Gauss–Codazzi equations 2026-10-06
The Gauss–Codazzi equations relate the intrinsic curvature and connection of an embedded submanifold to its second fundamental form and the ambient curvature. The Gauss equation controls tangential curvature; the Codazzi equation controls the covariant derivative of the second fundamental form. The Gauss formula is the tangential-normal splitting used to derive these relations.
For a hypersurface with unit normal vector , put , , and for tangent vectors. The induced metric is nondegenerate precisely when the normal is non-null. With and , the Gauss formula is . Substituting twice into the ambient Riemann curvature tensor and projecting tangentially gives the displayed Gauss equation. Its normal projection gives , the curved-ambient Codazzi equation. A null hypersurface needs additional geometric data because its induced metric is degenerate.
Assume the level set is regular and non-null. The latter hypothesis is necessary: a null hypersurface has a degenerate induced metric and hence no ordinary intrinsic Levi-Civita connection determined by that metric. Normalize the normal vector and define the non-null hypersurface projection by
Here denotes the induced metric restricted to tangent vectors, while its ambient extension annihilates . The intrinsic covariant derivative is for tangent vector fields. Projection of the ambient torsion-free connection and metric compatibility shows that is the Levi-Civita connection of . Define the extrinsic curvature by , or . It is symmetric: differentiating the defining function twice and projecting removes the derivative of its normalization, leaving a multiple of its symmetric Hessian. This sign convention makes the scalar second fundamental form .
Let be the tangent linear map characterized by . Differentiating and gives the Gauss formula
Fix the Riemann curvature tensor convention
Applying the Gauss formula twice gives
Subtracting the expression with interchanged, and then subtracting the bracket derivative, proves
Thus the Gauss–Codazzi equations for a non-null hypersurface give the intrinsic Riemann curvature tensor as
All free indices here are tangent to the hypersurface. The normal component of the same calculation is
After antisymmetrizing and using , this yields the curved-ambient Codazzi equation
The extrinsic curvature measures how tangent planes turn in the ambient manifold; the Gauss equation says that this turning contributes to intrinsic curvature even when the ambient Riemann curvature tensor is zero.
For the quadric in Minkowski spacetime, write its position vector as . On the hypersurface, and differentiating this identity in a tangent direction gives . Hence is a unit normal and a spacelike vector, , and in flat Cartesian coordinates. Therefore . The ambient Riemann curvature tensor vanishes, so
This is unit-radius de Sitter spacetime. Reversing the normal changes to but does not change this curvature. An opposite overall convention for the Riemann curvature tensor would reverse both curvature signs below.
To retain a four-dimensional Lorentzian metric while reversing the curvature, take a flat ambient metric with two negative directions and the quadric
Now the position vector is a unit normal with negative squared norm, so while remains true. The Gauss equation gives
This is unit-radius Anti-de Sitter spacetime. If a positive-definite induced metric is acceptable, an even simpler alternative is to keep the original one-time ambient Minkowski metric and change the quadric level to . Each sheet then gives four-dimensional hyperbolic space with the same negative curvature, but its induced signature differs from that of de Sitter spacetime.
At , each of the given ambient rotations fixes , rotates its tangent plane and preserves the local surface. Naturality of the shape operator under that rotation makes commute with every planar rotation. A symmetric real two-by-two operator commuting with all rotations is scalar, so every point of is an umbilical point. The trace-free part of the shape operator is continuous. Density therefore makes it zero everywhere on .
Locally write . The Codazzi equation gives for tangent fields ; choosing independent fields proves . Thus the surface is locally a plane if , or has constant spherical center
since its differential is . A change of normal reverses both and , leaving this center unchanged, so these local descriptions patch across the connected surface. In the flat case the whole surface lies in one plane, where a regular surface without boundary is open; a nonempty such set cannot also be compact and closed. Hence the flat case is excluded. In the other case lies on one sphere of radius . Its inclusion in that sphere is locally open, since both have dimension two, and its compactness makes the image closed. Connectedness of the sphere forces the image to be the entire sphere. Therefore is a sphere.
With the curvature convention , the Gauss equation for a Euclidean embedded submanifold is
The Codazzi equation is
where the derivative uses the Levi-Civita connection on tangent arguments and the normal connection on the value of .