Use the usual minor and major symmetries of the elastic stiffness tensor, positive density, and strong ellipticity in elasticity. For the plane elastic wave , substitution into momentum balance gives the acoustic tensor problem
The major symmetry makes a real symmetric matrix. Moreover for nonzero under strong ellipticity in elasticity. Hence its three eigenvalues are positive and the three positive wave speeds are real. Symmetry alone proves only reality of : an unstable isotropic tensor with negative shear modulus has negative transverse . The requested reality therefore uses stability as part of the physical elastic-solid assumption.
The elastic slowness surface consists of three sheets, with , satisfying
It is centrosymmetric. Sheets can meet at degenerate polarizations; they need not be spherical or convex in an anisotropic solid. The group velocity is normal to the corresponding smooth sheet: for a sheet tangent , differentiation of gives . The coefficient vector is proportional to the group velocity, so its scalar product with every tangent vanishes.
Fix horizontal slowness and put . Define
The symbol on a tensor index is an index, whereas is a horizontal slowness component. The vertical slowness equation is the vertical slowness sextic of an anisotropic solid
The leading coefficient is , so it is a degree-six polynomial with real coefficients. Nonreal roots occur in conjugate pairs, leaving between zero and six real roots counted with multiplicity. Generically the counts are ; a grazing repeated root can give an odd count of distinct real roots. Geometrically these are the intersections of a vertical line of fixed horizontal slowness with the three sheets.
All four generic counts are actually possible in a stable material. For example, take and orthotropic Voigt stiffnesses
The stiffness matrix is positive definite. For horizontal slowness , the three diagonal acoustic equations are
The choices give respectively six, four, two and zero real vertical roots.
For the general depth-dependent amplitude, substitution of the horizontal harmonic factor yields
For six simple roots , choose nonzero null vectors of the corresponding matrix. The complete solution is
Complex vertical roots give evanescent waves. At defective repeated roots the usual polynomial-in-depth factors multiplying exponentials must be included, or the solution can be defined by a limiting procedure.
To classify the modes, take positive downwards and . The reduced traction for a mode is
Mechanical energy crosses a plane at rate . Averaging the real harmonic fields uses . With velocity amplitude and traction amplitude , the time-averaged vertical acoustic energy flux is
For a real propagating mode, write its physical wavevector as . Differentiate in . The derivatives of cancel by the eigenvalue equation, while . Thus its vertical group velocity and flux are
Thus the elastic mode classification by vertical energy flux is upgoing if , downgoing if . In anisotropy, the sign of vertical phase slowness alone need not classify energy propagation. For evanescent modes, select for decay into a downward half-space and for decay into an upward half-space. Away from grazing and degeneracy, continuation from zero horizontal slowness, with a small radiation damping if needed, separates three outgoing modes on each side. Superpose only the appropriate three to construct the most general upgoing or downgoing field; limiting modes handle exceptional cases.
For a free surface at with solid occupying , let be a unit-amplitude incident upgoing mode. The reflected field consists of the three downgoing propagating or depth-decaying modes:
Frequency and horizontal slowness are common to all modes, by translation invariance of the surface. Zero surface traction imposes the three equations
Hence the free-surface anisotropic reflection amplitudes are
whenever is invertible. This specifies mode conversion as well as reflection. If is singular, a nonzero outgoing homogeneous surface mode exists; these are surface-wave poles, including Rayleigh waves in the isotropic case. At such parameters one must use the appropriate limiting radiation solution and check solvability instead of assuming a unique finite inverse.
For a homogeneous lossless elastic solid, insert the plane wave into the equations of linear elasticity. Put , , and . The resulting eigenvalue problem is
The minor and major symmetries make this acoustic tensor a real symmetric matrix. For a stable material it is positive-definite, so its three positive eigenvalues give three real positive phase velocities and therefore three slownesses . Coincident eigenvalues are possible, so there need not be three distinct speeds. For distinct eigenvalues the displacement polarization are orthogonal; in an anisotropic solid they are generally quasi-longitudinal and quasi-transverse rather than exactly longitudinal and transverse. Stability, or at least strong ellipticity in elasticity, is required for the assertion about positive real speeds.
The elastic slowness surface is the locus of the three vectors . Its equation is
For each wavefront normal there are three radial sheets, which may meet at degeneracies. To obtain the energy flux directly, multiply the elastic equation by . For
the symmetry of stress gives . Thus the instantaneous elastic-wave energy flux is . With a real branch polarization , harmonic averaging gives
Now differentiate along a regular slowness surface sheet and contract with . The terms containing cancel by symmetry and the original eigenvalue equation, leaving
Every tangent is consequently perpendicular to : the energy flux is normal to the slowness surface. At a degenerate point this statement is made on the limiting branches, rather than assuming a unique normal.
For completeness, equality of the mean kinetic and strain energies gives . Differentiating the acoustic tensor equation in the wavevector variables similarly gives
Thus the group velocity is the elastic energy velocity. The homogeneous elastic dispersion relation is degree one in , so differentiating at gives .
The elastic wave surface is the unit-time locus of these group velocities. From an impulsive point source, the propagating wavefronts at time are its sheets scaled to . A particular source may fail to excite a mode in some directions, and its amplitudes require the source polarization and geometrical spreading; the wave surface determines the arrival geometry. It does not specify all near-field motion between the radiative fronts. Geometrically it is the envelope of the planes : tangent variation gives , so is the appropriately normalized normal to the slowness surface.
In a symmetry-plane cross-section write , and . The two envelope conditions give
The numerator is the signed curvature numerator of the slowness surface cross-section. At a simple inflection point, and . Then and are linearly independent. These are precisely the local conditions for an ordinary cusp. The slowness curvature and wave-surface cusps relation explains why a smooth nonconvex slowness surface can generate a cusped wavefront and multiple ray arrivals.
The example below uses a positive orthotropic stiffness in normalized units: , , , , and all normal off-diagonal stiffnesses zero. In the symmetry plane , its two in-plane acoustic tensor eigenvalues are , and its out-of-plane shear speed is . The in-plane shear sheet is nonconvex and produces the marked cusps; the construction uses an actual stable elastic tensor.
Figure 1.
Slowness and group-velocity wave surfaces of a stable anisotropic elastic tensor, with shear-wave cusps
. Details.
At a fixed material point, freeze the incremental elastic moduli at their local values and fix a unit propagation direction . For an arbitrary nonzero polarization , the rank-one matrix annihilates the added quadratic minor null Lagrangian, since
The assumed positivity therefore gives
Thus the acoustic tensor is positive-definite; this is strong ellipticity in elasticity. Major symmetry also makes it a real symmetric matrix. By the spectral theorem for real symmetric matrices, it has three real positive eigenvalues and an orthonormal basis of real polarizations . Therefore
Each polarization gives a real plane wave profile through the equation of part (a), in either sign of the propagation speed. Repeated eigenvalues still admit three independent polarizations; the claim is not that the three speeds must be distinct. For an inhomogeneous base deformation these are local, frozen-coefficient wave modes, rather than exact plane waves throughout the entire body.
Fix horizontal slowness and define , and . Under strong ellipticity in elasticity, is positive definite, so the vertical-slowness determinant has degree six with real coefficients. Real roots are intersections of a vertical line with the elastic slowness surface; complex-conjugate pairs give evanescent waves.