Put and . Separate the terms in the lattice Eisenstein series. Differentiating the cosecant partial-fraction identity times gives, for ,
The initial identity is ; differentiation accounts for the factorial and the sign. Pair and and collect the products . Absolute convergence of the lattice sum for , and local uniform convergence of the resulting power series, justify these operations. Thus the requested Fourier expansions are
Here , and the Bernoulli numbers have convention . The second formula uses Euler's even-value identity for the Riemann zeta function, . In particular and .
We need the rational, rather than merely complex, version of the polynomial ring of level-one modular forms. Recall how the valence formula for the modular group supplies its proof. For a nonzero weight- modular form, with ,
Integrate around a truncated standard fundamental domain of the modular group, indenting around boundary zeros. The paired vertical sides cancel by translation; pair the two halves of the circular edge using . The logarithmic derivative of supplies , while the top edge supplies . The half-disc and third-disc at the two elliptic points account for the fractions . The argument principle then gives the formula. All orders in it are nonnegative for a holomorphic modular form. It follows that negative weights have no forms, , and : a weight-two form vanishes at , contributing at least .
Define . It is a weight-twelve cusp form and its expansion starts with . The valence formula for the modular group forces its order at infinity to be exactly one and leaves no interior zeros. Thus division by identifies with . Every nonnegative even has a monomial of weight : solve , taking when is even and when it is odd and at least three. Subtract the constant coefficient of a modular form times such a monomial and divide by . Induction on weight proves generation by .
If the original Fourier coefficients are rational, every step preserves rationality: both generators and have rational expansions, and formal division by does too. This proves the rational structure of level-one modular forms. Write with and . Rescaling gives
The Bernoulli number formula above makes each zeta ratio rational: its powers of cancel precisely because the weights agree. This proves the required rational coefficients for the unnormalized lattice Eisenstein sums.
Finally because the quotient weights are negative, and because . In each of these weights a form is determined by its constant coefficient. The indicated monomials have that coefficient equal to one, so
The product defining the modular discriminant converges locally uniformly for and has integral Fourier coefficients. Its logarithmic derivative is
Therefore . Comparing the coefficient of gives , or
This also fixes the initial value .
For the Ramanujan tau congruence modulo five, first justify the link between this product and . Question 1 constructs with first coefficient one. Its Serre derivative is in , which vanishes by the valence formula for the modular group: a nonzero such cusp form would contribute at least , since it vanishes at infinity and at . Hence . The product and have the same differential equation and leading coefficient. Equivalently their quotient has derivative zero near and limit one; the identity theorem gives
Also . Its constant coefficient is , so the Serre derivative gives .
Work now in the formal power series ring . The integral expansions give and , because , , and . The two identities reduce to
Thus , and division by the nonzero element gives . Since the coefficient of in is , we conclude
The required anomaly cancellation depends on the exact Eisenstein series of weight two law
Here is a way to establish it without assuming that is a modular form. The lattice definition of the completed nonholomorphic Eisenstein series in Question 6 is modular invariant. Its Poisson summation calculation, proved there, gives the finite Laurent coefficient at as
The residue is constant, so is also invariant. This calculation uses only convergent Gaussian integrals and the analytic infinite product, not modularity of that product. Using the Wirtinger derivative , with , differentiation of the locally uniformly convergent series gives
Differentiate to see that transforms with weight two. Substituting yields
since . This is the weight-two transformation from an invariant Eisenstein limit.
Combine this law with the derivative transformation of a weak modular form proved in part (i). The anomalous terms in cancel exactly, leaving the weight- transformation law. Both functions are holomorphic on the complex upper half-plane, and their Fourier expansions contain no negative powers. Hence the Serre derivative satisfies
Its constant coefficient is ; it need not be a cusp form when is not cuspidal.
Extend by zero to integers not coprime to , and write for its Gauss sum of a Dirichlet character. We use the analytic branch of that is positive when is positive imaginary. With the convention , the Gaussian Fourier transform and its differentiated version are
The first formula follows by completing the square, first on the imaginary axis and then by analytic continuation; the second follows by differentiating the Fourier transform in . All the functions are Schwartz functions on the real axis.
For completeness, the finite Fourier transform of a primitive Dirichlet character satisfies
For a unit this is substitution by its inverse. If , primitivity supplies a unit with : otherwise the character would factor through modulus . Multiplication by fixes the additive exponential but multiplies the sum by , so the sum vanishes. This proves the identity also on nonunits. Finite Parseval identity now gives , since exactly frequencies have nonzero character values. In particular this Gauss sum of a Dirichlet character is nonzero.
Apply Poisson summation to each residue class: . Multiply by and sum over . The formulas above give the two character theta transformations
and
In the odd case the prefactor originally reads ; using explains the factor . Opposite parity makes the corresponding series identically zero by pairing . This is why the weight-three-halves series is needed for odd Dirichlet characters.
To deduce the products from these transformations, use two specific primitive Dirichlet characters. The even character takes values on modulo twelve. It is primitive: its values do not factor through six or four, hence through no proper divisor of twelve. Its Gauss sum of a Dirichlet character is . Put
The even transformation gives ; also , since each nonzero term has . Thus transforms as a weight-twelve modular form under the generators of the modular group. It is holomorphic and starts with , so it is a normalized cusp form. The proof in Question 1 shows , giving . In particular has no interior zeros, by the valence formula for the modular group.
The Serre derivative argument in Question 2 gives . Hence . The analytic product is nonzero and has the same logarithmic derivative, since . Therefore is constant on the connected complex upper half-plane; its limit at infinity is one. This proves , without assuming either of the product identities being deduced. Pair the terms in , choosing representatives . Since , we get
This is the Euler pentagonal identity, derived by the character theta proof of the eta product.
For the second product use the odd primitive character , , with Gauss sum of a Dirichlet character . Set
The odd transformation gives and the series gives . Thus is another normalized weight-twelve cusp form, and . Because is nonzero, has eighth power one, so it is constant; its leading coefficient fixes it to one. Pairing positive and negative odd integers now gives
Since , the Jacobi cubic product identity follows:
All pairings and differentiations take place in locally uniformly convergent theta functions or products on .
Write and use the determinant-normalized slash operator
The automorphy factor identity proves , and positive scalar matrices act trivially. Let be all integral matrices of determinant . It is stable under left and right multiplication by . Its left orbits have unique representatives
Indeed Bézout's identity reduces the first column to , the determinant fixes , and a row shear reduces modulo . These are the determinant-n matrix representatives for Hecke operators. For composite , can contain more than one double coset; keeping every integral matrix, including nonprimitive ones, is essential.
Define the Hecke operator by
Changing a representative on the left leaves its summand unchanged. Right multiplication by permutes left orbits of , so the result satisfies the weight- transformation law. Each summand is holomorphic. Its expansion at infinity is bounded, and vanishes there when is a cusp form; the group has just one cusp class. Therefore preserves both and , and is the identity.
For a Fourier expansion , the sum over vanishes unless . Substitute and then collect the coefficient of to obtain the Fourier coefficients of a composite-index Hecke operator:
Here , so the constant coefficient is ; at it is . This proves preservation of integral coefficients. At a prime,
with if .
We can prove the entire Hecke multiplication relations directly, not just quote them. On formal power series put and . Although these individual operators need not preserve level one, and the coefficient formula gives
Multiply on the left by . In the first part the term is ; every reduces by to . The second part, together with the term, is . The remaining sum is . Thus
For coprime indices, the coefficient divisors split independently in the displayed formula, proving when . Induction with the prime-power recurrence gives . Combining the primes proves
In particular the modular Hecke algebra is commutative and is generated by the prime operators.
For cusp forms the Petersson inner product is
Cusp decay makes it finite and positive definite. The Hecke operators are self-adjoint for the Petersson inner product. To see the change-of-variables mechanism, fix a double coset and put . Representatives of give left representatives . Unfolding the sum in changes the integral over to the integral over of . The substitution preserves and has ; these factors move the slash from to . Refold over to get the reverse double coset. Since scalar matrices act trivially, has the same slash action as its adjugate , an integral matrix of determinant . The adjugate involution permutes all the double cosets in . The common real factor is unchanged, giving .
Since is finite dimensional, commuting self-adjoint linear operators have a common orthonormal basis of Hecke eigenforms: diagonalize one operator, restrict the others to its eigenspaces, and repeat until these spaces cannot split further. If is a nonzero common Hecke eigenform with , the coefficient at gives . Were , every positive coefficient would vanish, contrary to being cuspidal. Normalize ; then , and the Hecke multiplication relations yield
The eigenvalues are real by self-adjointness. Their multiplicativity and prime-power recurrence give the Euler product of a Hecke eigenform, initially in an absolutely convergent half-plane:
The Mellin transform in Question 5 supplies its analytic continuation and functional equation.
Finally, for positive even , , by subtracting the constant coefficient times the normalized Eisenstein series. The divisor identity
follows by multiplying the geometric sums at each prime; it and the constant-coefficient formula prove . Thus has an Eisenstein series eigenline and a basis of cuspidal Hecke eigenforms. Odd and negative weights have no forms, , and on the operator is the scalar . These statements fix the normalization and describe the exceptional small weights as well.
Let be the constant Fourier coefficient and suppose first that is even and ; thus . Put . The precise Mellin continuation of a noncuspidal modular form is
It is meromorphic on the whole plane, with possible simple poles only at , of residues , respectively. For a cusp form it is an entire function. A nonzero constant term makes both of these poles genuine.
We first justify the initial Mellin transform. Decompose with . For a cusp form, is invariant under the modular group and bounded on its fundamental domain, since it tends to zero at the cusp. Therefore it is bounded throughout the complex upper half-plane. Integrating the Fourier coefficient at height gives . The Eisenstein series coefficients satisfy by replacing divisors by . Consequently , and absolute termwise integration is valid for :
Indeed , and the sum of the absolute integrals converges in that half-plane.
Write . Exponential cusp decay of the difference implies uniform convergence on compact subsets of the -plane, including after any number of derivatives in , so is entire. The modular transformation gives
On the lower half of the Mellin integral, subtract the transformed constant explicitly:
Substitute in the decaying term and integrate the two powers in the constant term. This yields, initially for ,
The right side supplies the claimed meromorphic continuation and its residues. Replacing by and multiplying by , with , leaves this expression unchanged, proving the functional equation with its correct sign. In particular the residue at is tied to the residue at zero by that equation; subtracting only at infinity and overlooking its transformed value at zero would miss these poles.
In weight zero every modular form is constant, so and its completion is identically zero. The same holds for the zero form in odd, negative, or weight-two spaces. Thus the assertion covers all weights in the notation of the paper. There is no conjugation of in this level-one functional equation.
Let be the upper half-plane and put . A weight- modular form for the modular group is a holomorphic function on satisfying
whose Fourier expansion at the modular cusp at infinity has only nonnegative powers of . These functions form the vector space . Its subspace consists of the cusp forms, whose constant Fourier coefficient is zero. For the full modular group every cusp is equivalent to infinity, so this is the complete cusp condition. The matrix gives for odd , and the valence formula for the modular group excludes nonzero forms of negative weight.
The normalized Eisenstein series start as and . Consequently the modular discriminant
is a nonzero cusp form of weight twelve, with order one at infinity. Its contribution there already exhausts the valence formula, so it has no zero in . Multiplication by takes injectively into . Conversely, dividing any member of by is holomorphic in , has weight , and has no negative power at infinity because its numerator vanishes there. Thus multiplication by the modular discriminant gives
The valence formula for the modular group shows that a weight-zero form minus its constant term must vanish: otherwise it would be a cusp form with positive order at infinity and total zero order zero. Hence . A weight-two form satisfies , so any nonzero one would contribute at least to the valence formula, exceeding . Therefore .
Every even integer has a representation with . Indeed, if is even, take ; if it is odd, take and . The form has constant term one. Taking the constant Fourier coefficient therefore maps onto , with kernel . Starting with the negative-weight vanishing and the two initial dimensions gives
and hence the dimension of level-one modular forms is
This also proves finite dimensionality, rather than presupposing it in the recurrence.
For the generation assertion, if has constant coefficient , subtract . The difference is a cusp form, and so equals with . Induction on weight expresses as a polynomial in ; substituting the polynomial expression for does the same for . Constants start the induction, while weight two contributes nothing. The result is a weighted homogeneous polynomial, assigning weights four and six to its variables. In fact the monomials with number exactly the displayed dimension: runs from zero to with parity . Their spanning property therefore makes them a basis in each weight. This identifies the polynomial ring of level-one modular forms:
Fix an even weight and write . Extend the slash operator for modular forms to positive-determinant rational matrices by the determinant-normalized slash operator
The automorphy factor identity makes this a right action. Let be the integral matrices of determinant . Their left -cosets have unique determinant-n matrix representatives for Hecke operators
An integral row operation obtained from Bézout's identity makes the first column , and a row shear reduces the other top entry modulo , proving this description. The usual Hecke operator is
This normalization has . Right multiplication by permutes the left cosets in , so has the same modular transformation law as . Each summand is holomorphic in . Holomorphy at the cusp and preservation of cusp forms follow directly from the coefficient formula below; the full modular group has only one cusp orbit. Thus the operators act on both and .
If , summing over kills terms unless . Writing gives output exponent , so a term of exponent requires and has original index . Its multiplier is . The Fourier coefficients of a composite-index Hecke operator are consequently
For , this means . In particular . For a prime number ,
with a nonexistent fractional-index coefficient interpreted as zero.
The Hecke multiplication relations follow from these coefficients. For coprime indices, the two divisor choices combine uniquely and give . For prime powers put , and, on formal Fourier series, let and . These individual maps need not preserve level one, but , and the coefficient formula gives
Multiplying on the left by and cancelling yields
Induction gives ; combining distinct prime factors proves
The modular Hecke algebra is therefore commutative and generated by its prime-index operators. The identity , rather than the generally false reversed identity, is what proves the prime-power recurrence.
On use the positive definite Petersson inner product
Exponential cusp decay makes this integral finite. The Hecke operators are self-adjoint for the Petersson inner product. Here is the correspondence argument. For a positive-determinant matrix , set . The finite sum over the double coset unfolds its pairing into
Changing variables preserves hyperbolic area, and shows that the determinant-normalized slash factors transfer from to on . The new quotient is by ; folding it back gives the operator for the reversed double coset. For , its adjugate again lies in . Positive scalar matrices act trivially in the determinant normalization, so and its adjugate give the same action. The adjugate involution preserves the entire determinant- correspondence, and the external normalization is real. Thus
Finite-dimensional spectral theory now gives a simultaneous orthonormal eigenbasis on , since the operators commute and are self-adjoint. For a common Hecke eigenform with eigenvalues , the first-coefficient formula gives . If , every coefficient vanishes and , a contradiction. Rescale each eigenform to have . The resulting basis is orthogonal, and
All these eigenvalues and coefficients are real. A fixed simultaneous eigenspace is one-dimensional, because its normalized Fourier coefficients are uniquely determined by the eigenvalues.
Applying the multiplication relations to an eigenform gives
The recurrence yields . Multiplicativity then gives the Euler product of a Hecke eigenform
initially in a right half-plane, for example using the Fourier coefficient bound for a cusp form. Modular inversion and the Mellin transform of a cusp-form L-function continue to an entire function and give .
There is also an integral structure. If , choose , , with a monomial in of weight and constant term one. These forms have integral Fourier coefficients and start with ; their first coefficients form a unitriangular matrix. They are a basis, and every cusp form with integral coefficients is an integral combination of them, by successive elimination of its first coefficients. The coefficient formula shows that preserves this lattice. Its characteristic polynomial is consequently monic with integer coefficients, proving that the Hecke eigenvalues are algebraic integers. Together with self-adjointness, this gives real algebraic integers without requiring any unproved bound for their sizes.
For even , the full space decomposes as . The normalized Eisenstein series is a simultaneous eigenform with
Its coefficients are , and the elementary divisor identity verifies the eigenvalue formula, including the constant coefficient. Thus the cusp eigenbasis plus diagonalizes the operators on . Weight two and odd weights have no forms; in weight zero the constant function has eigenvalue . As a concrete cuspidal example, , so for its Fourier coefficients, and the recurrence gives .
Choose , and take the matrix
At its denominator is , while its numerator is . Consequently
Applying the weight- transformation law of the cusp form at proves the rational-cusp inversion of a level-one cusp form:
The analytic input for these Mellin transforms is elementary cusp decay. For a level-one weight- cusp form, the invariant norm of a modular form is invariant under the modular group. It is bounded on the standard fundamental region, because the cusp expansion decays exponentially, and hence bounded on all of . Fourier inversion gives
Taking proves the Fourier coefficient bound for a cusp form . In particular rational translates have polynomially bounded coefficients and exponential decay as , uniformly in their real parts. These facts justify the initial Mellin integrations and the later entire continuation.
Here being modular of weight means obeying the weight transformation law, or equivalently being invariant under the slash operator for modular forms:
This transformation property alone does not impose holomorphy; a holomorphic modular form additionally satisfies interior and cusp holomorphy. That distinction is needed for the nonholomorphic completion in the next part.
Put . For , conjugation by gives the integral determinant-one matrix
Since the denominator in the latter action is , the full-group modularity of gives
Thus argument dilation lowers the group to the Gamma 0 congruence subgroup while retaining the weight. If is a holomorphic modular form, cusp holomorphy is preserved too: an integral matrix of determinant factors as an integral determinant-one matrix times an upper triangular positive-determinant matrix. The corresponding slash translate is a constant times with positive , whose expansion at infinity has no negative exponents. This checks every rational cusp; for a cusp form its constant term remains zero. It is the level-one instance of the degeneracy map for cusp forms.
Use the standard normalization of the Hecke operator, for which
The Hecke multiplication relations make these operators commute; a coefficient-based proof is included in 3(i). For a cusp form, , so the preceding coefficient relation says
for every . Denote the bracketed operator by . A vanishing first coefficient alone would not prove . Instead, for every , commute it past and apply the same relation to the cusp form :
Its constant coefficient is zero too. Thus every Fourier coefficient of vanishes, and holomorphy gives . We have proved
For these are the integers constructed in (ii); for , the extension makes the formula tautological. Without that implicit extension the symbols in the printed all-index assertion are undefined. The term is excluded because its coefficient functional is zero on cusp forms. If , the operator statement is vacuous. This also exhibits the perfect integral Hecke pairing: the first coefficient functionals on the cusp space are dual to .
Write , and . The space consists of holomorphic functions on the complex upper half-plane satisfying
and holomorphic at the cusp: their Fourier expansion of a modular form is . The subspace of cusp forms has . Since all cusps are equivalent at level one, this condition treats every cusp. The element forces odd-weight forms to vanish.
Use the permitted properties of the normalized Eisenstein series and modular discriminant:
They have integer Fourier coefficients and weights . For even , the assumed dimension formula gives except when , when . For , the remaining weight is nonnegative and is not two. Choose and with . Every allowable remaining weight admits such a choice. The forms
give an integral triangular basis of level-one modular forms: their distinct first exponents prove independence, and their number proves that they span.
Now take with integral coefficients. Subtract its constant coefficient times . The remainder still has integral coefficients and has no constant term. Subtract its coefficient at times , then its current coefficient at times , and continue. Every subtraction uses an integer. After steps the remainder's first coefficients vanish; triangularity and the basis property force that remainder to be zero. Consequently
This proves integral polynomial generation without dividing by . The relation explains why the additional integral generator is useful, although over two generators suffice. For the basis is the constant one; when , including weight two and odd weights, the claim is vacuous.