Batchelor entrainment hypothesis Created 2026-09-24 Updated 2026-10-05
The Batchelor entrainment hypothesis takes the inward mean edge velocity of a turbulent plume to be in the Boussinesq approximation. Its density-corrected non-Boussinesq form is , where and are plume and ambient mass densities and is the entrainment coefficient.
In an impermeable cylinder, an axisymmetric turbulent plume with negligible source volume flux requires a downward return flow. With uniform upward plume velocity and ambient velocity , volume conservation gives . An entrainment coefficient based on the relative speed gives . A specified pressure closure is essential for momentum conservation. If the departure from ambient hydrostatic pressure and wall force are neglected in the whole-section integral, the total specific momentum flux obeys . Homogeneous unmodified ambient and no buoyancy loss give . These are leading integral-model closures; restoring the ambient dynamic pressure can change the singularity criterion.
Constant-speed entraining gravity current on a slope Created 2026-10-06 Updated 2026-10-07
For steady flow with entrainment coefficient , bottom-drag coefficient and slope angle , a constant buoyancy flux gives , and . The half factor comes from hydrostatic pressure, while the denominator includes both bed drag and acceleration of entrained fluid.
Entrainment velocity 2026-10-14
The mean speed, measured normal to a chosen plume or jet boundary, at which ambient fluid enters the turbulent region. The boundary and averaging convention must be specified: this speed is not the plume's axial velocity. In the Batchelor entrainment hypothesis for a rising Boussinesq plume, , where is the dimensionless entrainment coefficient and the characteristic axial speed. Multiplying by the boundary perimeter gives the entrained volume flux per axial length.
For a horizontal forced plume, the plume virtual origin lies downstream and below the physical source on the far-field vertical asymptote. The origin shift in centreline arc length is distinct from its vertical height: if and , the virtual height is . Both geometric shifts scale with the jet length at fixed entrainment coefficient.
Jet length 2026-10-05
For source kinematic momentum flux and buoyancy flux , dimensional analysis gives . Under constant Batchelor entrainment, the actual turning length also contains an entrainment coefficient factor of order .
A glacier supplies fresh meltwater at speed to a rising wall line plume whose buoyancy is dominated by salinity. With one entraining edge, entrainment coefficient , volume flux and negligible wall stress, and . Enthalpy and salt balances give and . If latent heat dominates and entrainment dominates the volume supply, integration from a virtual origin and power-law balance give the displayed width and speed. The temperature and salinity deficits are and , both proportional to . The approximation is a far-field plume solution, not a solution at the virtual origin.
For a rising light plume use in the Boussinesq approximation, with ambient density as the inertial reference. The full cross-sectional kinematic volume flux, momentum flux and buoyancy flux of a top-hat plume are
Here momentum flux per unit reference density is meant, not momentum per unit volume. The Batchelor entrainment hypothesis says ambient fluid crosses the plume edge at mean inward speed , where is the dimensionless entrainment coefficient. Volume added per unit height is . With , the integrated plume balances in uniform ambient density are
Seek a pure plume with no persistent source volume or momentum scale. Equating powers of gives and ; constant buoyancy gives . Equating coefficients yields, relative to the ideal source or a fitted plume virtual origin,
Thus , and . A finite nozzle or nonzero source momentum requires a near-source transition rather than this singular point-source solution at arbitrarily small .
In a stably stratified ambient, entrained fluid is progressively lighter with increasing height. Relative to that ambient, the plume's buoyancy flux satisfies . It therefore becomes neutrally buoyant before its upward momentum vanishes. It overshoots, becomes negatively buoyant, and eventually turns and spreads laterally near its neutral-buoyancy level. The top-hat ascent equations cease to describe the overturning cap and lateral intrusion.
For constant , the balances give a useful exact relation:
for an ideal zero-momentum source. The rising branch begins at , attains its largest momentum at , and reaches its terminal zero-momentum limit at . Entrainment and decreasing buoyancy make the associated rise interval finite.
An estimate follows already from the unstratified pure plume flux: , so . Hence
The coefficient depends on the entrainment coefficient and the distinction between neutral height, maximum rise and final spreading level. The scaling can also be obtained from the dimensions and . The sketch distinguishes the neutral level from the maximum rise.
Figure 1.
Entrainment, loss of buoyancy, momentum overshoot and lateral intrusion of a stratified plume
. Details.
Use for the plume reduced gravity, and take upwards. For a symmetric line plume define fluxes per unit source length,
The integrals span the plume; its edges can move horizontally with . The fluid entrainment rate at one moving edge is the inward normal transport relative to that edge. For an edge it is ; symmetry supplies equal transport through the other edge. The Batchelor entrainment hypothesis closes its mean value as , where is a representative vertical velocity and is the entrainment coefficient. The integrated volume conservation equation is therefore .
Using volume conservation, the vertical acceleration equation has conservative form . Incoming ambient has zero vertical momentum; the integrated momentum conservation equation is consequently . For the temperature anomaly, depends on height and
Ambient fluid enters with , giving the buoyancy flux balance. The integral model is
Here is the buoyancy frequency when ; the same algebra permits unstable temperature gradients with .
These are mean integral balances. The advective equations printed in the question omit explicit turbulent stresses and heat fluxes; a turbulent plume interpretation requires the usual entrainment closure for that unresolved transverse transport. Assuming vanishing edge stresses and heat fluxes, and negligible additional axial turbulent-flux contributions, gives the displayed bulk model. It would be inconsistent to treat a discontinuous top-hat profile as a smooth exact pointwise solution of the inviscid temperature-advection equation.
The filling box model requires the first outflow to spread across the enclosure and remain above unmodified fluid, while a narrow nearly vertical plume rises below it. Several mechanisms can defeat those assumptions. A tall narrow box makes the plume a substantial fraction of the width, so its compensating return velocity is no longer small and modifies both fluid entrainment and momentum flux. A fast ceiling current can descend the sidewalls and overturn the initially stable upper region. In both cases a horizontally uniform slowly descending filling-box first front is inappropriate. Strong plume displacement from the centre, imposed crossflow, large source volume, vents or substantial wall cooling likewise alter the volume and heat budgets.
A useful diagnostic is whether the ceiling outflow's inertial acceleration, of order , overwhelms the restoring buoyancy of the nascent layer. If is not small for its depth , the outflow can penetrate or overturn the stratification rather than remain trapped above it. This is a diagnostic Froude number, not a universal threshold without specifying the wall-current geometry and mixing. Low Reynolds number invalidates a constant turbulent entrainment coefficient, and thermal diffusion or wall heat loss can erase the sharp first-front jump. Thus large aspect ratio, strong return circulation, overturning, ventilation or diffusion require a model beyond the standard filling-box approximation.
In stable density stratification, ambient density decreases with height. A rising buoyant thermal encounters progressively lighter surroundings and entrains denser fluid from below, so its net buoyancy decreases. It reaches neutral buoyancy, overshoots through its remaining momentum, and eventually stops rising, spreads as a buoyant intrusion or excites internal gravity waves. The finite rise is a consequence of this restoring effect, not just drag.
Total buoyancy has dimensions and buoyancy frequency has . For an ideal point release with no other dimensional source length or time, dimensional analysis therefore gives
The dimensionless coefficient depends on entrainment coefficient, shape and the momentum model. A finite source radius or impulse supplies additional dimensionless parameters; dimensional analysis cannot determine the coefficient by itself.
Within precisely the spherical model, and the evolving thermal buoyancy satisfies , so . Neutrality occurs at . For , the momentum equation and give
The first nonzero-height stopping point is , so . This illustrates both the dimensional scale and the distinction between neutral height and maximum rise; the precise coefficients rely on the specified ideal fluid entrainment and impulse model.
Two source scales obtained from dimensional analysis are
The jet length measures how far source momentum remains important relative to buoyancy-generated momentum. The source-volume length of a turbulent plume measures how far imposed source volume remains important relative to entrained volume. Numerical constants and entrainment coefficient factors depend on the chosen normalization. From the equations here the useful exact volume-growth scale is ; the pure-similarity height whose flux equals is . A momentum crossover likewise contains a factor of order . The source radius is another useful geometrical combination, but it does not replace the two buoyancy/source crossover comparisons.
Integrate the differential relation from part (a) with finite source values:
Define
This plume flux-balance invariant rearranges to
Use it to express , and substitute into . The coefficient satisfies , giving
With positive source fluxes, . For the source has excess momentum relative to pure plume balance, so it is a momentum-dominated forced plume. For it is already in pure plume balance, and the exact solution is the pure similarity translated to a finite plume virtual origin. For the source has deficient momentum relative to its buoyancy and volume fluxes, a lazy plume. Here “forced” in the broad sense merely means finite source fluxes; this sign classification distinguishes its jet-like and lazy branches. At large height, finite vanishes and every positive branch approaches pure plume balance.
Let be a constant reference density close to the ambient density, and let denote the mean plume density. The Boussinesq approximation permits full-cross-section kinematic fluxes
Thus is the specific mass flux, equal to volume flux at this order; is the specific vertical momentum flux; and is the buoyancy flux. Physical mass and momentum fluxes are and . These definitions include the full circular area. If factors of are removed in a course's flux convention, divide by throughout rather than mixing normalizations. The PDF's source density is , distinct from ambient ; the TeX changes the source symbol incorrectly.
For the top-hat plume model, let the plume radius be and let be uniform inside it. Then
The Batchelor entrainment hypothesis supplies the necessary closure: the inward edge velocity is , with constant entrainment coefficient . Entrainment across a cylindrical slice gives . The entrained ambient has negligible upward momentum. The vertical buoyancy force on the slice is , hence .
For the buoyancy balance, let be the transported density scalar. Entrainment gives . Differentiate to get . Therefore the closed flux equations are
Here is the buoyancy frequency when the ambient is stably stratified. These are the Boussinesq top-hat plume in a stratified ambient equations in the explicitly stated full-area convention. Stable stratification consumes positive buoyancy flux as the plume rises. The top-hat assumption alone would not determine without an entrainment law.
For uniform ambient density, is constant. The source volume becomes negligible when accumulated entrainment is much greater than . In a jet-like region, , so the criterion is . In a buoyancy-dominated far field with , it is , with determined below. These are the two source-volume lengths of a turbulent plume. They are not the jet length, which measures the persistence of imposed source momentum. A nonzero source volume can also appear as a plume virtual origin; it is not valid to discard it at every distance simply because the source is geometrically small.
For , , seek , . The two flux equations give and . Thus the pure-plume solution is
For completeness its directly measurable top-hat fields are
This is an axisymmetric pure plume. In this regime the explicit source-volume criterion is
For , , the buoyancy vanishes and momentum is constant. The pure-jet solution is
This is the jet limit of the top-hat plume model. Both ideal zero-volume sources have singular speeds at ; they model regions outside a finite source where entrainment has already made the source-volume correction small.
When and are both positive, use the jet solution near the source and the pure-plume solution far above it, with an appropriate virtual-origin correction. To quantify this transition, eliminate :
The conserved quantity is the plume flux-balance invariant. With negligible , comparison of its two terms and gives a transition height of order . The exact connection, including finite , is the finite-source forced-plume quadrature
with then recovered from the invariant. A positive integrand gives the physical increasing-volume branch. As grows, the source constant is negligible relative to , proving attraction to pure plume similarity. One matches the two asymptotic regimes or uses this quadrature; the jet and plume solutions cannot be linearly superposed because their governing flux equations are nonlinear.
The Batchelor entrainment hypothesis makes the inward entrainment velocity proportional to the local plume speed:
where is the dimensionless entrainment coefficient. For an upward plume , this is . The hypothesis represents turbulent ingestion of ambient fluid; it is a closure rather than a consequence of mass conservation.
Let , suppressing the common factor from cross-sectional integrals. In the Boussinesq approximation, use a constant reference density in the leading-order mass conservation equation. Dividing that equation by gives volume conservation:
The factor two is the ratio of the perimeter to the suppressed area factor . Density differences are retained in buoyancy, even though they are neglected in the leading inertial and volume terms.
To derive the density-deficit balance, first leave the small density differences explicit in the supplied mass equation. Because the ambient density is time independent, the product rule gives
Thus the ambient mass entrained through the perimeter cancels exactly against its contribution to the volume budget, yielding the required buoyancy balance. It is understood to the accuracy of the underlying Boussinesq approximation; the volume equation is not an additional exact constraint on a fully variable-density fluid.
For later use define reduced gravity and the squared buoyancy frequency . With and , the balance is
A stably stratified ambient has , so upward motion consumes the plume's positive density deficit; an unstable ambient reverses this sign.
Use pi-normalized kinematic plume fluxes: physical volume, momentum and buoyancy fluxes are , and . For a top-hat plume model in a homogeneous ambient, constant entrainment coefficient gives
Eliminating height between the first two equations yields . Hence the plume flux-balance invariant is . Pure plume balance means that this invariant vanishes, including at a finite-volume source:
It does not mean that and must individually be zero. The balanced solution has a plume virtual origin below the physical source:
where . For given nonzero source fluxes, the displayed balance is a compatibility condition; they cannot be chosen independently and still describe an exactly balanced source.
The entrainment coefficient is the ratio of the inward ambient-fluid velocity normal to a buoyant plume edge to the characteristic buoyant plume velocity. For an upward buoyant plume, take . There are two edges at half-width , so the full-section volume source is . Dividing every integral balance by two gives consistent half-section equations.
For top-hat plume profiles, volume conservation and mass conservation are
The mass entering the buoyant plume is ambient mass with local mass density . The Boussinesq approximation uses a common reference mass density in inertia while retaining the mass density deficit in buoyancy. The mass equation may be kept to the first order in that deficit to derive its transport.
Multiply the volume equation by the time-independent ambient mass density. The product rule gives
Subtract the mass equation and multiply by . The entrainment sources cancel exactly, leaving
where
For stable stratification, and the buoyancy frequency is real. Rising fluid moves into lighter ambient fluid and loses its mass density deficit relative to that local ambient. Thus environmental stratification reduces the buoyant plume's buoyancy flux, even though the ambient fluid entering by entrainment contributes no mass density deficit at its own height.
The Boussinesq approximation retains small density differences only in the gravitational buoyancy force and uses a constant reference density in inertia and volume conservation. The entrainment coefficient specifies the inward velocity of ambient fluid relative to the thermal boundary, . Turbulent interface motions engulf ambient water and mix it into the coherent rising volume.
For a spherical buoyant thermal, . To leading order in the dilute gas fraction, expansion of the gas does not dominate the total-volume balance, so fluid entrainment gives
But and . Therefore, wherever the thermal is rising,
This growth law for a dilute bubbly thermal is independent of stratification under the constant- model. Stratification changes the speed and eventual stopping height; it does not enter this volume-per-distance relation. In real flows the entrainment coefficient itself can vary with stratification and flow structure.
Use the steady axisymmetric top-hat plume model, with plume radius , uniform mean upward speed and reduced gravity . The Boussinesq approximation uses constant reference density in inertia and retains the small density difference only in buoyancy. Assume a quiescent hydrostatic ambient, a slender fully turbulent plume, negligible molecular transport and an entrainment velocity , with constant positive entrainment coefficient . Define the ambient buoyancy frequency by ; positive is stable stratification.
The integrated volume, momentum and buoyancy balances of a Boussinesq top-hat plume in a stratified ambient are
The first follows from side entrainment, the second from the integrated buoyancy force, and the third accounts for the changing ambient density. Common factors of are cancelled. Equivalently, the requested radius, speed and reduced-gravity equations are
These equations stop describing an upward light plume once vanishes, and their light-plume interpretation requires .
For nonzero , seek plume similarity in power-law stratification in the form , and . The first balance gives . Momentum gives and . The buoyancy balance then requires , so
Choosing gives the exact power-law family, including its normalization:
These are the amplitudes and physical branches of a power-law stratified plume. No source flux was specified, so an arbitrary finite-source solution is not determined by alone; the displayed family is an exact similarity solution, rather than the general solution for arbitrary initial fluxes.
With the specific flux convention , and , their values are
The physical volume flux is , mass flux is , momentum flux is , and kinematic buoyancy flux is . Thus the “specific mass flux” is the mass flux divided by reference density, with or without the explicitly stated factor .
The parameter restrictions follow directly from positivity. Positive radius needs . Positive and real positive further require and , giving
For stable , buoyancy flux decreases with height, while volume and momentum fluxes increase. However, diverges at throughout this interval. Also the ambient density gradient and plume speed are singular there. Thus this stable similarity branch can describe a region away from a virtual source, but cannot represent a finite-buoyancy-flux point source extending all the way to . For ordinary regular stable stratifications, including positive , a finite-source rising plume instead loses buoyancy and eventually reaches neutral buoyancy and a finite rise limit; the pure-power ansatz does not supply such a solution.
For unstable and , the buoyancy flux grows with height and tends to zero at the origin. The plume draws its increasing buoyancy from an unstable ambient rather than a finite positive source buoyancy flux. Such an ambient must be maintained or treated locally, since it is itself convectively unstable. If , its density profile is singular at the source, while for its increasing density contrast eventually violates the Boussinesq approximation at sufficiently large height. These are formal local similarity solutions with corresponding physical limits. For and , the algebra also gives a real positive speed but negative : this is a heavy upward flow, not the specified light plume.
At nonzero , the values do not give finite coefficients. Respectively they would require zero entrained volume-flux growth, zero momentum-flux growth despite nonzero buoyancy, or constant buoyancy flux despite nonzero ambient stratification. They are not omitted regular endpoints.
When , the ambient is unstratified regardless of the nominal value of . The nontrivial positive-buoyancy point-source solution is the Boussinesq point-source plume:
Here is the constant specific buoyancy flux with removed. Its and vanish at the point source, while . Its near-source singularity is the usual ideal point-source limit; a finite vent replaces that limit by finite source data or a virtual origin.
Assume the ambient fluid has zero downslope velocity, no bed drag, and an entrainment coefficient . The entraining shallow-water layer receives volume at rate , but neither excess buoyancy nor downslope momentum from that ambient fluid. Consequently volume conservation, conservation of excess buoyancy, and momentum conservation give
The pressure contribution is the integral of the hydrostatic pressure from part (a). The last source is the downslope component of the gravitational force.
With , the equivalent equations are
The last term is the momentum required to accelerate newly entrained fluid. For variables , the matrix of the spatial derivatives is
Thus it is a strictly hyperbolic system for and . At all three characteristic speeds coincide and the matrix is not diagonalizable. The exclusion of that angle presumes the physical range with : allowing an overhanging channel with would also destroy hyperbolicity.