds there too. No particular elastic constitutive equation has been used.
Figure 1.
Principal stress and stretch axes of an isotropic elastic material under simple shear
. Details.

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