Adiabatic invariance of an orbital action preserves action values during slow regular changes, but frequencies can vary. Closure requires rational frequency ratios, which need not persist. A slowly added harmonic component in a Kepler orbit potential produces generic apsidal precession.
Adiabatic shielding of tidal encounters Created 2026-10-05 Updated 2026-10-06
Adiabatic shielding suppresses the heating of an orbit when an external tidal tensor varies slowly compared with its orbital frequency. In a nonresonant slow encounter, adiabatic invariance of an orbital action lets the orbit adjust approximately reversibly, so a frozen-position impulse approximation overestimates the energy transfer. An orbital resonance can invalidate the simple slow-variation argument.
For one target galaxy, an encounter with relative speed sweeps a cylinder of volume in time . Multiplication by the number density gives the encounter rate . Thus the geometric galaxy-encounter rate gives
This is the expected number of mergers in the geometric model. For independent encounters, the Poisson process probability of at least one is , so the displayed linear probability is valid for rare encounters, . There is no factor of one-half for a single target; that factor would enter a count of distinct pairs across the whole population.
For an illustrative group environment, take , , and a Hubble time of order years, or . The path length is about , using the stated distance conversion. Hence
The estimate scales linearly with environment density and quadratically with the adopted merger radius. It is an order-of-magnitude model estimate, not a universal observed merger fraction; reducing the illustrative density by a factor of one hundred reduces the estimate by the same factor.
For the tidal calculation, use the relative potential convention in which acceleration is . Expand the point-mass potential about the target centre:
The constant does not exert a force. The linear term accelerates the target centre and is subtracted in its freely falling frame. The remaining leading quadrupolar point-mass tidal potential is
The condition permits the convergent expansion; using only this term is the leading tidal approximation, accurate when the target radius is small compared with the closest separation.
The given impact and velocity directions imply . This trajectory is in the plane, correcting the incompatible printed plane. In the impulse approximation, hold the stellar position fixed while integrating the tidal tensor:
For , the needed integrals are
with the mixed integral zero by oddness. Thus the integrated tidal tensor of a straight-line flyby is and
There is stretching along the impact direction, compression in the other transverse direction and no net kick along the path.
Figure 1.
Straight-line galaxy encounter and the transverse tidal velocity kick
. Details.
Write for the star's initial velocity, distinguishing it from the perturber speed . Its specific energy change is . The no-correlation assumption removes the first term on averaging; it is not an identity for every individual star. The mean specific heating at a given position is therefore
For a spherical target, the mass-weighted averages satisfy . The tidal impulse heating of a spherical galaxy is consequently
Here is assumed finite. Notice the change from specific energy to total energy after multiplying by .
For two equal targets, each gains the same internal energy, so . Their relative-motion reduced mass is . If denotes their relative speed at infinity, their initial orbital energy is . Internal tidal heating comes from this orbital energy. In the tidal capture of galaxies model, capture occurs if , which gives the equal-mass tidal-capture threshold
Capture allows further passages and eventual merger in this simplified picture.
The encounter lasts roughly . The impulse approximation needs , so that a star barely moves during the tide. When , stellar orbits respond during the perturbation and the kicks can cancel. Adiabatic invariance of an orbital action produces adiabatic shielding of tidal encounters, rather than the impulsive heating used above. The capture inequality cannot be extrapolated into that slow-encounter regime.
False. Adiabatic invariance of an orbital action preserves actions under sufficiently slow regular evolution, not the ratios of their frequencies. With action-angle variables, can change even when does not. A closed bound orbit requires commensurate radial and angular frequencies; rational commensurability is not an adiabatic invariant.
For an explicit counterexample, slowly change the physical potential from Kepler form to
with a small, slowly varying positive . The radial epicyclic frequency and circular angular frequency at a nearly circular orbit are
Initially their ratio is one. For generic nonzero , is irrational, producing the Kepler-harmonic epicyclic precession. An initially slightly eccentric ellipse with nonzero radial action therefore becomes a precessing nonclosed orbit, while its radial action remains approximately fixed and its angular momentum remains exactly fixed by spherical symmetry.
Adiabatic actions do not preserve orbital closure. Exceptional circular or resonantly commensurate final orbits do not rescue a claim about every initially closed orbit.
Ignoring gravitational focusing, a galaxy sweeps a cylinder of volume . Multiplying this by the number density of target galaxies and averaging the relative speed gives the mean encounter count
For independent encounters modeled by a Poisson process, the probability of at least one galaxy merger is . The printed expression is its rare-encounter approximation ; it is not an exact probability for arbitrary .
For an illustrative present-day field population take an effective merger impact parameter , , and . These are assumed order-of-magnitude inputs, not precise observational measurements. Taking a Hubble time of , the given distance conversion yields
and hence
Thus the geometric field estimate is of order to per Hubble time. It scales as and is very sensitive to environment and the adopted effective merger radius. Enhanced density in groups, gravitational focusing, and the evolution of the galaxy population are all omitted; this number is not a prediction of the full cosmological merger fraction.
Now use the stipulated rapid, distant encounter. The consistent rectilinear trajectory is
With the stated impact parameter along and velocity along , this trajectory lies in the -plane. The original PDF's reference to the -plane is a typo; the local TeX also corrupts the impact-parameter direction. The original PDF fixes that direction as .
Use the positive potential , whose gradient is the attractive acceleration under the question's sign convention. Its multipole expansion is
The first term has no force; the linear term accelerates the entire galaxy and disappears in the frame following its centre of mass. The leading internal tidal potential is therefore
This is a quadrupole approximation valid for , rather than an exact equality for every . Its acceleration tidal tensor acts on as
In the impulse approximation, each stellar position is held fixed during the flyby and the velocity kick is the integral of this acceleration. Put ; terms odd in integrate to zero, while
The integrated diagonal coefficients of the tidal tensor are consequently , giving
The encounter stretches the galaxy along the impact parameter, compresses it along , and gives no net leading kick along the flyby direction.
Denote the pre-encounter stellar velocity by , to distinguish it from the relative flyby speed . The instantaneous change of specific kinetic energy is
Uncorrelated kicks with zero mean cross term imply , so the phase-averaged heating at a specified position is
For an individual star the cross term need not vanish: the formula is an ensemble or orbital-phase average. Integrating over a spherical galaxy of mass , symmetry gives . Therefore the total tidal heating is
For two identical galaxies, each receives this heating with . Adding both contributions gives
In the centre of mass frame, equal masses approach with speeds if is their relative speed at infinity. The initial orbital energy is
where is the reduced mass. The orbital potential energy vanishes at infinite separation. Within the weak-deflection approximation this asymptotic speed is also the nearly constant speed used in the flyby calculation.
Conservation of energy transfers the positive internal heating out of the relative orbit. Tidal capture of galaxies occurs in this model if , which gives
The equality is marginal capture. A bound pair still needs subsequent evolution to coalesce, so the result is an approximate capture criterion used here as a merger criterion. Its right-hand side has dimensions of length times speed, as required.
The impulse approximation requires the flyby duration to be short compared with the stellar dynamical time , namely . If , a star moves substantially during the encounter. Its orbital adiabatic invariance of an orbital action suppresses net heating by a slowly varying tidal field: adiabatic shielding of tidal encounters replaces the frozen-position calculation. The divergent heating predicted by extrapolating the impulsive formula to slow encounters is therefore spurious. Close passages with comparable to the galaxy size or strong gravitational focusing also lie outside the derivation.
For slow mass loss, the adiabatic invariance of an orbital action applies. Spherical symmetry conserves exactly, and adiabatic evolution conserves the radial action. For a Kepler orbit,
Consequently and remain constant. When the central mass halves, every semimajor axis doubles while each eccentricity is unchanged:
No orbit becomes unbound as long as the final mass remains positive, so
Because the action mapping changes no eccentricity and introduces no orientation preference, the initially isotropic distribution remains isotropic rather than becoming radially or tangentially anisotropic.