Autoionization 2026-10-13
An excited atom or ion above an electron-emission threshold can decay without a photon by ejecting an electron and leaving a more highly charged ion. This is autoionization. Its rate competes with radiative stabilization in dielectronic recombination; the inverse electron-capture channel is dielectronic capture.
The Boltzmann distribution for two atomic levels at thermodynamic equilibrium is
where is the statistical weight of an atomic level. For a resolved level of total angular momentum , when magnetic substates are unresolved.
To extend this counting to the continuum, assume an ideal, nondegenerate plasma with classical free Electrons and neglect the small difference between the translational masses of the two heavy ionic species. Let be the electron fugacity in the Saha equation, with the Electron chemical potential measured relative to its rest energy. The two Electron spin states and the phase-space cell volume give
Chemical equilibrium for capture equates the bound species' chemical potential to the sum for its parent ion and free Electron. Thus applying Boltzmann factors to a bound level at energy gives . Eliminating the Electron fugacity proves the level-specific Saha ionization equation:
The factor two is the Electron spin multiplicity; the factor with power is the inverse free-electron translational state density. A total-ionization Saha equation sums the bound states into an internal partition function, whereas this expression refers to one specified level.
For dielectronic recombination, write the entrance ion as in ground state , and the intermediate state of as . Capture excites the core from to while binding the incident Electron. The resonance energy relative to the entrance continuum is . The doubly excited state can eject the Electron by autoionization, or undergo radiative stabilization to a bound state.
Let be the partial autoionization rate back to the entrance ion, the total autoionization rate, the total radiative decay rate, and the rate of radiative decays that stabilize into bound levels. For an isolated narrow resonance, the Saha-Boltzmann equilibrium ratio has the bound-state energy replaced by the positive resonance energy:
At equilibrium, inverse dielectronic capture and autoionization fluxes balance: . This establishes the capture coefficient even when the actual plasma is not in local thermodynamic equilibrium. In the low-density, weak-radiation recombining plasma, the intermediate level instead has the stationary balance
Multiplying its population by the successful stabilization rate gives the actual recombination coefficient
Here the equilibrium population was used only to determine the capture rate by detailed balance; it was not assumed to equal the intermediate population when photons escape. This is precisely why the competing decay probabilities appear.
Use the supplied core-transition relation between the Einstein coefficients and atomic oscillator strength,
Here is the fine-structure constant and the Bohr radius, not a recombination coefficient. Factor out and define
Substitution yields
This definition accommodates several entrance and decay channels. In the common spectator-electron approximation with one autoionization channel and stabilization by the core transition, and . If all coupled substates of the captured Electron are summed, , giving
For an intermediate state resolved by fine structure, retain its actual instead of that summed weight. The stabilization probability itself is ; the requested is not just this branching probability, because the prefactor has already factored out the core radiative rate and statistical weights of atomic levels. Radiative transitions to another still-autoionizing state require that state's eventual survival probability, rather than automatically counting every emitted photon as stabilization.
The total dielectronic recombination coefficient sums all accessible positive-energy resonances. In this isolated-resonance approximation it has the form
with atomic factors included in . The resonance-temperature dependence of dielectronic recombination follows by differentiating a single term's logarithm:
Thus low temperatures suppress a positive-energy resonance, although resonances very near threshold can still matter; at sufficiently high temperature a fixed set of resonances falls as . Several core-excitation series can produce several peaks. When autoionization is much faster than radiation, the capture-and-survival product is limited by the stabilizing radiative rate; when capture is weak, autoionization is the limiting inverse-capture rate. For a fixed Rydberg angular channel, autoionization typically decreases at high principal quantum number while the core radiative rate changes little. Capture into very high levels is vulnerable to subsequent collisional or field ionization, so finite-density survival can suppress the total rate. dielectronic recombination is resonant and strongly temperature-selective; its magnitude can be important in coronal ionization balance.
The solar corona is a hot, dilute plasma in which collisional ionization mainly proceeds by direct Electron impact and by excitation-autoionization. The principal inverse ion-changing processes are radiative recombination and dielectronic recombination. Three-body recombination is negligible at ordinary coronal densities. Photoionization, stimulated recombination and charge exchange are normally secondary in this fully ionized, collision-dominated regime, although they should be reconsidered near irradiated or neutral interfaces.
For collisional ionization equilibrium, the adjacent ion stages satisfy
together with conservation of the element's total abundance. Thus the low-density ion fraction depends primarily on . This fixes the amount of Si X available for line emission, but not the populations of its excited levels: a coronal approximation does not impose a Boltzmann level distribution.
Within an ion, Electrons collisionally excite, de-excite and redistribute levels. Their collision rate coefficient for an atomic transition is
The rate per ion is . Maxwellian detailed balance gives, for ,
Strong allowed transitions undergo rapid spontaneous emission; forbidden magnetic-dipole and electric-quadrupole transitions give much smaller decay rates and can leave a metastable atomic level appreciably populated. Radiative cascades feed levels from higher states. Absorption and stimulated emission add rates proportional to the local radiation field through the Einstein coefficients when significant. Proton collisions can also mix closely separated levels separated by fine structure and should be included when their rates matter.
Write . A stationary collisional-radiative model solves
where, in the simplest electron-plus-radiative model, with for an upward transition. Add proton and radiation rates when appropriate. Include enough levels and radiative branches to capture population feeding. The thermal collision data, radiative probabilities and wavelengths then determine each line's optically thin atomic line intensity:
The factor distributes isotropic emission over solid angle. photon intensities omit . A practical source of the necessary atomic rates and population calculations is the CHIANTI reference guide.
Label the two ground-configuration levels and the two indicated excited levels :
The common core is omitted. Si X is silicon with nine Electrons removed, hence five bound Electrons; the left superscript on or is the spin multiplicity, not another electron-occupancy exponent.
The observed lines correspond to decays and . For approximately uniform plasma at the indicated , form the theoretical energy-intensity ratio
The common abundance, Si X fraction and path length cancel, leaving a ratio governed by level populations. The frequency factor is for the rounded wavelengths. With observed photon counts, first apply the detector calibration and use the corresponding photon-ratio convention.
The electron-density diagnostic from metastable populations can be seen in a reduced rate model. The upper ground level has only a weak radiative decay to . Ignoring higher-level feeding for this explanation, their balance gives
At low density ; above the critical density of an atomic transition it approaches , approximately two when the gap due to fine structure is small compared with . This saturation can occur while the strong upper-level transitions still remain radiatively dominated.
Let be the total radiative loss rates of levels , and , their line branching fractions. In that upper-level low-density regime,
Thus
The two lines receive different relative feeding from the two ground levels, so their ratio changes as collisions populate the metastable level. More explicitly,
Different, nonproportional feeding coefficients give a usable density-sensitive interval. With , this reduced model even permits explicit inversion:
Physical solutions require positive density and a ratio within the allowed calibration range. The actual Si X calibration should use the full multilevel population system, not discard cross-excitation, cascades or all competing branches simply to use this illustrative formula.
Operationally, evaluate the model ratio at the known temperature over a density grid and match the calibrated observed ratio to it, propagating line-flux and atomic-data uncertainties. No observed ratio or numerical atomic rate set is supplied here, so the result is this inference procedure rather than a numerical density. At low- or high-density saturation, the ratio constrains density poorly. Deconvolve blends or sum every unresolved transition in the theoretical feature; for example, the neighboring branch can contribute near the 356-Angstrom feature when unresolved. Atomic line identifications and that nearby branch are tabulated in Del Zanna's coronal-spectroscopy thesis.
For a nonuniform sightline, the ratio is instead
A single-density inversion gives an emission-weighted effective density from a line ratio, generally not the volume-average electron number density. The density estimate is meaningful within its temperature, optical-depth, line-blending and spatial-uniformity assumptions. This is the precise interpretation of an average density obtained from the observed pair.
For temperature-independent atomic rates and an isolated positive-energy resonance, dielectronic recombination has the displayed dependence. Differentiating its logarithm gives a maximum at . A sum of resonances can have several peaks, and near-threshold resonances change the low-temperature behavior. Collisional destruction of captured high levels can introduce density dependence.
Three-body recombination 2026-10-13
Three-body recombination captures an Electron while a second free electron carries away energy, the inverse of direct electron-impact ionization. Its rate scales as the parent-ion density times the square of electron density. It is usually negligible compared with two-body radiative recombination and dielectronic recombination in the low-density solar corona, but matters in sufficiently dense plasmas.