A morphism of schemes is a flat morphism when each local ring is a flat module over : tensoring with it preserves exact sequences. An open immersion induces isomorphisms on the local rings at its points, so it is flat.
For a closed immersion, the printed equivalence is valid with the additional hypothesis of finite presentation, for example over a locally Noetherian target, and with nonempty source. Here is the proof with that hypothesis. On an affine chart the map is , with finitely generated. If , the flat cyclic module is free over the local ring , and its residue-field dimension is one. Therefore its quotient map from is an isomorphism and . Finite generation gives a neighbourhood of on which vanishes. The closed image is consequently open. A nonempty clopen image in a connected target is the whole target; then vanishes at every prime and is zero. The immersion is an isomorphism. The converse is immediate. This proves the flat closed immersion of finite presentation assertion.
Without finite presentation, connectedness alone does not suffice. Take and let . Let consist of functions vanishing on some neighbourhood of zero. The map has kernel : multiplying such a function by a continuous cutoff equal to one at zero kills it, whereas with forces to vanish near zero. This map is surjective, because the reciprocal of any denominator nonzero at zero can be extended continuously from a small neighbourhood of zero to the whole interval. Thus
The map is both a closed immersion and a flat localization. Its source is connected because its ring is local. Its target is connected because continuous idempotent functions on the connected interval can only be the constants zero and one. It is not an isomorphism: contains nonzero functions supported away from zero. This supplies a concrete counterexample to the unrestricted assertion. The kernel is a pure ideal; this is the general mechanism behind such examples, as explained in the Stacks Project's treatment of pure ideals.
For the finite-flat fibre assertion, first note the local algebra fact that a finitely generated flat module over a local ring is free. Choose generators whose residues form a basis of , using Nakayama's lemma. If a row gives a relation , the equational criterion for flatness supplies elements and a matrix such that and . Write each as a linear combination of the , with coefficient matrix . Then . Independence modulo makes congruent to the identity. This square matrix is invertible over the local ring, and implies . Thus the chosen generators are a basis. This also justifies the cyclic-module step above; see the finite-flat local lemma.
Now let for the finite flat morphism. On each affine chart this is the finite flat algebra defining its inverse image. Hence is free over , of some finite rank . Let be the generic point of the irreducible target. Localizing that free module at gives
Every point specializes from the same , so every equals the fixed rank at . This remains valid if the irreducible target is nonreduced: one compares free ranks over its nonzero generic local ring, not necessarily over a field. The fibre is affine, and
Consequently
This is finite flat rank over an irreducible scheme. No unjustified replacement of finite flat by finite locally free on an arbitrary base is needed.
For an algebraic curve of finite type over a field, its normalization of an integral scheme is finite and birational. If flat, the preceding rank is one, since the generic fibre has the same function field. Locally its normalization algebra is therefore a free -module of rank one. The element generates: its image cannot vanish in the one-dimensional fibre algebra, and Nakayama's lemma applies. Thus is an isomorphism. Conversely the identity normalization is flat.
The parenthetical definition in the PDF does not explicitly impose finite type. One can prove the conclusion even in that broader setting without assuming a finite normalization. For any affine chart, let describe its normalization of an integral scheme. Integrality makes the map on spectra surjective; if is flat it is faithfully flat. Faithful flatness gives contraction of ideals, . For , with and , one has . Thus for some , so . Therefore on every chart. We have proved the flat normalization is an isomorphism result and, in particular,
A proper morphism of schemes is a separated morphism of finite type which is a universally closed morphism: after every base change, the resulting map of underlying topological spaces takes closed subsets to closed subsets.
The valuative criterion for properness, in the Noetherian setting used here, says that a finite type morphism is a proper morphism if and only if the following existence and uniqueness condition holds. For every valuation ring , its fraction field , and compatible morphisms of schemes and with , there is exactly one morphism of schemes such that and . All valuation rings are allowed; no discreteness assumption is needed in this formulation. The following arguments also use that each of the three defining conditions for a proper morphism is preserved by base change.
A ring homomorphism is understood to preserve . Start with . Its map on spectra of rings is
Contraction gives a prime ideal, and . Thus is continuous for the Zariski topology. On each principal open subscheme, the structure sheaf map is the ring homomorphism
These maps commute with restrictions, so they define a sheaf morphism . At , with , its stalk map is . The inverse image of the maximal ideal is , so this is a local homomorphism. We have constructed a morphism of locally ringed spaces.
Conversely, let be a morphism of locally ringed spaces. Its map on global sections gives , using and . Fix and put . Compatibility with the stalk maps and the local homomorphism property give
Consequently , so the underlying map is forced. On , the sheaf morphism is forced as well: it extends and sends to a unit, hence agrees with the displayed map by the universal property of localization. The principal open subschemes form a basis, so the entire sheaf morphism is determined. Taking global sections of the construction recovers . The two constructions are inverse, proving the affine-target adjunction for schemes in the affine-source case:
To describe the real affine plane scheme points, write . It is a unique factorization domain of Krull dimension two. Its points are exactly the following prime ideals:
For completeness, any height-one prime ideal contains an irreducible polynomial ; since is already a height-one prime ideal, it must equal . Every remaining nonzero prime ideal has height two and is maximal, by Krull dimension. For a nonreal pair, evaluation generates all of over , so its kernel is maximal. Conversely, each residue field isomorphic to has exactly the two conjugate real-algebra embeddings into , proving the assertion about repetitions.
This describes the topology too: consists of the prime ideals containing , and the closure of a point is . In particular, the closure of is the whole affine plane, while the closure of contains precisely the closed points on , together with itself. The spectrum is much larger than the set . For example, is a height-one point although its curve has no real points. Its structure sheaf has and stalk at .
The induced morphism of schemes
is contraction of prime ideals, with the structure sheaf maps given above. On closed points, it sends to the kernel of real-polynomial evaluation at . A real closed point has one complex point above it; a nonreal closed point has two, interchanged by complex conjugation. The source generic point maps to the target generic point. The source height-one points are generated by irreducible complex polynomials . Their contractions are height-one prime ideals , and is a factor of over . An irreducible real either stays irreducible over or splits into two distinct conjugate irreducible factors. Indeed, complex conjugation acts transitively on its distinct factors, or a proper orbit product would give a real factor of ; every orbit has size at most two. Repeated factors are excluded by separability in characteristic zero. Thus one or two height-one points lie above .
The complexification fibres of a real scheme give a uniform description of all scheme-theoretic fibres, including the nonclosed points, is especially useful. The extension of coordinate rings is
a free -module with basis . At , with residue field , the scheme-theoretic fibre is
If is a square in , the Chinese remainder theorem gives , hence two points. Otherwise it is a quadratic field extension, hence one point. The polynomial has no repeated root in characteristic zero, so all these scheme-theoretic fibres are reduced schemes. This also proves surjectivity. Conjugation acts on each two-point fibre by exchanging its points and fixes each one-point fibre. As a finite morphism, is closed, so its underlying topological space is the quotient by complex conjugation. The fibre formula explains why a real closed point gives one complex point, whereas the generic point gives a single point with residue field .
A morphism of schemes is a morphism of locally ringed spaces. Thus it consists of a continuous map and a homomorphism of sheaves of rings
such that, for every , the induced map on stalks
is a local homomorphism: it carries the maximal ideal of the source into the maximal ideal of the target. Equivalently, the inverse image of the target maximal ideal is the source maximal ideal. The locality condition on every stalk distinguishes a morphism of schemes from a general morphism of ringed spaces.
The affine-target adjunction for schemes gives the natural bijection
A morphism of schemes gives the homomorphism on global sections induced by , using .
Conversely, let be a ring homomorphism. Choose an affine open subscheme cover of . Restriction of global sections gives homomorphisms , hence morphisms of schemes . On any affine open subscheme , both restrictions correspond to the same homomorphism . They therefore agree on . Such affine opens cover the overlap, so the glue uniquely to a morphism of schemes .
The two constructions are inverse: the first recovers on each , hence on all of , and the second recovers every restriction of a given . This proof needs neither affineness nor quasi-compactness of .
Let be the maximal ideal of the local ring . Every open subset of containing the closed point is the whole spectrum of a commutative ring: it contains a principal open subscheme with , and that is a unit, so .
Given , choose a standard affine open subscheme containing . Its preimage is consequently all of . The affine-target adjunction for schemes expresses in this chart by elements for , the images of . It is represented by homogeneous coordinates with and .
Conversely, a tuple with some defines a morphism of schemes into by . Choosing another unit entry gives the same morphism of schemes, since the usual projective space transition functions identify the ratios. Multiplying all entries by one unit does not change any ratio. If two such tuples define the same morphism of schemes, choose a unit entry in the first and a unit entry in the second. In the second chart, the function pulls back to . Because the whole map lies in , this ratio is a unit, so is a unit too. Equality in this chart gives for every , hence .
Thus the correspondence is exactly
This is the projective coordinates over a local ring description.
For a general ring, the key open-neighbourhood argument fails. Even a tuple generating the unit ideal need not have any unit entry. For example, over the pair defines a map to whose two points have images and . Neither coordinate is a unit, and no common unit multiple changes that fact. The map lies in no single standard chart. More generally, maps into projective space correspond to invertible sheaf quotients of ; the quotient need not be a free rank-one module outside the local ring case.
Necessity follows from commutativity of the fibre product of schemes square: if and , then .
For sufficiency, put and , , . The maps on local rings induce field embeddings . The canonical point maps into and therefore give a morphism of schemes
The tensor product of commutative algebras is nonzero. To see the hinted fact directly, choose a -basis of containing ; tensoring that basis with makes nonzero. A nonzero unital commutative ring has a prime ideal, so its spectrum of a commutative ring has a point . Its projections to the two field spectra are their unique points. The image of consequently projects to and .
The desired point exists precisely when the base images coincide. This is the point-lifting property of a scheme fibre product. It does not claim that such a point is unique: different prime ideals of the tensor product may give different points over the same pair.
Let be a surjective morphism of schemes and let be any morphism of schemes. Take any point and let be its image in . Surjectivity supplies with . By the point-lifting property of a scheme fibre product proved in part (c), there is a point of projecting to both and . Thus every point of is hit by the projection.
This proves that surjectivity is preserved by base change. No restriction is imposed on the base change of a morphism of schemes. No flatness or finite-type assumption is required.
A closed immersion is a morphism of schemes whose underlying map is a homeomorphism onto a closed subset and whose map of structure sheaves
is surjective. Equivalently, is the closed subscheme defined by a quasi-coherent ideal sheaf of a closed subscheme on . The affine-local characterization is particularly useful: for every affine open subscheme ,
for an ideal , with the map induced by the quotient homomorphism.
A morphism of schemes is a separated morphism if its diagonal morphism
is a closed immersion. The diagonal morphism is induced by the pair of identity maps on . Thus separatedness is a condition relative to the given target , not a requirement that be absolutely separated.
A line bundle is a globally generated line bundle when the evaluation map
is surjective. Equivalently, its global sections span each fibre of the line bundle; locally at every point, some section is a generator.
Choose a finite generating family . On the open set where generates , the ratios are regular functions, giving a morphism of schemes into the standard chart of projective space. The ratios obey the usual transition rules on overlaps, so these chart maps glue to
The tuple is computed using any local trivialization of ; changing that trivialization multiplies all entries by the same invertible function. The construction has and pulls back the coordinate sections to the chosen .
There is a finiteness qualification for an arbitrary : global generation alone need not provide such a finite family. It does if is quasi-compact, since the open sets on which individual sections generate have a finite subcover. Without that hypothesis, take and let restrict to on each component. This line bundle is globally generated, but any global sections have a common zero on a component with . Thus this is a globally generated line bundle without finite generators. This is finite global generation on a quasi-compact scheme. The finite-family construction is automatic in the projective case asked next.
For projective nonsingular , put . The length-two criterion for a very ample linear system says that is a closed immersion precisely when, after extending to an algebraic closure, separates distinct points and tangent directions. Equivalently, the evaluation
is surjective for every length-two geometric closed subscheme . Two distinct points give point separation; a nonreduced length-two subscheme supported at one point gives separation of a direction in the Zariski tangent space. For the complete space , this says exactly that is a very ample line bundle. For a chosen smaller , it is the chosen linear system of divisors which must be a very ample linear system; mere global generation is insufficient.
The hyperplane sections through are spanned by the three linear forms . Their common zero on is precisely , so away from the linear system of divisors is base-point-free and defines the projection from a point on a smooth quadric
In particular, the chart-ratio construction in part (a) makes this a morphism of schemes on , not merely a rational map there.
Write a target point as . The corresponding line through consists of points
Substituting in the quadric equation gives
Removing means , so set . Over the residue field of the target point, its scheme-theoretic fibre is consequently
If , this is one reduced point, with . If and , it is empty: the corresponding line meets the quadric only at the removed point, with intersection multiplicity two. If and , the line lies entirely on the quadric, and the scheme-theoretic fibre is , the line with removed.
The last case occurs at exactly and . Their lines are respectively
the two rulings of a smooth quadric surface through . Thus the image consists of the complement of the line , together with those two points. The line parametrizes directions in the tangent plane at . The calculation describes the scheme-theoretic fibres over arbitrary target points and works in every characteristic.
For every homogeneous ,
Hence
so is open in the Zariski topology.
If , then is a homogeneous prime ideal that does not contain the irrelevant ideal of a graded ring . Thus
defines a map . On every standard affine open of Proj the graded homomorphism induces
and therefore an affine scheme morphism
These morphisms agree after localization on overlaps, so they glue to the required morphism of schemes .
A morphism of schemes is proper when it is a finite type morphism, a separated morphism, and a universally closed morphism. The valuative criterion for properness says, under the usual finite-type and Noetherian hypotheses, that is proper exactly when every commutative square
with a discrete valuation ring and has a unique diagonal lift .
For , a -point is with not all zero. If is a uniformizer, multiply all coordinates by one power of so that . The resulting coordinates lie in and at least one is a unit, so they define an -point extending the given -point. If two extensions exist, on a chart where one coordinate is a unit their affine coordinate ratios agree in and therefore in the integral domain ; hence the extensions agree. This verifies existence and uniqueness directly.
An open immersion is a morphism of schemes that identifies , including its structure sheaf, with an open subscheme of .
Let and . The inclusion is an open immersion and is an affine scheme, but is not affine. Indeed, regular functions extend across the missing codimension-two point, so
Were affine, the inclusion would therefore correspond to an isomorphism of coordinate rings and would be an isomorphism , a contradiction.
For an example with both schemes affine, the principal open subscheme
is a nontrivial open immersion. The affine line is connected because has no nontrivial idempotent elements.
Each property is local on the target. Finite type is local by its affine definition. The restrictions of the diagonal morphism of over the open sets are closed immersions; since being a closed subset is local on an open cover, the diagonal itself is a closed immersion, so is separated. Finally, after any base change , the inverse images cover . For every closed , its image has closed intersection with every because the restricted base-changed morphism is closed. The image is therefore closed in . Thus is universally closed and hence proper. This proves that properness is local on the target.
A morphism of schemes is a flat morphism when every local-ring map makes a flat module.
In (i), the coordinate map is , , and
It is therefore a free module of rank two and the morphism is flat, including in characteristic two.
In (ii), is finite over the cusp ring and has generic rank one. Were it flat, finite flatness over the local ring at the cusp would make it free of rank one. Its fiber there is instead
which has dimension two, so this morphism is not flat.
In (iii), the base coordinate acts as , and the nonzero element satisfies . Thus the coordinate ring has torsion as a -module. Since is a principal ideal domain and a module over it is flat exactly when it is torsion-free, this morphism is not flat. Consequently
A morphism of schemes is a closed immersion if it identifies homeomorphically with a closed subset of and the morphism of sheaves
is surjective. Equivalently, every point of has an affine neighborhood on which is isomorphic to for some ideal .
A closed subscheme of is a scheme supplied with a closed immersion , considered up to isomorphism over .
Properness is local on the target Created 2026-09-28 Updated 2026-10-14
If is a morphism of schemes and is an open cover of , then is proper exactly when every restriction is proper. The three defining properties—finite type, separatedness, and universal closedness—can each be checked on an open cover of the target.
Quasi-compact morphism 2026-10-25
A morphism of schemes is quasi-compact if the inverse image of every quasi-compact open subset is quasi-compact. It suffices to test affine open subschemes of the target. This is a relative condition: the source need not be a quasi-compact scheme when the target is not one.