The functional's stipulated positivity initially means , without assuming continuity. For a Hermitian element of a C-star algebra , the identity
expresses it as a real linear combination of two adjoint squares. Their functional values are real, so is real. Write with and Hermitian. Complex linearity gives and . Therefore
This is the Hermitian symmetry used in the Cauchy–Schwarz inequality for positive C-star functionals.
For , suppose exists. The identities and show, by multiplication on either side, that
For example, multiplying on the left gives , and the right product gives the same cancellation. Thus invertibility of implies invertibility of . Interchanging proves the converse. The nonzero spectra of products in opposite orders are therefore equal:
In particular the requested inclusion follows. The exclusion of zero matters: for the unilateral shift operator , has Banach algebra spectrum , whereas has Banach algebra spectrum .
Use the spectral definition of a Positive element of a C-star algebra: is positive if and . We use the standard continuous functional calculus for a Hermitian element of a C-star algebra, including its real Banach algebra spectrum and the equality of its norm with its spectral radius. To prove positive without assuming this as part of the definition, first establish two elementary cone facts.
If are positive and , the continuous functional calculus gives and the corresponding bound for , hence
Since is self-adjoint, every spectral value is real and satisfies , so . Thus the positive cone of a C-star algebra is closed under addition. It is proper: if both and are positive, their Banach algebra spectra force , and the self-adjoint norm equality gives . It is also norm closed: if converges to , choose ; then passes to the limit and forces every spectral value of to be nonnegative.
Now put , and form its negative part by continuous functional calculus. Let . Because is a function of , the scalar identity gives
This has nonpositive Banach algebra spectrum. The previously proved equality of nonzero product Banach algebra spectra shows that also has nonpositive Banach algebra spectrum; it is self-adjoint, so both and are negative elements. Write , where and are self-adjoint. Direct multiplication gives
By the spectral mapping theorem, the squares are positive, so their sum is positive by the cone fact above. But the same sum is negative, since both its original summands are negative. Properness forces . Then is both negative and positive, so , whence . The C-star identity applied to the self-adjoint gives . Thus , proving
This establishes positivity of adjoint products from spectral positivity. It also proves positivity under congruence: for and any , write using its functional-calculus square root; then .
For the comparison of squares, we first derive inversion reverses the order of strictly positive elements. If with both positive and invertible, then
The continuous functional calculus gives , because the scalar function is nonnegative on . Congruence then gives
No commutation of was assumed.
Next derive the square-root resolvent integral in a C-star algebra. For ,
For , substituting reduces the integral to ; for it is zero. For a positive element , the norm of is at most . Thus the integral converges in norm, with integrable bounds near zero and near infinity, uniform on . The continuous functional calculus consequently gives
Put and . The assumption says . For every , inversion reverses the order of the strictly positive elements and . Subtracting the two square-root formulas therefore yields
Here and because themselves are positive. Every truncated integral has a positive integrand, so is positive; norm convergence and closedness of the positive cone of a C-star algebra make its limit positive. This proves order preservation by the positive square root in the required case:
It is important that this argument does not factor as , which would be invalid for noncommuting elements.
For , apply the continuous function on its nonnegative compact Banach algebra spectrum. The resulting element is self-adjoint, has nonnegative Banach algebra spectrum by continuous functional calculus, and satisfies . Thus has a positive square root in a C-star algebra.
Finally, if the positive element is invertible, its compact Banach algebra spectrum is bounded away from zero. Let ; continuous functional calculus gives . Since , we also have , so . The reciprocal function is continuous on this Banach algebra spectrum and supplies . Therefore under the given positivity assumptions.
The definitions in a unital C-star algebra are
Thus a Hermitian element of a C-star algebra is self-adjoint, a Unitary element of a C-star algebra has inverse , and a Normal element of a C-star algebra commutes with its adjoint. We derive the needed C-star algebra facts directly from , as required.
First gives , and
gives ; applying the same argument to gives equality. Thus the involution is an isometry. For a Unitary element of a C-star algebra ,
The general Banach algebra spectrum bound gives for . Such a is nonzero, and the inverse spectral mapping theorem gives , so also . Hence
If , the convergent exponential series and the isometric involution give . These commuting exponentials multiply to , so is unitary for real . By the exponential spectral mapping theorem, if then . Taking gives , so
Only general Banach algebra spectral mapping theorem and the defining C-star identity were used.
Now prove spectral permanence for C-star algebras. Let be the norm-closed C-star subalgebra with the same identity. The algebraic inclusion always gives . For , both spectra lie in . If , choose nonreal . Since , each belongs to . By continuity of inversion in a Banach algebra, these inverses converge in to , which belongs to because is closed. Thus , proving equality for hermitian elements.
For the requested normal , suppose is invertible in . The element is hermitian and invertible in , so the equality just proved places in . Consequently
Since already has a two-sided inverse in , multiplying by that inverse gives . Hence its inverse belongs to , and
We need one more elementary consequence of the C-star identity: the spectral radius norm equality for normal elements. If , then . If is normal, commutativity of gives
Every power of is a Normal element of a C-star algebra. Induction gives . The general spectral radius formula therefore implies
The continuous functional calculus is the unique unital -homomorphism taking the coordinate function to . For bounded linear operators on a Hilbert space, the adjoint identity gives . Therefore
This proves the C-star identity for directly; completeness and submultiplicativity come from the operator norm. Let
Because is a normal operator, this is a commutative unital C-star algebra. Every element of is a Normal element of a C-star algebra, so the preceding norm identity says its Gelfand transform is isometric:
Here is the compact character space from the general Gelfand representation theorem for commutative Banach algebras.
Each algebra character preserves the involution. Indeed, write with hermitian; and similarly for , so . Therefore the continuous map
is injective: its value determines and hence its value on all the dense polynomials. It is surjective because the general character description of the spectrum gives , and spectral permanence for C-star algebras identifies this with . A continuous function that is a bijection from a compact space to a Hausdorff space is a homeomorphism, so we identify with .
Under this identification, the Gelfand transform sends to and to . Its image is an isometric, and therefore closed, unital self-adjoint subalgebra of . It separates points because it contains . The complex Stone-Weierstrass theorem makes the image dense, hence equal to all of . Inverting the Gelfand transform and including into gives
an isometric unital C-star homomorphism with .
To prove uniqueness without assuming automatic continuity of C-star homomorphisms, let be any other such map. Since every is normal, is normal. A unital algebra homomorphism preserves inverses, so
Using the normal-element norm identity yields . Thus is contractive. It agrees with on polynomials in , since both send them to the same polynomials in . These polynomials are dense by the Stone-Weierstrass theorem, so continuity proves . This establishes the continuous functional calculus with no unproved theorem specific to C-star algebras.
A disconnected spectrum gives a nontrivial closed invariant subspace. Write with nonempty and both open and closed in . The indicator function is continuous on , even though no such continuity is needed across the gap outside . Let . The continuous functional calculus gives
Its isometry gives and , so . The linear projection has closed range . Its range is nonzero and proper, and proves invariance. Since it also commutes with , the same subspace is reducing. This proves disconnected spectrum gives a reducing subspace.
Figure 1.
A disconnected spectrum and its continuous indicator, which produces a nontrivial reducing projection
. Details.
The figure can be realized without any eigenvalues: take , where is planar area on the two closed disks, and let multiply by . Its adjoint multiplies by , so it is a normal operator. An eigenvector for would be supported on the area-zero singleton , hence would be zero in . Outside , multiplication by is a bounded inverse to . For , normalized indicator functions of have , excluding a bounded inverse. Thus its spectrum is exactly . The linear projection in the figure multiplies by , and its range consists of functions supported on the left disk.
The Beurling–Gelfand spectral radius formula states that for every element of a complex Banach algebra,
For a Hermitian element of a C-star algebra , the C-star identity gives . Iterating,
The subsequence in the spectral-radius limit therefore proves .
Let be a unital C-star homomorphism. If is invertible in , its inverse is sent to an inverse of in . Thus without assuming continuity of . For Hermitian , is also Hermitian, so
For arbitrary , apply this inequality to and the C-star identity in both algebras:
Hence for every .
Now assume is injective. For a fixed , it is enough to prove norm preservation on , a commutative unital C-star algebra: the preceding square-norm identity will then recover the norm of . By the Commutative Gelfand--Naimark theorem, identify with . Let . It is also a commutative unital C-star algebra, and its character space is compact. Each restricts along to a character of , hence to evaluation at a point . The map is continuous, so is closed.
If , the Urysohn lemma provides a nonzero vanishing on . Then for every . Faithfulness of the Gelfand transform in gives , contradicting injectivity. Thus is onto. The isometric Gelfand transform of now gives
Finally,
This proves that an injective C-star homomorphism is isometric without assuming its image is closed before norm preservation has been established.
In a unital C-star algebra , an element is Hermitian when , unitary when , and normal when . It is a Positive element of a C-star algebra when for some , equivalently when it is Hermitian and its spectrum lies in .
Suppose first that , and normalize so that both equal one. If , the C-star identity gives
Writing , we obtain
for every real , which forces . Decomposing an arbitrary into its Hermitian real and imaginary parts now gives
Let . Every character of an algebra on the commutative unital Banach algebra generated by has norm and value at one equal to one, so the preceding argument makes its value on real. The character description of the spectrum of an element therefore gives . Iterating the C-star identity,
so . If , then has nonnegative spectrum and is positive, as is ; hence
is a difference of positive elements.
If and , then spectral translation gives
Thus is positive and, by the norm--spectral-radius equality for Hermitian elements, .
Return to a norm-one with . For , the preceding paragraph and reality on Hermitian elements give
Scaling proves that is a positive functional on a C-star algebra. Every character has norm and value at one equal to one, so every character is positive. On , the functional
is positive but is not multiplicative, and hence is not a character.
Conversely, let be positive. Writing a Hermitian element as a difference of positive elements shows that is real on Hermitian elements. Positivity of
for every says that the associated quadratic polynomial is nonnegative. Minimizing it in gives the Cauchy--Schwarz inequality
Taking yields . Since , positivity gives
Together with , this proves .
Convex combinations preserve positivity and value one at the identity, so the state space is convex. If is normal, the unital C-star subalgebra is commutative and its Gelfand transform identifies it with . Choose with . Evaluation at is a state taking to . Its norm-preserving Hahn--Banach extension to still takes to one, so the norm criterion makes the extension a state satisfying .
The state space is nonempty, convex, and weak-star compact by the Banach-Alaoglu theorem. The Krein-Milman theorem gives an extreme point, so a pure state on a C-star algebra exists. For positive , the preceding norm-attainment result makes
a nonempty weak-star compact convex set. It is a face: if a convex combination has the maximal possible value on , each summand does. An extreme point of exists by Krein--Milman and, because is a face, is extreme in . It is the required pure state.