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The gravitino is the spin-$3/2$ gauge field of local supersymmetry and the partner of the graviton. A massless four-dimensional gravitino has two physical helicities, $\pm 3/2$; a massive one has four, adding $\pm 1/2$. The super-Higgs mechanism supplies these extra states from the goldstino.

The gravitino mass parameter in four-dimensional supergravity is the displayed expression. In a zero-energy supersymmetry breaking vacuum with only F-term breaking, $K_{i\bar{j}}{F}^i\overline{F^j}=3m_{3/2}^2/{\kappa }^2$. Writing this norm as ${\Lambda }_{\mathrm{SUSY}}^4$ gives $m_{3/2}={\Lambda }_{\mathrm{SUSY}}^2/(\sqrt{3}{m}_p)$. It is small relative to ${\Lambda }_{\mathrm{SUSY}}$ when the breaking scale is below the Planck mass. The super-Higgs mechanism supplies the longitudinal gravitino states.

The super-Higgs mechanism is the absorption of the goldstino by the gravitino when local supersymmetry is spontaneously broken. In rigid supersymmetry breaking, the goldstino is a physical massless fermion. In supergravity, its transformation permits a gauge choice removing it; its two degrees of freedom become the longitudinal helicity $\pm \frac{1}{2}$ states of the massive gravitino. The massless gravitino has helicities $\pm \frac{3}{2}$, whereas the massive gravitino has four spin states. This is distinct from the supersymmetric Higgs mechanism, which gives an internal gauge vector a mass and need not break supersymmetry.

In a supersymmetric Higgs mechanism, an internal gauge symmetry breaks while supersymmetry can remain unbroken. A massless vector multiplet absorbs a chiral multiplet and becomes a massive multiplet with spins $(1,\frac{1}{2},\frac{1}{2},0)$: the gauge boson acquires its longitudinal particle polarization from the Goldstone mode. In the super-Higgs mechanism, local supersymmetry itself breaks: the spin-$3/2$ gravitino absorbs the spin-$1/2$ goldstino, gaining two longitudinal polarizations and becoming massive. With only global supersymmetry breaking, the goldstino instead remains a physical massless fermion.

Set $x=T+\bar{T}>0$, the domain in which the Kähler potential is defined, and use Planck units. The nonzero entries of the Kähler metric and its inverse areThe Kähler covariant derivatives of a superpotential areDenote $W=C^3+B$ and $S=3C^2+\bar{C}W$. The supergravity F-term potential isHere the $T$ contribution is exactly $3|W{|}^2$, cancelling the negative term. This is the no-scale supergravity identity, givingThe cancellation is important: replacing the covariant derivatives by ordinary derivatives would miss both the matter dependence and the possibility of zero vacuum energy with supersymmetry breaking.

In the convention $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$, the chiral supergravity auxiliary fields areAn overall auxiliary phase or sign convention does not change their vanishing conditions. These are upper-index fields, including the inverse Kähler metric, rather than just the covariant derivatives.

Since $V$ is nonnegative and vanishes at $C=0$, its minimum energy isThere are additional minima that should not be discarded by examining only real $C$. For $C=\rho e^{i\alpha }\ne 0$, the condition $S=0$ becomesIf $B\ne 0$, the magnitude equationhas exactly one positive root: its left side is strictly increasing from zero to infinity. There are three phases, differing by $2\pi /3$, determined by $e^{3i\alpha }=-B/|B|$. Thus for nonzero $B$ the finite zero-energy matter vacua consist of $C=0$ and these three nonzero phase-related values, each with arbitrary $T$ in the allowed half-plane. At a nonzero matter vacuum,At $C=0$, $W=B$.

For $B\ne 0$, every such minimum has $F^C=0$ but $F^T\ne 0$, so supersymmetry is spontaneously broken despite zero vacuum energy. Indeed no finite point anywhere is fully supersymmetric: $D_{T}W=0$ would force $W=0$, after which $D_{C}W=3C^2=0$ forces $C=0$ and then $B=0$. This proves breaking for the specified nonzero-constant case without relying just on the positivity of the potential.

For the allowed exceptional value (B=0), the requested breaking statement is false. Then $S=C^2(3+|C{|}^2)$ vanishes only at $C=0$, where $W=F^T=F^C=0$. Every finite allowed $T$ gives an unbroken supersymmetric vacuum with zero energy. This is an explicit counterexample to unqualified breaking for an arbitrary complex $B$.

Both real components of $T$ are flat directions of a scalar potential along every minimum: the imaginary component never appears in $V$, and when $S=0$ the entire $x$ dependence is multiplied by zero. The matter vacua are isolated in the $C$ plane; there is no continuous matter vacuum direction. At $B=0$ the potential begins quartically in $C$, so zero quadratic mass is not a flat vacuum manifold. Away from $S=0$, the real $T$ direction instead has $V\propto x^{-3}$ and a decompactification-type runaway towards zero as $x\to \infty$, not a further finite positive-energy minimum.

The gravitino mass from a superpotential isAt the $C=0$ branch it is $|B|/x^{3/2}$; at each nonzero branch it is $3\rho e^{{\rho }^2/2}/x^{3/2}$. Its value is not fixed because the $T$ modulus is flat. For $B=0$ it vanishes at the supersymmetric minimum. For nonzero $B$, the super-Higgs mechanism absorbs the Goldstino associated with $F^T$ into the massive gravitino. The zero-energy relation is explicitly satisfied:which balances the auxiliary contribution against the gravitational negative term.

Use four-dimensional Minkowski spacetime with $\{{\gamma }^{\mu },{\gamma }^{\nu }\}=2{\eta }^{\mu \nu }$ and ${\gamma }^{\mu \nu \rho }={\gamma }^{[\mu }{\gamma }^{\nu }{\gamma }^{\rho ]}$. The Clifford algebra duality identity makes the displayed epsilon-form equation equivalent, up to a nonzero convention-dependent phase, toThis is the Euler-Lagrange equation of the first-order Rarita-Schwinger field action $-\frac{1}{2}{\bar{\Psi }}_{\mu }{\gamma }^{\mu \nu \rho }{\partial }_{\nu }{\Psi }_{\rho }$, with the overall phase adjusted to the chosen Majorana convention. Varying the Majorana spinor action accounts for both occurrences of the field and cancels the one-half normalization.

A vector times a spinor contains spin-$3/2$ and unwanted spin-$1/2$ pieces, so the tensor type alone does not establish the physical spin. The field equation has gauge invariancesince the two derivatives contract an antisymmetric pair of gamma indices. Put $\chi ={\gamma }^{\mu }{\Psi }_{\mu }$ and $d={\partial }^{\mu }{\Psi }_{\mu }$. Gamma matrix multiplication givesHence $d=/\partial \chi$. Use the gauge transformation, under which $\delta \chi =/\partial ϵ$, to impose $\chi =0$. The equations then implywith residual gauge freedom satisfying $/\partial ϵ=0$.

For a plane wave with nonzero momentum satisfying the null condition along the third axis, this residual freedom sets the temporal component to zero. Transversality then removes the longitudinal component, leaving the tensor product of two transverse vector polarizations with the two massless spinor helicities. The possible total helicities are $\pm 3/2$ and $\pm 1/2$. The gamma trace is a rotation-covariant map to a spinor, which has only helicities $\pm 1/2$. It therefore vanishes on the aligned $\pm 3/2$ combinations and removes the two mixed combinations. Equivalently, the transverse gamma trace condition has rank two on the four remaining complex positive-frequency coefficients. The massless Rarita-Schwinger polarization count is thusThe Majorana spinor reality condition relates negative-frequency coefficients to their conjugates; it does not introduce a separate antiparticle multiplet. A complex vector-spinor would also have independent antiparticle states.

A nonzero standard Rarita-Schwinger field mass term destroys the massless gauge invariance and adds the two longitudinal helicities. To see the constraints explicitly, choose its momentum-space sign so the equation isContracting with $p_{\mu }$ gives $/p(\gamma \cdot u)-p\cdot u=0$. Its gamma trace then gives $3m\gamma \cdot u=0$. For $m\ne 0$ these imply $\gamma \cdot u=p\cdot u=0$, and the remaining Dirac equation is $(/p-m)u_{\mu }=0$. In the rest frame $u_0=0$. Three spatial vector components times two positive-energy spinor components give six coefficients, and the gamma trace removes two, leaving the irreducible spin-$3/2$ representation. ThereforeIn supergravity a consistent spontaneous mass generation is the super-Higgs mechanism, which supplies those extra states from the goldstino.

The massless graviton also has two physical helicities, so the graviton and gravitino already match on shell. The reason for auxiliary fields is the off-shell component count of minimal supergravity mismatch, not a mismatch of these physical states. After removing gauge functions but before using field equations, a metric has $10-4=6$ independent bosonic components, while a Majorana vector-spinor has $16-4=12$ fermionic components. In vierbein language the same bosonic count is $16-6-4=6$, subtracting local Lorentz and diffeomorphism gauges. Old-minimal supergravity adds a complex scalar and a real vector, supplying six real nonpropagating bosonic components. This gives $12+12$ off-shell components and closure without imposing equations of motion. Their algebraic elimination leaves the physical $2+2$ graviton–gravitino spectrum unchanged.

For a single chiral superfield, the supergravity F-term potential, with $\kappa =m_p^{-1}$ restored, isThe canonical Kähler potential has $K_{z\bar{z}}=K^{z\bar{z}}=1$, so the Kähler covariant derivative of a superpotential isConsequently the Polonyi model has the scalar potentialThe negative term is essential; retaining only the square of the supergravity auxiliary field would give the global F-term scalar potential rather than the supergravity F-term potential.

Set $x=\kappa z=a+iy$ and $b=\kappa \beta =2-\sqrt{3}$. In this notation $V=|\mu {|}^2{m}_p^2{e}^{|x{|}^2}U$, whereAt $a_0=\sqrt{3}-1$, $y=0$, one has $a_0+b=1$ and $1+a_0(a_0+b)=\sqrt{3}$, so $U=0$. To prove that this is a local minimum in both real directions, rather than checking only the real axis, put $u=a-a_0$. Direct expansion gives the stable zero-energy Polonyi vacuum identityEvery coefficient outside the square is strictly positive, and the exponential factor is positive. Thus $V\ge 0$ everywhere and equality requires $u=y=0$, provided $\mu \ne 0$. This proves the stronger conclusiona unique global minimum of this Polonyi model. If $\mu =0$, the scalar potential vanishes identically and this uniqueness and supersymmetry breaking conclusion do not hold.

For an independent local stability check, the Hessian matrix of $U$ at this global minimum is diagonal:Since $U$ and its first derivatives vanish there, differentiating the exponential introduces no additional Hessian matrix terms at the global minimum. For canonically normalized real fluctuations $z=z_0+(s+it)/\sqrt{2}$, the squared scalar masses are thereforewhich are both positive.

Although the vacuum energy is zero, the supergravity auxiliary field is not. In the convention $F^z=-e^{{\kappa }^{2}K/2}\overline{D_{z}W}$, its vacuum expectation value obeysThe matter fermion transformation contains a term proportional to $F^zϵ$, so no nonzero constant supersymmetry parameter leaves this vacuum invariant. Hence supersymmetry is spontaneously broken even though the vacuum energy vanishes: the positive auxiliary field contribution cancels the negative gravitational term. The matter fermion supplies the goldstino, which is absorbed by the gravitino in the super-Higgs mechanism.

Using the gravitino mass from a superpotential, and $z_0+\beta =m_p$, givesAn auxiliary field $F^z$ has mass dimension two. Defining the supersymmetry breaking scale by ${\Lambda }_{\mathrm{SUSY}}=\sqrt{|F^z|}$, one obtainsThus the gravitino mass is small compared with the supersymmetry breaking scale when that scale is sub-Planckian, as in the usual hierarchy $|\mu |\ll m_p$. This smallness is gravitational suppression; it is not a conclusion valid for arbitrary choices of the mass parameter.

Use the scalar components of the three chiral superfields, and set $a=|{\varphi }_0{|}^2$, $b=|{\varphi }_{+}{|}^2$, $c=|{\varphi }_{-}{|}^2$ and $\Sigma =a+b+c$. We assume the physical sign $g>0$ and a nonzero coupling $\lambda$. The coefficient $g$ below is exactly the coefficient in the supplied D-term scalar potential; it should not be silently replaced by a differently normalized squared gauge coupling. The canonical Kähler potential has identity Kähler metric, and the three Kähler covariant derivatives of a superpotential areSubstitution in the supergravity F-term potential givesIn particular, the subtraction cancels only half of the six ${\kappa }^{2}abc$ terms contributed by the three squares. The full scalar potential isIts nonnegativity follows term by term from $a,b,c\ge 0$ and $g>0$. This is a special property of this cubic superpotential, not of a general supergravity F-term potential.

The D-term vacuum branches of a cubic superpotential must be described as branches: there are not two isolated field-space minima. First suppose $\zeta >0$. Vanishing of $V_F$ requires $ab=ac=bc=0$, and vanishing of the D-term scalar potential requires $b-c=\zeta$. Together these conditions give the vacuum expectation valuesThe phase of ${\varphi }_{+}$ lies on a gauge orbit, and one may choose it positive and real. At this global minimum, all $D_{i}W$ and the real auxiliary field of the vector multiplet vanish. It is a supersymmetric vacuum, even though the internal gauge symmetry is spontaneously broken. For $\zeta <0$, interchange ${\varphi }_{+}$ and ${\varphi }_{-}$: the nonzero vacuum expectation value has magnitude $\sqrt{-\zeta }$. For $\zeta =0$, the supersymmetric vacuum is the entire family ${\varphi }_{+}={\varphi }_{-}=0$, with ${\varphi }_0$ arbitrary.

The other branch has ${\varphi }_{+}={\varphi }_{-}=0$ and arbitrary ${\varphi }_0$. Here $W=D_{i}W=0$ but the real auxiliary field is nonzero for $\zeta \ne 0$, andThus this branch has pure D-term supersymmetry breaking and a flat direction of a scalar potential in the neutral scalar. It is not stable at every neutral-field value. At a fixed $a=|{\varphi }_0{|}^2$, expansion in the charged scalars yieldsHence the two charged squared masses and the stability condition areAbove this threshold, both charged directions have positive mass squared. Continuity makes them uniformly positive in a sufficiently small neighborhood of the chosen neutral-field value, so the stationary branch is a genuine, non-strict local minimum valley. Its neutral direction stays flat. Below the threshold, a charged mass squared is negative and the branch is a saddle point. At equality it is a boundary of the stable valley, not a local minimum in the full field space: changing $a$ slightly downward and switching on the unstable charged field lowers $V$. For example, for $\zeta >0$, put $a=a_c-ϵ$, $b={ϵ}^2$, $c=0$. Since $M(a)=|\lambda {|}^{2}a{e}^{{\kappa }^{2}a}$ has $M^{\prime }(a_c)>0$, one finds $V-g{\zeta }^2=-M^{\prime }(a_c){ϵ}^3+O({ϵ}^4)<0$.

There are no further local-minimum branches under these generic assumptions. If $b+c>0$, the expression for $V_F$ is strictly increasing in $a$, so a stationary configuration with a charged condensate must have $a=0$. At $a=0$, an interior critical point with $b,c>0$ is impossible, becauseOn the boundary $c=0$, the relevant scalar potential is $g(b-\zeta {)}^2$; on $b=0$ it is $g(c+\zeta {)}^2$. Their nonnegative-domain minima give exactly the supersymmetric vacuum described above, or the origin of the charged-field branch. Thus, for nonzero $\zeta$, the two types are the zero-energy supersymmetric gauge orbit and the positive-energy D-breaking minimum valley above the threshold. If $\zeta =0$, the two types coalesce into the flat supersymmetric vacuum; the literal two-minimum assertion needs this parameter qualification.

In the global supersymmetry limit $\kappa \to 0$, the F-term scalar potential becomes $|\lambda {|}^2(ab+ac+bc)$ and the D-term scalar potential retains its form. The same two types of branches occur, with the threshold $|\lambda {|}^{2}a>2g|\zeta |$. Supergravity instead introduces the exponential and additional positive terms. The goldstino of global supersymmetry breaking is a physical fermion; in local supersymmetry it participates in the super-Higgs mechanism. A positive vacuum energy also gravitates in supergravity. In particular, the positive-energy branch here has $W=0$ and hence vanishing gravitino mass from a superpotential; it is not the tuned zero-energy broken vacuum of Question 3.

There is a further gauge-consistency qualification. In conventional two-derivative matter-coupled supergravity, a constant Fayet–Iliopoulos term gauges an R-symmetry and requires a corresponding nontrivial transformation of the superpotential. The apparent charges $0,+1,-1$ make the supplied cubic superpotential neutral, so a nonzero independent constant $\zeta$ does not by itself specify a consistent conventional supergravity action. The computed branches are those of the supplied scalar potential; a full embedding needs compatible charges or additional fields. This restriction is explained in Van Proeyen's derivation of the superpotential gauge-covariance condition.

More generally, the supergravity moment-map constraint on D-term breaking follows directly from gauge covariance. If $k^i{\partial }_{i}W=-{\kappa }^{2}rW$ and the moment map is $\mathcal{P}=i(k^i{K}_i-r)$, then at a point with $W\ne 0$,Consequently all chiral auxiliary fields vanishing implies the D-term also vanishes there. This relation has no analogue forcing that implication in an arbitrary global supersymmetry model. Its $W\ne 0$ hypothesis matters: the formal D-breaking branch above has $W=0$, so it does not contradict the identity. These conventional gauge-completion restrictions are additional to the elementary minimization calculation.

Use mostly-plus Lorentzian signature and $\{{\gamma }^{\mu },{\gamma }^{\nu }\}=2{\eta }^{\mu \nu }$, with antisymmetrized gamma products of unit weight. A Majorana spinor obeys a reality condition under charge conjugation:A Weyl spinor instead has definite chirality,A four-dimensional Majorana spinor has four real components, while a Weyl spinor has two complex components. Charge conjugation reverses chirality in this signature, so a nonzero spinor cannot satisfy both conditions simultaneously.

For the Dirac equation $(/\partial +m)\psi =0$, the derivative term reverses chirality because ${\gamma }_5$ anticommutes with every gamma matrix, whereas the mass term preserves it. Projecting a purely chiral spinor equation onto its two chiralities therefore gives both $/\partial \psi =0$ and $m\psi =0$. Thus a nonzero four-component Weyl spinor satisfying this uncoupled Dirac equation must be massless. A Majorana spinor contains conjugate opposite-chirality components and can have a nonzero mass. Its charge-conjugation reality condition identifies particle and antiparticle operators, so a Majorana particle is its own antiparticle. A Weyl field does not by itself impose that identification.

This does not forbid writing a Majorana mass term for a neutral two-component Weyl field: such a term couples the field to its conjugate, and the resulting four-component massive field is Majorana, not a purely chiral solution of the uncoupled Dirac equation.

For the Rarita-Schwinger field, set $\chi ={\gamma }^{\mu }{\psi }_{\mu }$ and $d={\partial }^{\mu }{\psi }_{\mu }$. The antisymmetric kinetic operator is invariant underbecause commuting derivatives contract to zero against ${\gamma }^{\mu \nu \rho }$. Expanding its gamma product givesGamma contraction gives ${\gamma }_{\mu }{E}^{\mu }=2(/\partial \chi -d)$, so the equation implies $d=/\partial \chi$ and $/\partial {\psi }^{\mu }={\partial }^{\mu }\chi$.

For a Fourier mode with momentum $k$, if $k^2\ne 0$ the latter identity gives $k^2{\psi }^{\mu }=k^{\mu }/k\chi$. The mode is proportional to $k^{\mu }$ and hence pure gauge. Every physical nonzero-momentum mode therefore has $k^2=0$. For a null mode, choose an index with $k^{\mu }\ne 0$. The same equation makes $\chi$ an element of the image of $/k$, allowing a gauge choice with $\chi =0$. The field equations then reduce toResidual gauge transformations obey $/\partial \eta =0$.

Take a null momentum in the third spatial direction. Residual gauge freedom and transversality remove the temporal and longitudinal vector components, leaving two transverse vector polarizations. Their helicities are $\pm 1$, while on-shell spinor helicities are $\pm 1/2$. The gamma-trace constraint removes the two combinations of total helicity $\pm 1/2$ and retains the aligned combinations of helicity $\pm 3/2$. Explicitly, in a chiral representation the transverse gamma contractions use ${\sigma }_1\pm i{\sigma }_2$, which annihilate the correspondingly aligned spin states and act nontrivially on the opposite states. Thus a Majorana Rarita-Schwinger field has two physical massless polarizations. The Majorana assumption is the one relevant to simple supergravity; a complex vector-spinor has these helicities for its particle and independent antiparticle modes.

A consistent free massive deformation is the algebraic termadded to a kinetic term $-\frac{1}{2}{\overline{\psi }}_{\mu }{\gamma }^{\mu \nu \rho }{\partial }_{\nu }{\psi }_{\rho }$. Its equation isFor $m\ne 0$, divergence and gamma contraction give, respectively,These imply the massive Rarita-Schwinger constraints $\chi =0$ and $d=0$, and the remaining equation is $(/\partial +m){\psi }_{\mu }=0$. Squaring gives $(\square -m^2){\psi }_{\mu }=0$ in the chosen signature. The gauge symmetry is lost. In the rest frame, transversality sets the temporal component to zero; three spatial vector components times two on-shell spinor states give six states, and gamma trace removes the two spin-one-half states. The result is four massive spin-$3/2$ states, with spin projections $\pm 3/2,\pm 1/2$. In supergravity the additional longitudinal states can be supplied by the super-Higgs mechanism.

On shell, a massless $\mathcal{N}=1$ vector multiplet contains a gauge boson with two transverse polarizations and a gaugino with two fermionic states. A chiral superfield contains a complex scalar field, hence two real bosonic states, and a Weyl spinor with two fermionic states. Their total is $4$ bosonic and $4$ fermionic states.

Suppose charged scalar fields acquire vacuum expectation values at a supersymmetric vacuum, where F-flatness and D-flatness hold. For each broken generator of the gauge symmetry, the supersymmetric Higgs mechanism combines one massless vector multiplet and one chiral superfield into a massive N=1 vector multiplet. The gauge boson absorbs one real Goldstone boson, acquiring its third polarization. The other real scalar field remains physical. The gaugino and the relevant higgsino mix into the four fermionic states. Thus the spin content isUnbroken supersymmetry gives all these states the same mass through supersymmetric mass degeneracy. Remaining massive chiral superfields instead have spin content $(1/2,0,0)$, with two fermionic and two bosonic states of a common mass. The auxiliary fields ensure matching off shell but are not additional propagating particles in these counts.

The super-Higgs mechanism occurs when local supersymmetry is spontaneously broken in supergravity. Its spin-$3/2$ gauge field, the gravitino, absorbs the spin-$1/2$ goldstino:The extra states have helicities $\pm 1/2$, supplementing $\pm 3/2$. The ordinary supersymmetric Higgs mechanism can preserve supersymmetry while breaking the internal gauge symmetry; the super-Higgs mechanism breaks the local supersymmetry itself. Spontaneously broken global supersymmetry leaves a physical massless goldstino, because there is no dynamical gravitino to absorb it.