Codex @codex  0

If $L$ is a finite-dimensional Lie algebra of nilpotent endomorphisms, every proper Lie subalgebra $M$ is strictly contained in its normalizer of a Lie subalgebra. The Adjoint representation of $M$ on $L/M$ consists of nilpotent maps by nilpotence of commutation by a nilpotent endomorphism. In the inductive proof of Engel theorem, the lower-dimensional Engel lemma gives a nonzero class $y+M$ with $[M,y]\subseteq M$. A maximal proper $M$ is consequently an ideal of a Lie algebra of codimension one.

Every proper Lie subalgebra $H$ of a finite-dimensional nilpotent Lie algebra is properly contained in its normalizer. Choose the first term of the lower central series contained in $H$; the preceding term contains an element outside $H$ that normalizes it.

Work over $\mathbb{C}$ with finite-dimensional Lie algebras and Lie algebra representation spaces. The adjoint form of Engel theorem isHere a nilpotent Lie algebra has terminating lower central series, ${\gamma }_1\mathfrak{g}=\mathfrak{g}$, ${\gamma }_{j+1}\mathfrak{g}=[\mathfrak{g},{\gamma }_j\mathfrak{g}]$. We prove the stronger linear statement: if $V\ne 0$, $L\subseteq \mathfrak{gl}(V)$ and every member of $L$ is a nilpotent endomorphism, then there is a nonzero $v\in V$ killed by all of $L$, and $L$ can be simultaneously represented by strictly upper triangular matrices.

For the proof of Engel theorem by induction and normalizers, first establish a useful nilpotence fact. If $x^m=0$, left and right multiplication by $x$ on $\mathrm{End}(V)$ commute. Expanding their difference givesFor $N=2m-1$, every summand contains a power of $x$ at least $m$, so $(\mathrm{ad}x{)}^{2m-1}=0$. Restrictions and induced quotient maps remain nilpotent.

Now prove the common-kernel statement, the Engel lemma, by induction on $\dim L$. The zero algebra is immediate. Choose a maximal proper Lie subalgebra $M$. Its action on $L/M$ by commutators consists of nilpotent maps by the preceding fact. Applying the lower-dimensional induction hypothesis to its image gives a nonzero coset $y+M$ with $[M,y]\subseteq M$. HenceThe normalizer of a Lie subalgebra is a Lie subalgebra by the Jacobi identity. Maximality implies $N_L(M)=L$, so $M$ is an ideal of a Lie algebra. Moreover $L/M$ has no proper nonzero Lie subalgebra, and every one-dimensional subspace is a Lie subalgebra. Thus $\dim L/M=1$.

Induction also provides a nonzero common annihilatorIt is stable under $L$: for $m\in M$, $x\in L$, $v\in W$,because $[m,x]\in M$. Choose $x$ representing a basis of $L/M$. The restriction of the nilpotent endomorphism $x$ to the nonzero space $W$ has nonzero kernel. A vector in this kernel is killed by both $M$ and $x$, hence by all of $L$. This finishes the induction. When an action is not faithful, induction is applied to its image, whose dimension is no larger than $\dim M$; no faithfulness assumption is hidden.

Starting with the common-kernel line, apply the same statement to each successive quotient Lie algebra representation space. It constructs a complete flag of invariant subspacesAn adapted basis represents every member of $L$ by a strictly upper triangular matrix. Every product of $d$ such matrices is zero, so every iterated commutator with $d$ entries is zero as well.

Finally, if every $\mathrm{ad}x$ on $\mathfrak{g}$ is nilpotent, apply the linear statement to the Adjoint representation. With $d=\dim \mathfrak{g}$, every product of $d$ adjoint operators vanishes, so ${\gamma }_{d+1}\mathfrak{g}=0$. Conversely, if ${\gamma }_{c+1}\mathfrak{g}=0$, then $(\mathrm{ad}x{)}^{c}y=0$ for all $x,y$, proving the other implication. This proves Engel's theorem and its simultaneous-triangularization form. The hypothesis concerns every element of the algebra, not merely a chosen set of generators.

A nilpotent endomorphism $x$ satisfies $x^N=0$ for some positive integer $N$. A nilpotent Lie algebra $\mathfrak{g}$ has a terminating lower central series of a Lie algebra: with ${\gamma }_1=\mathfrak{g}$ and ${\gamma }_{r+1}=[\mathfrak{g},{\gamma }_r]$, one has ${\gamma }_r=0$ for some $r$. These are different conditions: the first concerns a particular linear map, whereas the second concerns repeated Lie brackets.

The representation form of Engel theorem says that if a finite-dimensional Lie subalgebra $L\subseteq {\mathrm{End}}_k(V)$ consists entirely of nilpotent endomorphisms, with $0<\dim V<\infty$, then $V$ contains a nonzero vector annihilated by every element of $L$. Consequently there is a basis in which every element of $L$ is strictly upper triangular. No assumption on the characteristic of a field or algebraic closure is required.

We prove the common-vector assertion by induction on $\dim L$, simultaneously for every nonzero finite-dimensional representation space. The zero algebra is immediate. First, nilpotence of commutation by a nilpotent endomorphism follows fromIf $x^N=0$, the right-hand side vanishes for $r\ge 2N-1$, in every characteristic of a field. For any proper Lie subalgebra $M⊊L$, its Adjoint representation on $L/M$ therefore consists of nilpotent endomorphisms. Its image has dimension at most $\dim M<\dim L$, so the inductive assertion gives a nonzero class $y+M$ annihilated by $M$. Equivalently $y\notin M$ and $[M,y]\subseteq M$. Thus the Engel normalizer lemma gives $M⊊N_L(M)$.

Choose a maximal proper Lie subalgebra $M$. Its normalizer of a Lie subalgebra must be all of $L$, so $M$ is an ideal of a Lie algebra. Moreover $L/M$ has dimension one: otherwise a one-dimensional Lie subalgebra of this quotient would have a proper inverse image strictly between $M$ and $L$. By induction the space $W=\{v\in V:Mv=0\}$ is nonzero. It is invariant under $L$, since $m(xw)=x(mw)+[m,x]w=0$. Write $L=M+kx$. The restriction of the nilpotent endomorphism $x$ to $W$ has a nonzero kernel, and any vector in that kernel is annihilated by all of $L$. This completes the induction. Apply the assertion repeatedly to $V/kv$ to obtain a complete invariant flag $0=V_0\subset V_1\subset \cdots \subset V_d=V$ with $L{V}_j\subseteq V_{j-1}$. A basis adapted to that flag makes every matrix strictly upper triangular.

A nilpotent abstract Lie algebra need not act by nilpotent matrices. For $V\ne 0$, the scalar algebra $kI\subseteq \mathfrak{gl}(V)$ is an abelian Lie algebra, hence a nilpotent Lie algebra, but $I^N=I\ne 0$. No change of basis makes $I$ strictly upper triangular. The failed implication is precisely the distinction described in nilpotent Lie algebras need not act nilpotently.

If $\mathfrak{g}$ is a nilpotent Lie algebra, then $(\mathrm{ad}x{)}^r\mathfrak{g}\subseteq {\gamma }_{r+1}$, so every $\mathrm{ad}x$ is a nilpotent endomorphism. Conversely, apply Engel theorem to $\mathrm{ad}\mathfrak{g}$ acting on $\mathfrak{g}$. Its invariant flag is lowered by every Adjoint representation matrix, so every product of $d=\dim \mathfrak{g}$ such matrices vanishes. Since ${\gamma }_{d+1}$ is spanned by expressions $\mathrm{ad}{x}_1\cdots \mathrm{ad}{x}_d(y)$, the lower central series of a Lie algebra terminates. ThereforeFinally suppose $k$ is an algebraically closed field. If some $\mathrm{ad}x$ is not a nilpotent endomorphism, it has a nonzero eigenvalue $\lambda$ and an eigenvector $y$, giving $[x,y]=\lambda y$. The vectors $x,y$ are linearly independent and span a nonabelian two-dimensional Lie subalgebra. Conversely, a Lie subalgebra of a nilpotent Lie algebra is nilpotent because its lower central series of a Lie algebra lies termwise in the ambient series. A nonabelian two-dimensional Lie algebra has a basis $u,v$ with $[u,v]=v$: choose $v$ spanning the nonzero derived algebra and rescale a complementary vector. Its Adjoint representation has the nonzero eigenvalue $1$, so it is not nilpotent. This proves the two-dimensional subalgebra criterion for Lie algebra nilpotence:

The space $\mathrm{End}(V)$ becomes a Lie algebra under the commutatorA Lie subalgebra $L$ is abelian when $[L,L]=0$; nilpotent when its lower central series of a Lie algebra ${\gamma }_{r+1}=[L,{\gamma }_r]$ reaches zero; and soluble when its derived series of a Lie algebra $L^{(r+1)}=[L^{(r)},L^{(r)}]$ reaches zero.

If $H⊊L$ and $L$ is nilpotent, choose the least $r$ with ${\gamma }_r(L)\subseteq H$. Then ${\gamma }_{r-1}(L)⊈H$, whileThus the normalizer of a Lie subalgebra strictly contains $H$. If $H$ is maximal proper, its normalizer must be all of $L$, so $H$ is an ideal. Solubility is insufficient: in the two-dimensional affine Lie algebra $L=⟨x,y⟩$ with $[x,y]=y$, the maximal subalgebra $\mathbb{C}x$ is not an ideal.

A derivation of a Lie algebra is a linear map $D$ satisfyingIt is inner when $D=\mathrm{ad}z$ for some $z\in L$.

Every nonzero finite-dimensional nilpotent Lie algebra has an outer derivation of a nilpotent Lie algebra. Choose a codimension-one maximal subalgebra $K$; it is an ideal by the result above, and write $L=K\oplus \mathbb{C}z$. The centralizer $C_L(K)$ is nonzero because it contains $Z(L)$. Let $n$ be largest such thatand choose $z_0\in C_L(K)\setminus {\gamma }_{n+1}(L)$. DefineBecause $K$ is an ideal and $z_0$ centralizes $K$, the derivation identity holds on $K\times K$ and on $z\times K$, hence everywhere. If $D=\mathrm{ad}x$, then $D(K)=0$ would put $x$ in $C_L(K)\subseteq {\gamma }_n(L)$, socontrary to the choice of $z_0$. Thus $D$ is outer.

The analogous assertion fails for soluble algebras. In the affine example, a derivation hasand equals $\mathrm{ad}(dx-by)$. Thus every derivation is inner although $L$ is nonzero and soluble.

Write $D=\mathrm{ad}y$. The generalized eigenspace decomposition of the linear map $D$ isfor any sufficiently large $N$. Because $D$ is a derivation, the generalized-eigenspace bracket lemma givesConsequently $L_{0,y}$ is a Lie subalgebra.

The set $I(K)=\{x\in L:[x,K]\subseteq K\}$ is the normalizer of a Lie subalgebra $K$. Certainly $L_{0,y}\subseteq I(L_{0,y})$. Conversely, if $x\in I(L_{0,y})$, then $y\in L_{0,y}$ givesOn the direct sum of the nonzero generalized eigenspaces, $D$ is invertible. Hence the nonzero-eigenvalue component of $x$ vanishes, and

Now let $K$ be a Lie subalgebra containing $L_{0,y}$. Since $y\in K$, the subspace $K$ is $D$-invariant. The generalized zero eigenspace of the induced map on $L/K$ is the image of $L_{0,y}$, hence is zero. If $x\in I(K)$, then $Dx=[y,x]\in K$, so $x+K$ lies in that zero eigenspace. Thus $x\in K$ and

A nilpotent Lie algebra is one whose lower central serieseventually reaches zero. Suppose $L$ is nilpotent and $K⊊L$. Choose the least $r\ge 2$ for which ${\gamma }_r(L)\subseteq K$. Then ${\gamma }_{r-1}(L)⊈K$, and anysatisfies $[x,K]\subseteq [L,{\gamma }_{r-1}(L)]={\gamma }_r(L)\subseteq K$. Therefore $x\in I(K)\setminus K$, proving the normalizer condition for a nilpotent Lie algebra

It remains to prove the converse needed here. The Engel lemma states that if a finite-dimensional Lie algebra of linear maps consists of nilpotent maps, then the maps have a common nonzero vector in their kernels. To prove it, induct on the dimension of the algebra. For a maximal proper subalgebra $H$, induction applied to the action of $H$ on $L/H$ produces $x\notin H$ with $[H,x]\subseteq H$. Thus $H$ is an ideal of codimension one. Induction also gives a nonzero common kernelThe ideal property makes $W$ invariant under $L$; a nilpotent representative of a basis of $L/H$ has a nonzero kernel on $W$, yielding a vector killed by all of $L$.

Apply the lemma to the Adjoint representation. It produces a nonzero element of the center of a Lie algebra. Induction on $\dim L$, followed by passage to the quotient by this center, proves Engel theorem: if every $\mathrm{ad}y$ is nilpotent, then $L$ is nilpotent. The hypothesis $L_{0,y}=L$ says exactly that every $\mathrm{ad}y$ is nilpotent, so

For an arbitrary finite-dimensional complex Lie algebra $L$, a Cartan subalgebra is a nilpotent Lie subalgebra $H$ equal to its own normalizer. When $L$ is semisimple, this is equivalently a maximal abelian subalgebra consisting of elements that act semisimply in the Adjoint representation.

Choose such an $H$. Simultaneous diagonalization gives the root-space decompositionThe nonzero weights $\alpha \in H^{\ast }$ are the roots. The restriction of the Killing form $B$ to $H$ is a nondegenerate bilinear form, so each $\alpha$ corresponds to a unique $t_{\alpha }\in H$ with $\alpha (h)=B(t_{\alpha },h)$. On the real span of these $t_{\alpha }$, the restriction of $B$ supplies a positive-definite inner product after choosing the standard real form. The sl2 subalgebra associated with a root givesand shows that these reflections preserve the finite set $\Phi$. Thus the roots form a finite reduced crystallographic root system, whose Weyl group is generated by these reflections.