Warm-rain growth: condensation first creates cloud droplets, but its approximate growth narrows relative size differences and becomes inefficient at making large raindrops quickly. A broadened size spectrum lets larger, faster-falling drops collect smaller ones by collision-coalescence. The cloud-droplet collision kernel combines collection efficiency and differential settling. Turbulence, sufficient cloud depth and liquid-water content determine whether collector drops grow rapidly enough. Collisions must actually lead to merging rather than bypass, bounce or breakup.
Ice-phase growth: in a mixed-phase cloud, equilibrium vapour pressure over ice is lower than over supercooled liquid. Ice can grow by deposition while droplets evaporate: the Wegener-Bergeron-Findeisen process. Ice particles then grow further by riming of supercooled droplets and by ice-crystal aggregation. They may fall as snow or melt into rain. Deposition, riming and aggregation are distinct processes; depositing vapour alone need not complete precipitation growth.
Precipitation efficiency depends on the supply of suitable collector drops or ice, residence time, updraft speed, supersaturation and collection/sticking efficiencies. Competition among too many small particles can inhibit growth, and evaporation or sublimation below the cloud can prevent condensate from reaching the surface. Both pathways require growth and fall-out to compete successfully with these losses. [ref]
Warm-rain pathway: condensation first grows activated droplets, but its relative size growth slows. A sufficiently broad size spectrum creates different fall speeds; large drops collect smaller ones by collision-coalescence. Collection efficiency, turbulence, liquid-water supply and residence time control the bottleneck. Rain reaching the ground also requires survival against subcloud evaporation.
Ice pathway: below freezing, saturation vapour pressure over ice is lower than over supercooled liquid. In mixed-phase air, ice can grow by deposition while droplets evaporate: the Wegener-Bergeron-Findeisen process. Ice also collects droplets by riming and combines by aggregation. Adequate ice nuclei, sustained supersaturation and residence time are critical; particles must become heavy enough to fall, with snow sometimes melting to rain. Condensation or deposition alone is not generally sufficient for rapid precipitation.
For a liquid cloud at fixed water content and geometrical thickness, more cloud condensation nuclei can produce more, smaller droplets. The increased total extinction area raises optical depth and reflected sunlight: the Twomey effect gives negative shortwave radiative forcing. It is an indirect aerosol effect mediated by cloud microphysics, rather than direct aerosol scattering.[ref]
Smaller droplets can also delay collision-coalescence and drizzle, potentially increasing liquid-water retention, cloud lifetime or coverage; that adjustment would usually strengthen cooling for low reflective clouds. It is not universal: evaporation and mixing with dry air can reduce water content or cloud cover, and dynamical changes can oppose the simple lifetime argument. Absorbing particles can heat an atmospheric layer, sometimes evaporating cloud and producing a positive semi-direct forcing, but their vertical position can instead stabilize a cloud layer and reverse the response. Aerosols can additionally alter ice nucleation and mixed-phase precipitation, with no single forcing sign independent of cloud type. The net response combines shortwave reflection and longwave thermal effects, and depends on cloud height, optical depth and adjustments. Thus the fixed-water Twomey sign is robust within its assumptions; adjustment and ice-cloud signs require context.[ref]
Below cloud base, an initially unsaturated closed parcel expands as ambient pressure falls. In the absence of heat exchange its temperature falls approximately at the dry adiabatic lapse rate . Its vapour mixing ratio is conserved, but its saturation mixing ratio decreases strongly as it cools. Hence relative humidity rises until the lifting condensation level is reached. The density normally decreases through expansion; the environmental profile determines the parcel's buoyancy and thus whether ascent can continue.
Near saturation, slight atmospheric supersaturation permits suitable cloud condensation nuclei to activate. Köhler theory describes the competition between curvature, which raises equilibrium vapour pressure, and dissolved solute, which lowers it. Cooling generates supersaturation, while condensation onto the new droplets consumes it. Their balance normally keeps in-cloud relative humidity close to, but not identically at, saturation. The activated droplet number depends on the aerosol population and the maximum supersaturation produced by the ascent.
Above cloud base, condensation lowers the vapour content and raises the liquid-water content. The latent heat released partly offsets expansion cooling, so the moist adiabat has a smaller lapse-rate magnitude than the dry one. In a dilute approximation,
A closed adiabatic parcel conserves total water and approximately its moist entropy; retaining condensate makes this a reversible-cloud idealization, rather than a precipitating pseudoadiabat. In a shallow cloud, the saturation-mixing-ratio decrease and slow density variation yield nearly constant condensation per height, so liquid-water content is approximately linear above base. Once activation is complete, assuming nearly fixed droplet number per volume gives increasing droplet size as condensate accumulates. Entrainment, continued activation, collision-coalescence and atmospheric precipitation can all violate that simplified description; they are excluded from the stated retrieval model.
The first term describes collision-coalescence: a collector sweeps area , overtakes small droplets at relative terminal speed , encounters liquid mass per volume , and retains a fraction of that intercepted liquid. The second term describes diffusion-limited condensational growth, with vapour supersaturation and combined thermal and vapour-diffusion resistances . Condensation is positive for and reverses to evaporation for . The liquid-water content here is a local mass-per-volume quantity, not a vertically integrated liquid-water path.
A broad initial cloud-droplet size distribution can be seeded by giant or unusually soluble cloud condensation nuclei, producing a minority of larger droplets before gravitational collection becomes efficient. Variable supersaturation histories, entrainment and mixing can broaden the distribution relative to a perfectly homogeneous monodisperse model. Turbulent relative motion and preferential concentration can increase encounters, and rare successful collisions can create unusually rapid stochastic collectors. These mechanisms can work together; a single deterministic condensational law applied equally to identical droplets cannot create the initial differential fall speeds by itself. For warm rain, the subsequent amplification is liquid collision-coalescence, distinct from ice-phase precipitation mechanisms.
A rising parcel cools, lowering the saturation pressure. Once its water vapor supply exceeds that value, atmospheric supersaturation develops. Homogeneous nucleation of pure water is strongly inhibited at the small atmospheric supersaturations typical of clouds; existing aerosol particles provide cloud condensation nuclei. Their dry sizes and composition, together with the parcel's ascent rate, determine how many cloud droplets activate.
Köhler theory combines the Kelvin equation, which raises equilibrium vapor pressure over a curved surface, with Raoult's law, which lowers it for a chemical solution. In a dilute diameter convention, with dry diameter and wet diameter ,
Here is atmospheric supersaturation, is surface tension, and measures aerosol hygroscopicity, not the dry-adiabatic process exponent. The maximum of the Köhler curve is the critical supersaturation. Larger or more hygroscopic particles generally have lower thresholds. Cloud-droplet activation requires overcoming that maximum; total aerosol number is not the activated number.
Given an observed aerosol number size distribution for composition classes , first assign each class a hygroscopicity and compute its critical supersaturation. If the parcel reaches maximum atmospheric supersaturation , the equilibrium-threshold estimate is
For each fitted lognormal distribution, this is its upper-tail integral; it can be evaluated analytically with an error function or numerically from measured bins.
The value must be calculated, not guessed from the aerosol distribution alone. Prescribe parcel upward velocity , initial pressure, temperature and humidity, then integrate expansion cooling, latent heat release, conservation of total water, and diffusional cloud droplet growth. Schematically,
where , includes water vapor diffusion and thermal conduction, and is liquid mass fraction. Rising motion produces atmospheric supersaturation; growing particles consume it. Their competition selects the peak and which particles cross their activation barriers. Assume a well-mixed closed parcel, liquid water, soluble spherical particles, specified mixing state, and negligible collision-coalescence and fallout during activation. Slow kinetic growth, weakly soluble particles or entrainment require a more detailed treatment than the threshold integral.
Let be the ambient saturation ratio. There are two equilibrium radii: . Condensation occurs if ; evaporation occurs if . Therefore droplets with grow towards , while those with shrink towards . The smaller equilibrium is stable.
Above , droplets with still undergo evaporation and ultimately approach . Droplets with grow, and the larger equilibrium is unstable. Merely exceeding is therefore not sufficient for continued growth at subcritical ambient atmospheric supersaturation. For example, if , the two intersections have approximately and ; a droplet of radius undergoes evaporation. If instead , there is no equilibrium barrier in this approximation and droplets activate into growing cloud droplets.
Köhler theory explains activation of cloud condensation nuclei, rather than rapid production of atmospheric precipitation. Diffusion-controlled droplet growth is limited by diffusion of water vapor and removal of released latent heat; approximately is proportional to the ambient atmospheric supersaturation. It slows in radius and tends to narrow a droplet size distribution. The available water vapor, changing temperature and shared depletion of atmospheric supersaturation also invalidate unlimited growth at prescribed . Formation of rain-sized drops normally requires collision-coalescence, while colder clouds can additionally use cloud ice nucleation versus ice growth.