Variational method Created 2026-09-24 Updated 2026-10-13
The variational method estimates the lowest energy of a Quantum Hamiltonian by choosing a trial wavefunction, evaluating its energy, and optimizing the trial parameters. It uses the quantum variational principle, the Rayleigh-Ritz variational principle expressed for quantum states. Let be a self-adjoint operator bounded below, and define , the bottom of its spectrum. Every normalized admissible trial quantum state satisfiesWhen is an energy eigenvalue, it is the ground-state energy; equality holds precisely for a quantum state in the ground-state subspace. Otherwise the bottom of the spectrum need not be attained by any normalizable wavefunction.
Admissible means finite form energy. Choose a real and use the shifted quadratic form of a positive quantum Hamiltonian:The form domain is independent of this choice of and can be larger than the operator domain . For , is the usual expectation value; for nonzero unnormalized trials, divide by to get the form version of the Rayleigh quotient. See the quantum variational principle for the general domain justification.
Thus each trial energy is an upper bound on , and minimizing within a trial family improves that upper bound. It is not a lower bound on . The Gaussian variational energy for the harmonic oscillator reaches because its family contains an exact ground state. The exact variational solution in a two-level system makes the equality condition visible as vanishing excited-state probability amplitude.
The method is useful when solving the Schrödinger equation exactly is difficult but integrals of a trial wavefunction are tractable. Enlarging a trial family cannot increase its optimal energy, although an optimum need not be attained. The beauty is that even an imperfect trial gives a rigorous bound, provided its form energy is computed exactly: numerical integration errors require separate control. The Gaussian variational estimate for a solvable sextic potential provides an existing example beyond a quantum harmonic oscillator.
A short proof explains the direction. With a complete orthonormal eigenbasis of energy eigenstates, write , where and . ThenThis is a weighted mean of nonnegative energy differences; equality requires every occupied energy eigenstate to have energy . [ref]
https://ocw.mit.edu/courses/8-05-quantum-physics-ii-fall-2013/61bc31b8d8bf0680c322733910a71aa0_MIT8_05F13_Chap_01.pdf. Barton Zwiebach, Wave Mechanics, MIT 8.05, 2013, §5, pp. 18–20
. For continuous spectrum, the spectral theorem replaces the sum by an integral against the scalar spectral measure of , with the same nonnegative integrand. This proves the bound without assuming an orthonormal eigenbasis exists.The historical setting predates quantum mechanics: Rayleigh's The Theory of Sound, volume I, appeared in 1877, and Ritz's paper on solving variational problems of mathematical physics appeared in volume 135 of Crelle's journal, catalogued by its publisher as 1909, pp. 1–61. These are original works associated with the Rayleigh-Ritz method; the dates here identify the publications rather than assert priority. [ref]
https://archive.org/details/theorysound06raylgoog. Lord Rayleigh, The Theory of Sound, volume I, 1877
; [ref]https://doi.org/10.1515/crll.1909.135.1. Walter Ritz, Über eine neue Methode zur Lösung gewisser Variationsprobleme der mathematischen Physik, original article and publisher metadata
.