Euclidean unit ball 2026-10-14
The Euclidean unit ball is the closed unit ball of the Euclidean norm, centered at zero. Its radial function is identically , making it a natural reference body for John ellipsoids and volume ratios.
John ellipsoid 2026-10-14
The John ellipsoid of a convex body is its inscribed ellipsoid of largest volume. For the unit ball of a -dimensional normed vector space, change coordinates so that this ellipsoid is the Euclidean unit ball. The resulting coordinates are called John position. In these coordinates the John contact decomposition implies , or .
For a bounded linear operator , write the weak square norm of a finite family as
It is a 2-summing operator if for all finite families, and is the least such . This specializes the definition of an absolutely p-summing operator.
First let , be Hilbert spaces. For the column operator , , the Riesz representation theorem gives . If is a Hilbert-Schmidt operator, the Parseval identity applied to orthonormal bases gives
Thus . Conversely test the summing inequality on any finite orthonormal family in . Its weak square norm is , by the Bessel inequality, with equality by choosing one of its vectors. Hence . Taking the supremum over finite subsets of an orthonormal basis proves the Hilbert-Schmidt operator condition and the reverse norm inequality. These basis sums work even for nonseparable Hilbert spaces, being understood as suprema of finite subsums. Therefore
For an -dimensional normed vector space , again associate a family with . By the Hahn-Banach theorem and scalar Euclidean duality,
Let be the orthogonal projection onto , whose dimension is at most . Since , the trace of gives
This proves for every norm, without comparing that norm to an arbitrary Euclidean norm.
To obtain equality and the projection bound, choose a maximum-volume centered ellipsoid inside the unit ball and use coordinates in which it is the Euclidean ball . In the real case this is the John ellipsoid; in the complex case maximize among Hermitian ellipsoids. There are unit contact vectors and positive weights with the John contact decomposition
For completeness, the maximum-volume argument gives this identity. If were outside the closed convex cone of the contact matrices, finite-dimensional separation would supply a symmetric, or Hermitian, matrix with and at every contact. The cone is closed because its compact generators have trace one. Subtract a sufficiently small multiple of the identity to make all contact inequalities strict while retaining positive trace. The support function of decreases near the contact directions for small ; away from them the strict gap between the support functions of and permits the same small deformation. Thus this deformed ball still lies in . Its volume increases, since the real determinant is in the real case and in the complex case. This contradicts maximality. The finite-dimensional convex-cone representation gives finitely many contacts, and taking traces gives the sum of the weights.
At a contact , a supporting hyperplane to also supports . The Euclidean ball has a unique supporting direction there, so the corresponding functional is and has dual norm one on . In the complex case balancedness of turns the real support bound into . Also gives . For any dual-unit functional , this containment implies that its Euclidean norm is at most one. Apply the summing definition to :
The weak square norm is exactly one, since any contact functional attains that Euclidean norm. Hence . Together with the upper estimate, the norm is
This proves the 2-summing norm of a finite-dimensional identity formula.
Finally retain the preceding finite-dimensional hypothesis when . Extend each to a dual-unit functional on using the real or complex Hahn-Banach theorem. Define
The contact identity gives , hence and its range is . The synthesis operator has Euclidean operator norm one, because its product with its adjoint is the identity. Therefore
Thus the linear projection satisfies , the Kadec-Snobar projection bound. If , the zero projection gives the same conclusion. No assertion about arbitrary infinite-dimensional subspaces is required.
Write and change coordinates so that its John ellipsoid is , the Euclidean unit ball. Then the standard symmetric-body inequalities are
We give the contact argument underlying the construction. The John contact decomposition provides unit contact vectors and positive numbers such that
The last inequality follows because the supporting hyperplane of at must also support the contained Euclidean unit ball, hence has normal . For completeness, the decomposition follows from maximal volume as follows. If were not in the convex cone generated by at contact points, finite-dimensional separation would give a symmetric matrix with and at every contact. Subtract for small , retaining positive trace and obtaining strict negative values. For small , the support function is less than near all contact directions. On the compact complement of those neighbourhoods, has a positive minimum, so the perturbed ellipsoid remains inside there too. But its determinant is , contradicting maximum volume. The cone is closed: its generating contact matrices form a compact set of trace , so bounded traces bound their nonnegative coefficient sums. Finite-dimensional convexity then supplies finitely many contacts in the decomposition. Finally, for the identity gives , proving the second containment above.
Construct an orthonormal basis recursively. After have been chosen, let be their orthogonal complement. The orthogonal projection satisfies
As , some contact satisfies . Choose . This works through and gives
In particular, for .
Keep the contact vectors used for this basis. They lie in . Therefore, if , then and
For a standard Gaussian random vector in these coordinates, put . These centered Gaussian random variables have , and .
Here is a proof of the Sudakov-Fernique inequality needed for this finite family. Let with independent standard Gaussian random variables , so that for . Take independently and use
The Hessian is . Along , Gaussian integration by parts gives
Indeed, the one-dimensional identity follows by integrating the standard Gaussian density by parts, and applying it to a linear representation of these Gaussian vectors gives the covariance formula used here. Since , letting yields .
To estimate that last maximum, integrating the Gaussian density on gives for an absolute . With , independence shows
Its negative part has expectation at most . Hence for all sufficiently large , and adjusting covers every ; for these finitely many cases the expectation is strictly positive. For , . For use one contact vector and ; for the requested right side is zero. Thus
for an absolute , independent of both dimension and the norm.
For a -dimensional normed vector space, with unit ball and John ellipsoid , its volume ratio is
It is at least and invariant under invertible linear coordinate changes.
For , the unit ball has volume : its intersection with each orthant is the standard simplex of volume . Its John ellipsoid is . To verify maximum volume, let be any centered inscribed ellipsoid. For each sign vector , containment gives . Averaging over independent Rademacher random variables yields . The arithmetic-geometric mean inequality for its squared singular values gives . The scalar matrix attains this bound because . Centered ellipsoids suffice: if is contained in the symmetric convex unit ball, averaging it with gives the centered copy with the same volume.
Using the stated Euclidean ball volume and ,
since . Therefore uniformly in .
The subsequent assertion for an arbitrary -dimensional space is false as printed. Here is a counterexample independent of any asymptotic section theorem. Take . Its John ellipsoid is : an inscribed has every row of of Euclidean length at most , so the Hadamard inequality gives , attained by . Let be any -dimensional subspace and an orthonormal basis of it. The random unit vector
has . Since for each coordinate , the moment-generating function bound for independent Rademacher random variables gives
Choose ; the latter probability is at most , so some unit vector in has . The proposed section inequality would therefore force
Thus even one half-dimensional section cannot have the printed universal constant.
The valid orthogonal splitting with bounded volume ratio is that may depend on , and suffices. This supplies a dimension-independent constant for the preceding case, or whenever is bounded uniformly. We prove the complete qualified assertion, including its epsilon-net ingredient.
In John position, . Polar integration of the radial function gives
where is normalized spherical measure.
A maximal -separated subset of is an epsilon-net. Balls of radius about its points have disjoint interiors and lie in the ball of radius . Comparing volumes bounds its cardinality by . Finite existence follows from this packing bound, and maximality proves the net property without assuming a separate covering theorem.
Choose two orthogonal -dimensional subspaces and one such net on each unit sphere. Rotate both by a common uniformly distributed orthogonal matrix . This distribution can be obtained from Question 1 applied to the compact orthogonal group with its Frobenius metric; left and right multiplication are transitive isometries. Consequently is uniformly distributed on for every fixed unit vector . The union bound shows that the probability that some rotated net point has norm less than is at most
Set . Because , the bracket is at most , and twice its th power is less than for every . Some rotation therefore makes every point of both nets have norm at least .
The triangle inequality and imply that is -Lipschitz for the Euclidean metric. Every unit vector of or is within of a good net point and thus has norm at least . By homogeneity, on both orthogonal subspaces,
For the first computation gives the absolute choice . The missing bounded-volume ratio restriction is essential; the literal unrestricted assertion cannot be proved.
Volume ratio 2026-10-14
The volume ratio of a -dimensional normed vector space is , where is its John ellipsoid. It is unchanged by invertible linear changes of coordinates. In John position, polar integration gives , with normalized spherical measure. Consequently .