Character space of C1 on a compact interval 2026-10-14
The coordinate function has spectrum : outside the interval its difference from a scalar has a continuously differentiable reciprocal, and on the interval it has a zero. Every character of an algebra therefore takes the coordinate to some . Polynomial density in the norm containing both function and derivative, together with automatic continuity of characters, forces evaluation at on every function. The maximal ideals are exactly .
Past exam of the mathematics course of the University of Cambridge 2007 iii Paper 8 3 Solution Created 2026-10-03 Updated 2026-10-14
The Gelfand-Mazur theorem says that a nonzero complex unital Banach algebra in which every nonzero element is invertible is the complex field itself: where . This is an isometric isomorphism under the usual normalization ; without that normalization its norm is simply . We first prove the required spectral and resolvent facts rather than assume them.
For any element of a complex unital Banach algebra , define its spectrum of an element byIf , the partial sums of converge in the complete algebra. Multiplying a partial sum by on either side gives , proving the Neumann series inverse. For this givesThus the spectrum is bounded. Under , ; for an unnormalized identity the same estimate with numerator suffices. Also as .
If is outside the spectrum and , then for ,This follows by factoring and applying the just-proved series. The series converges locally in norm, proving that the resolvent set is open, the spectrum is closed, and the resolvent of an element is holomorphic. Subtracting inverse equations also gives the resolvent identityconsistent with the derivative from the local series.
The spectrum is nonempty. If it were empty, the resolvent would be an entire algebra-valued function tending to zero at infinity. Choose a bounded linear functional with , extending the functional on by the complex Hahn-Banach theorem. Then is an entire function, bounded outside a disk by the Neumann estimate and bounded inside by continuity and compactness. The Liouville theorem makes it constant, and its decay makes that constant zero. But , a contradiction. We have proved that every spectrum is a nonempty compact subset of the disk .
Now assume every nonzero element of is invertible. For any , choose . The noninvertible element must be zero. Thus every element is a scalar multiple of the identity, uniquely because , andNo commutativity assumption was needed for this part; it is forced by the conclusion. Complex scalars are essential to the spectral argument.
For the maximal ideal space and its correspondence with characters of an algebra, now take to be a commutative complex unital Banach algebra. Every proper ideal lies in an algebraic maximal ideal by Zorn's lemma: a chain's union is an ideal not containing . Every proper ideal also has proper closure. Otherwise it contains an element with , which is invertible by the Neumann series, forcing the ideal to contain . A maximal ideal is therefore closed, since its closure is a proper ideal containing it.
The quotient , with its quotient norm, is a complex Banach algebra. Completeness follows from closedness of , and submultiplicativity follows by taking infima over representatives. It is a division algebra: if , maximality gives , so for some , . Hence is invertible. By the proved Gelfand-Mazur theorem, , with the identity mapping to . Composing this isomorphism with the quotient map produces a nonzero multiplicative complex linear functional with kernel .
Conversely let be a nonzero multiplicative complex linear functional, without assuming continuity. Nonzeroness and multiplicativity give , hence and surjectivity onto . Its kernel is a maximal ideal. If were invertible, applying to its product with an inverse would give . Therefore , soThis proves automatic continuity of characters; with normalized identity their operator norm is one. Finally a kernel determines its character uniquely: for every , its class in is a unique scalar multiple of the unit, and every character with kernel must take that scalar value. We have obtained the bijectionThe commutativity in this correspondence cannot be dropped: has the maximal two-sided ideal , but has no scalar-valued character, since such a character would have zero kernel and give an impossible injective linear map into .
For use in the next question, the spectrum equals character values in a commutative Banach algebra. We have proved one inclusion. For the other, if is noninvertible, its generated ideal is proper, hence lies in a maximal ideal. The corresponding character takes to . ThusGive the Gelfand topology, namely the weak-star topology of pointwise convergence on through these characters. It is Hausdorff and compact: the characters lie in the dual unit ball and form a weak-star closed subset, described by the closed equations and . Apply the Banach-Alaoglu theorem. The Gelfand transform , where , is consequently a contractive unital algebra homomorphism into ; it separates distinct characters. This argument proves compactness and continuity, but does not assert injectivity or isometry for an arbitrary Banach algebra.
Past exam of the mathematics course of the University of Cambridge 2009 iii Paper 10 5 c Solution Created 2026-10-03 Updated 2026-10-14
A character of an algebra is a nonzero multiplicative complex linear functional . Nonzeroness and multiplicativity force , so it is onto . Its kernel is an ideal, and the quotient is the field , making the kernel maximal.
Continuity is automatic. The element cannot be invertible, since applying to an inverse equation would give . On the other hand is invertible whenever , by the Neumann series. Hence , the automatic continuity of characters bound.
Conversely let be a maximal ideal. Its closure is an ideal, because multiplication is continuous. That closure is proper: otherwise there would be with , making invertible by the Neumann series and forcing . Maximality gives . The quotient is consequently a Banach algebra. It is a division algebra: for any , the larger ideal equals , so the class of has an inverse. By the Gelfand-Mazur theorem, , and its quotient map gives a continuous character of an algebra with kernel .
If two algebra characters have the same kernel, then lies in the second kernel, giving for every . Thusis a bijection. This proves that maximal ideals of a commutative complex unital Banach algebra are character kernels.
Past exam of the mathematics course of the University of Cambridge 2014 iii Paper 6 5 Solution Created 2026-10-03 Updated 2026-10-06
A character of an algebra is a nonzero complex linear multiplicative map . It necessarily satisfies . If , then cannot be invertible, since applying to an inverse identity would give . Therefore . The Neumann series bound givesproving automatic continuity of characters. In particular every algebra character belongs to the closed unit ball of ; no prior continuity was needed.
The character space of an algebra is , the set of all algebra characters. Its Gelfand topology is the weakest topology making every evaluation continuous, equivalently the weak-star topology inherited from . Within the weak-star compact ball , it is the closed set specified byThese equations are closed conditions on finitely many evaluations at a time. By the Banach-Alaoglu theorem, is compact, and it is Hausdorff because distinct characters differ on an evaluation.
To obtain every spectral value from a algebra character, take . Commutativity makes the ideal proper, so it is contained in an algebraic maximal ideal . Every such maximal ideal is norm closed: its closure is an ideal, and cannot be all of , because an element of sufficiently close to would be invertible by the Neumann series. Maximality then makes its closure equal to itself.
The quotient is a complex Banach division algebra, hence is by the Gelfand-Mazur theorem. Composing the quotient map with this scalar identification gives a algebra character with . Together with the first inclusion,The same maximal-ideal argument shows that the algebra character space of a nonzero algebra is nonempty.
Now suppose is a commutative C-star algebra. All its elements are normal. The C-star identity givessince the self-adjoint element satisfies . Iterating yields . The spectral radius formula along this subsequence provesThis is spectral radius norm equality for normal elements, applied to the commutative case.
For a self-adjoint , the element is unitary for every real , so . Algebra character continuity and multiplicativity giveIts modulus is , forcing . Write with self-adjoint. ThenThis proves that characters of a C-star algebra respect the involution. The conjugation bar is present in the original PDF and must be retained; the TeX aid omits it.
The Commutative Gelfand--Naimark theorem states that a complex commutative unital C-star algebra is isometrically star-isomorphic to for a compact Hausdorff space, canonically . Its Gelfand transform isIt is a unital algebra homomorphism; the conjugation identity just proved makes it preserve the involution. The algebra character description of the spectrum and the spectral-radius equality giveThus it is injective and isometric, and its range is closed because is complete. The range contains constants, is closed under complex conjugation, and separates points of : two distinct algebra characters differ on some element of .
The complex Stone-Weierstrass theorem says that a self-adjoint unital subalgebra of separating points is uniformly dense. For completeness, its familiar lattice argument explains the last step. The real part of its uniform closure is closed under absolute value, by polynomial approximation of on bounded real intervals, and hence under finite maxima and minima. Constants and point separation permit a real function matching any given real continuous at any chosen pair of points. Fixing the first point, take a maximum of finitely many such functions to obtain a function above everywhere and equal to at that first point. It is below in a neighborhood of that point. A finite cover by these neighborhoods and the minimum of their associated functions then lies between and everywhere. Real and imaginary parts give density for complex functions.
Apply this to . Its range is both dense and closed, so it is all of . ThereforeThis proves the commutative theorem in the setting of the question. For the zero algebra the corresponding compact space is empty and the representation is .
Past exam of the mathematics course of the University of Cambridge 2015 iii Paper 6 4 Solution Created 2026-10-03 Updated 2026-10-06
Work over and take a nonzero commutative unital Banach algebra , with . A character of an algebra is a nonzero multiplicative complex linear functional . It satisfies . Moreover : otherwise would be invertible, although its image under is zero. The bound on the spectrum of an element therefore gives , proving automatic continuity of characters and .
Every proper maximal ideal of is closed. Indeed its closure is an ideal; if this closure were all of , would contain an element within distance less than one of . Such an element is invertible by the Neumann series, forcing . Thus the closure is proper and maximality makes it equal to . The quotient Banach space , with its quotient Banach algebra structure, is a complex normed division algebra. By the Gelfand-Mazur theorem, it is , so the quotient map gives a character of an algebra with kernel . Conversely, the kernel of every character of an algebra is a maximal ideal, since the character is onto . The Zorn lemma supplies a maximal ideal containing every proper ideal, so the character space of an algebra is nonempty.
These facts give the exact relation between the character space and the spectrum of an element:One inclusion was proved above. For the other, if is noninvertible, the principal ideal it generates is proper because is commutative. Contain it in a maximal ideal and use its corresponding character of an algebra to obtain .
Give the Gelfand topology, namely its subspace topology from the weak-star topology on . In the closed unit ball of , it is the intersection of the closed conditionsConsequently Banach-Alaoglu theorem makes a compact Hausdorff space. For every , define the Gelfand transform . This is a continuous function on by definition of the Gelfand topology. The Gelfand representation theorem gives a contractive unital algebra homomorphism over a fieldMultiplicativity and linearity follow by evaluating at each character of an algebra; the supremum norm equality follows from the preceding spectrum of an element identity. Its kernel isthe Jacobson radical. Equivalently, its elements have spectrum of an element . Thus is injective precisely when is a semisimple commutative Banach algebra, and it gives a faithful continuous representation of as a function algebra. Its range contains the constants and separates points of , because distinct characters of an algebra differ on some . An arbitrary Banach algebra need not have an isometric or surjective Gelfand transform, nor a uniformly dense range: those conclusions require further hypotheses.
For the Banach algebra on a nonempty compact Hausdorff space , all characters of an algebra are evaluation characters. To see this, let be a maximal ideal. If its elements had no common zero, compactness would supply with no common zero. The continuous function belongs to , is strictly positive on , and has a continuous reciprocal. It is therefore invertible, a contradiction. Hence all elements of vanish at some , so and maximality gives equality. The associated character of an algebra must be : since , its value on is .
The map is a continuous bijection , using separation of points by continuous functions. Compactness and the Hausdorff property make it a homeomorphism. Under this identification the Gelfand transform is , so it is the identity representation of , in particular an isometric onto map. The empty gives the zero algebra, whose empty character space represents the zero function space; it was excluded by the nonzero unital convention above.
Now let be a commutative unital C-star algebra. The stronger conclusion is the Commutative Gelfand--Naimark theorem: the Gelfand transform is an isometric onto C-star homomorphism . We prove the additional assertions without assuming this conclusion.
First every character of an algebra respects the C-star algebra involution. If , the elements , , are unitary elements of a C-star algebra, and their norm is one by the C-star identity. Continuity and multiplicativity give . Thus for every real , forcing to be real. Writing with and self-adjoint gives . Therefore the range of is closed under complex conjugation.
Every element of commutative is a Normal element of a C-star algebra. For a normal , use the C-star identity, and then the same identity for the self-adjoint element , to obtainIts powers are also normal, so . The spectral radius formula gives , hence . The Gelfand transform is therefore an isometry, and its range is complete and closed in the supremum norm. It contains constants, separates points and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence all of .
The approximation step in Stone-Weierstrass theorem can also be seen directly here. For a unital conjugation-closed point-separating subalgebra , the real-valued part of its uniform closure is closed under absolute values, by polynomial approximation to on bounded intervals, hence under pointwise maxima and minima. Its real-valued functions separate points. Given real and , for each an affine rescaling of a separating function produces agreeing with at ; take a constant when . For fixed , finitely many neighbourhoods of where cover . Their maximum exceeds everywhere and agrees with at , hence is less than near . Finitely many of these latter neighbourhoods cover ; the minimum of their lies between and everywhere. Approximate real and imaginary parts separately. This proves the density used above and completes the C-star algebra conclusion.
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 106 1 Solution Created 2026-10-03 Updated 2026-10-06
Invertibility is stable under sufficiently small perturbations, and inversion is continuous. Let be the identity of the complex unital Banach algebra , with its submultiplicative algebra norm. For , completeness makes the Neumann seriesconverge in . Multiplying either side of the partial sums by gives , which tends to , proving that the sum is a two-sided inverse.
Fix , the group of invertible elements of a Banach algebra. If , thenso the Neumann series makes invertible. This proves that is open. It also gives a local boundWe retain here so the estimate does not silently assume a normalized identity. The inverse identitythen impliesThis proves continuity of inversion in a Banach algebra.
For a unital Banach algebra, the spectrum of an element isFor a nonunital Banach algebra, use its unitization of an algebra with multiplication and normIt is a unital Banach algebra, with identity , and define . In this nonunital convention, belongs to the spectrum: the scalar coordinate of is zero, so it cannot be invertible in .
The spectrum is nonempty and compact. It suffices to work in a nonzero unital Banach algebra, since unitization reduces the other case to this one. The group of invertible elements of a Banach algebra is open, so the complement of the spectrum of an element is open. For , the Neumann series givesThus is closed and lies in , hence is compact.
For nonemptiness of the Banach-algebra spectrum, suppose that were defined on all of . At any , factoring gives a locally convergent power seriesFor every bounded linear functional , the scalar function is therefore entire. The bound at infinity makes it bounded outside a disk, while continuity makes it bounded on the disk. By the Liouville theorem, it is constant; since it tends to zero at infinity, it is identically zero. The version of the Hahn-Banach theorem used here says that bounded linear functionals separate points of a normed vector space: if , there is with . Consequently for every , contradicting . This proves the assertion.
Every nonzero complex unital normed division algebra is algebraically and topologically isomorphic to . This is the Gelfand-Mazur theorem; completeness is not needed in its statement. Let be a normed division algebra, and take its completion of a normed space using the algebra norm to obtain a unital Banach algebra . Submultiplicativity extends multiplication continuously to the completion, and the original identity remains its identity.
For , the spectrum of an element of in contains some . If in , the division-algebra assumption supplies an inverse in , which is still an inverse in . This contradicts . Therefore . The map is a bijective complex algebra homomorphism, andIt and its inverse are continuous; when , it is an isometry.
A complete algebra norm on a function algebra dominates the supremum norm, even before continuity of point evaluations is known. Let be the given algebra of functions. Form the same artificial unitization even if already has an identity. For each , the algebraic mapis a unital multiplicative complex linear functional. No continuity has been assumed. Since , the element cannot be invertible: applying to an inverse equation would give . Hence , and the spectrum bound already proved yieldsTaking the supremum proves the supremum bound for a complete function-algebra norm:In particular every is bounded, and every point evaluation is a bounded linear functional of norm at most . This is an instance of automatic continuity of characters: a character of an algebra on a Banach algebra is bounded because its value at any element belongs to that element's spectrum.
Past exam of the mathematics course of the University of Cambridge 2018 iii Paper 106 5 a Solution Created 2026-10-03 Updated 2026-10-05
For the first norm-one assertion, use the usual unital Banach algebra convention . A character of an algebra is a nonzero complex linear multiplicative functional, initially without any continuity assumption. It satisfies , since otherwise for every . Moreover, cannot be invertible: applying to an inverse identity would give . ThusThis proves automatic continuity of characters and . Evaluation at the normalized identity gives the reverse inequality, soIf a convention permits , only follows in general: on with norm , the identity character has norm . The later completion argument needs only the upper bound.
If is invertible, , so every character is nonzero on . Conversely, if is not invertible, its principal ideal is proper and lies in a maximal ideal by Zorn lemma. The ideal is closed: if its closure were the whole algebra, it would contain with , making invertible by the Neumann series, which is impossible for a proper ideal. Maximality therefore gives . The quotient is a complex Banach division algebra, hence is by the Gelfand-Mazur theorem. The quotient map yields a character vanishing at . Consequently
Now let . Its evaluation characters give the map . Every character has this form. Indeed, its kernel is a proper ideal. If the functions in that kernel had no common zero, compactness would give finitely many in the kernel with no common zero. Then belongs to the kernel and is everywhere positive, hence is invertible in , a contradiction. At a common zero , the fact that belongs to the kernel gives for every . Continuous functions distinguish points of the compact Hausdorff space , so the map is bijective. It is continuous for the Gelfand topology, and the compact-to-Hausdorff continuous bijection theorem givesFor the norm comparison is trivial; assume henceforth that .
Let be the completion for the other algebra norm . It remains commutative and unital, with embedded densely. The restriction of any is a nonzero character of , since it takes to , and is automatically continuous for the original supremum norm. Thus maps into . It is injective because two continuous characters agreeing on the dense subalgebra agree on , and it is continuous because each coordinate is weak-star continuous.
The character space is weak-star compact even if its identity was not normalized: the spectral bound puts all its characters in , and the conditions , define a weak-star closed set. Apply Banach-Alaoglu theorem. Consequently is a homeomorphism onto a closed subset .
Suppose . The compact Hausdorff space is normal, so choose an open with . By the Urysohn lemma, choose with and on , and choose with on and on . Then . Every character of restricts to evaluation at a point of , so . The invertibility criterion proved above makes invertible in . Multiplying by in gives , contradicting . Therefore and is onto .
For each , choose a character extending . Its spectral bound givesTaking the supremum over proves the minimality of the supremum norm on C(K):