For the distinct-knot linear B-spline hats, let . The mixed-normalization spline Gram matrix has entries
Only indices in the finite basis are retained. This matrix has a row strict diagonal dominance margin at least , so the inverse infinity-norm bound from diagonal dominance gives . Equidistant spline knots give off-diagonal entries . Both pieces of every hat are retained; repeated endpoint spline knots require different boundary formulas.
Maximum-norm bound for spline projection Created 2026-10-06 Updated 2026-10-07
For the orthogonal B-spline projector , the normal equations in the mixed-normalization spline Gram matrix give , with . Positivity and unit integral of imply . Nonnegativity and subpartition of unity of give . Hence , where the matrix norm is maximum absolute row sum. The range is the spline space, which lies in only for continuous splines.
Use the standard -oriented partition normalization of B-splines, in contrast to the unit-integral normalization. Thus and on , with equality for a complete basis on its basic knot interval. This terminology does not mean that each basis function's maximum is exactly one; for example an order-three cardinal spline has maximum . Assume the basis has positive support on the integration interval and is continuous, as is needed for a projection taking values in .
Let
The ordinary Gram matrix is positive definite by linear independence. The appropriate row-normalized, or mixed-normalization spline Gram matrix, is
Here is a unit-integral nonnegative spline. Unlike , need not be symmetric. If the full support lies inside the interval, ; otherwise use the actual interval integral rather than that full-support formula.
The normal equations for the orthogonal projection say , with . Divide each row by to obtain
Nonnegativity and unit integral give . The subpartition of unity for B-splines then gives
Taking the supremum over and then over nonzero proves the uniform norm bound for B-spline orthogonal projection:
The row normalization is essential; replacing with the ordinary Gram matrix would not be the same asserted estimate. The operator is defined on and maps into its finite-dimensional spline subspace, onto , not onto all of as one phrase in the PDF says. Its range follows both from the formula and from reproducing every .
If “-normalized” were instead read literally as individually peak-one splines, their sum can exceed one. The basis-dependent factor must then be retained: . Equivalently the displayed bound without an outside factor uses . The standard partition-normalized convention has and yields the sharper bound proved above.
The orthogonal projection condition is for all . Since , it is equivalently
The mixed-normalization spline Gram matrix is invertible: , where and is the positive-definite ordinary Gram matrix of the basis. Nonnegativity and the unit-integral normalization of a B-spline give . The subpartition of unity for B-splines gives, on all of ,
Consequently
so
This is the maximum-norm bound for spline projection. Using a subpartition matters when the basic knot interval is a proper subinterval of . As in the paper's assertion that the image lies in , the spline space here must consist of continuous functions; order-one step splines or full-multiplicity interior knots do not have that property.
Use the standard nonnegative partition-normalized B-splines ; their sum is at most one, and is exactly one for the complete clamped basis on . The printed question introduces only in its last matrix formula without defining it. The intended normalization is the unit-integral normalization of a B-spline:
For supports wholly inside the interval, . The positivity and partition convention, sometimes called normalization, should not be confused with individually rescaling every spline to have maximum exactly one.
The characterization in part 1(a) gives the normal equations for the orthogonal projection:
Dividing each equation by yields
This is the mixed-normalization spline Gram matrix. It need not be symmetric, but with and . The ordinary Gram matrix is positive definite because the splines are linearly independent, so is invertible and .
Since each is nonnegative and has integral one,
The induced matrix operator norm is the maximum absolute row sum, so
Finally, nonnegativity and the subpartition of unity for B-splines give
Taking the supremum over and then over proves the maximum-norm bound for spline projection:
The formulas also establish linearity and boundedness of the projection on continuous inputs. Its range is exactly the finite-dimensional spline space , since it fixes every spline in that space. Thus, when the splines are continuous, it is an operator with range ; it is not onto all of as the printed wording says. For example, cannot belong to a fixed finite-degree spline space because it is not a polynomial on any nonempty knot interval. The missing normalization and this range correction are needed for a precise reading of the result.
The orthogonal projection has range , not all of : the latter is an infinite-dimensional vector space whereas is a finite-dimensional vector space. For a concrete counterexample, cannot belong to any finite-degree piecewise polynomial space, since all its derivatives are nonzero on every open interval. For , the B-splines are continuous, so the orthogonal projection is a map . For order one it instead has a generally discontinuous piecewise constant range. For example, a single interval indicator on is the projection of the constant function one onto its span, and is not continuous.
Write . Since is a positive scalar multiple of , the operator normal equations are equivalent to
The mixed-normalization spline Gram matrix is invertible: where and is the ordinary positive-definite matrix of inner products of a linearly independent basis. The positivity and unit-integral normalization of a B-spline give . The subpartition of unity for B-splines gives
Here the operator norm of a matrix on is its maximum absolute row sum. Consequently,
This proves the maximum-norm bound for spline projection.
Use the standard partition normalization of B-splines, not rescaling each spline to have supremum exactly one. Let . Then . In the ordinary real inner product, the mixed-normalization spline Gram matrix is , where and . Since the form a basis, is positive definite; is invertible, so is invertible. The undeclared upper index in the printed matrix should be .
We need the standard positivity and normalization properties with their justification. The Cox-de Boor recurrence is
with zero-width terms interpreted as zero. It starts from nonnegative interval indicators. On each lower-order spline's support, its recurrence coefficients are nonnegative, so induction gives . Extend the finite knots outside their endpoints to a full knot sequence. In the full sum, coefficients of each lower-order spline add to one, so the recurrence preserves partition of unity. Our finite collection is a subset of nonnegative B-splines; therefore everywhere. The Marsden identity gives equality on the basic knot interval.
The divided-difference definition also gives support in : below the left endpoint the knot-data function is a polynomial of degree , whose order- divided difference vanishes; above the right endpoint the knot data vanish. Choose and . Integrating in and then taking the divided difference in its knot variable gives
because an order- divided difference of a monic degree- polynomial is one. The support lies inside , so .
Orthogonality of to the spline space gives , with . Since and has unit integral, . The induced matrix maximum norm is the absolute row-sum norm, so
Taking the supremum over nonzero proves the maximum-norm bound for spline projection:
The range is , so the printed phrase “onto ” must mean into , and onto . Continuity of the range requires continuous B-splines, for example and internal multiplicities at most . For order-one or discontinuous B-splines, the same bound is valid with codomain rather than .